Hedge Fund Database

LETKO, BROSSEAU & ASSOCIATES INC.

Adviser information for LETKO, BROSSEAU & ASSOCIATES INC. last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location Canada

Employees

Total Number of Employees 70
Investment Advisory/Research 38
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,153 $15.4B
Non-Discretionary 0 $0
Total 2,153 $15.4B

Clients

Type Number RAUM
Individuals 935 $418.4M
HNW Individuals 615 $1.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 22 $3.5B
Pension and profit sharing plans 95 $5.3B
Charitable organizations 92 $1.6B
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 394 $2.8B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 98
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-64074
SEC ERA File Number 801-64074
SEC CIK Numbers 1297496
SEC CRD Numbers 133221
Legal Entity Identifier 254900AH32D0TH9OIE68

Principal Office

1800 MCGILL COLLEGE AVENUE, SUITE 2510
MONTREAL, QUEBEC
Canada
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 1-800-307-8557, Fax: 514-499-0361

Websites

www.linkedin.com/company/letko-brosseau-&-associates/?originalsubdomain=ca www.lba.ca twitter.com/letkobrosseau www.facebook.com/pages/category/investment-management-company/letko-brosseau-335448786968755/ www.youtube.com/channel/ucwu_tlwor3tsnp8n1ee1lzq my.lba.ca

Chief Compliance Officer

ISABELLE GODIN
VICE PRESIDENT - OPERATIONS AND CFO
1800 MCGILL COLLEGE AVENUE
SUITE 2510
MONTREAL, QUEBEC
Canada
Tel: 514-499-1200
Fax: 514-499-0361
(Full email address available in API data)

Regulatory Contact

MARIE-DOMINIQUE GAUTHIER
DIRECTOR, REGULATORY COMPLIANCE
1800 MCGILL COLLEGE AVENUE
SUITE 2510
MONTREAL, QUEBEC
Canada
Tel: 514-499-1200
Fax: 514-499-0361
(Full email address available in API data)

Industry Affiliates

LETKO BROSSEAU INVESTMENT MANAGEMENT INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LETKO BROSSEAU EQUITY FUND - GLOBAL INVESTORS GLOBAL EQUITY FUND $5.7M $0.0M 9
LETKO BROSSEAU ESG FOSSIL FUEL FREE GLOBAL EQUITY FUND (US) EQUITY FUND $17.4M $0.0M 1
LETKO BROSSEAU RSP BALANCED FUND BALANCED FUND $303.3M $0.0M 650
LETKO BROSSEAU RSP BOND FUND BOND FUND $26.7M $0.0M 78
LETKO BROSSEAU RSP EQUITY FUND EQUITY FUND $441.5M $0.0M 450

Control Persons

Name Type Entity Title Since Ownership
BROSSEAU, DANIEL, FRAN�OIS Individual – EXECUTIVE OFFICER 07/1987 < 5%
LETKO, PETER Individual – EXECUTIVE OFFICER 07/1987 < 5%
BROSSEAU, DANIEL, FRAN�OIS Individual 4554353 CANADA INC. COMMON SHAREHOLDER 03/2010 > 75%
CANDOR INVESTMENTS LTD Foreign Entity – COMMON SHAREHOLDER 03/1996 5-10%
LETKO, PETER Individual 4554361 CANADA INC. COMMON SHAREHOLDER 03/2010 > 75%
4554361 CANADA INC. Foreign Entity – COMMON SHAREHOLDER 03/2010 25-50%
4554353 CANADA INC. Foreign Entity – COMMON SHAREHOLDER 03/2010 25-50%
BELKORP INDUSTRIES INC. Foreign Entity – COMMON SHAREHOLDER 01/2007 5-10%
THE MORRIS BELKIN FAMILY TRUST Foreign Entity BELKORP INDUSTRIES INC. COMMON SHAREHOLDER 01/2007 > 75%
BELKIN, ALTON, STUART Individual THE MORRIS BELKIN FAMILY TRUST TRUSTEE 01/2007 25-50%
JEWELL, DONALD, GORDON Individual THE MORRIS BELKIN FAMILY TRUST TRUSTEE 01/2007 25-50%
Birks, Thomas, Massey Individual – CHAIRMAN OF THE BOARD OF DIRECTORS 05/2017 < 5%
MARIEN, ROBERT, JOSEPH Individual – DIRECTOR 05/2017 < 5%
�lie, Jean, Andr� Individual – DIRECTOR 05/2017 < 5%
GODIN, ISABELLE, MARIE, COLETTE Individual – CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER 10/2017 < 5%
LINDSAY, THOMAS, DOUGLAS Individual THE MORRIS BELKIN FAMILY TRUST TRUSTEE 02/2019 25-50%
Siebens, William, Carter Individual CANDOR INVESTMENTS LTD COMMON SHAREHOLDER 06/2020 25-50%
SIEBENS, RHONDDA, MARIE Individual CANDOR INVESTMENTS LTD COMMON SHAREHOLDER 06/2020 25-50%
SIEBENS, EVANN, ELIZABETH Individual CANDOR INVESTMENTS LTD COMMON SHAREHOLDER 06/2020 25-50%
Gattuso, Jean Individual – DIRECTOR 12/2022 < 5%
Baroux-Francisci, Nathalie, Claude Individual – DIRECTOR 12/2022 < 5%

No. Employees, Historic

70350201920202021202220232024202559 on 6/6/201955 on 12/5/201955 on 6/30/202058 on 12/14/202058 on 12/17/202058 on 4/30/202158 on 4/30/202163 on 12/13/202163 on 12/14/202163 on 12/14/202169 on 12/20/202269 on 12/21/202270 on 12/19/202370 on 12/20/202370 on 12/21/202370 on 2/5/2024

RAUM, Historic

30B15B0201920202021202220232024202522915260566 on 6/6/201920510502075 on 12/5/201920510502075 on 6/30/202014184860179 on 12/14/202014184860179 on 12/17/202017302269897 on 4/30/202117302269897 on 4/30/202117678743133 on 12/13/202117678743133 on 12/14/202117678743133 on 12/14/202113931049731 on 12/20/202213931049731 on 12/21/202215357669816 on 12/19/202315357669816 on 12/20/202315357669816 on 12/21/202315357669816 on 2/5/2024

No. Clients, Historic

3,0001,500020192020202120222023202420252653 on 6/6/20192737 on 12/5/20192737 on 6/30/20202615 on 12/14/20202615 on 12/17/20202633 on 4/30/20212633 on 4/30/20212441 on 12/13/20212441 on 12/14/20212441 on 12/14/20212161 on 12/20/20222161 on 12/21/20222153 on 12/19/20232153 on 12/20/20232153 on 12/21/20232153 on 2/5/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 55M 319K –
ALPHABET INC CAP STK CL A 361K 2K –
ALPHABET INC CAP STK CL C 141M 767K –
ARCADIUM LITHIUM PLC COM SHS 197K 59K –
ARS PHARMACEUTICALS INC COM 210K 25K –
AT&T INC COM 84M 4M –
AURA BIOSCIENCES INC COM 160K 21K –
BANK AMERICA CORP COM 54M 1M –
BANK MONTREAL QUE COM 163M 2M –
BANK NOVA SCOTIA HALIFAX COM 202M 4M –
BARRICK GOLD CORP COM 67M 4M –
BCE INC COM NEW 114M 4M –
BERRY GLOBAL GROUP INC COM 56M 954K –
BIOGEN INC COM 26M 113K –
CAE INC COM 73M 4M –
CANADIAN IMPERIAL BK COMM TO COM 112M 2M –
CANADIAN NAT RES LTD COM 65M 2M –
CELESTICA INC COM 72M 1M –
CEMEX SAB DE CV SPON ADR NEW 23M 4M –
CENOVUS ENERGY INC COM 98M 5M –
CIRRUS LOGIC INC COM 63M 494K –
CITIGROUP INC COM NEW 94M 1M –
COMCAST CORP NEW CL A 75M 2M –
COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 37M 3M –
COMPANHIA PARANAENSE DE ENER SPON ADS 37M 6M –
COMPANHIA PARANAENSE DE ENER SPONSORED ADS 3M 464K –
CONOCOPHILLIPS COM 49M 431K –
COPA HOLDINGS SA CL A 17M 175K –
CREDICORP LTD COM 18M 113K –
CVS HEALTH CORP COM 61M 1M –
DENALI THERAPEUTICS INC COM 264K 11K –
DEVON ENERGY CORP NEW COM 19M 408K –
DICKS SPORTING GOODS INC COM 12M 57K –
DUKE ENERGY CORP NEW COM NEW 318K 3K –
EASTMAN CHEM CO COM 83M 849K –
ENERFLEX LTD COM 36M 7M –
FEDEX CORP COM 45M 149K –
FIDELITY NATL INFORMATION SV COM 42M 558K –
FORTIS INC COM 9M 221K –
GILEAD SCIENCES INC COM 66M 968K –
GLYCOMIMETICS INC COM 13K 45K –
GRAPHIC PACKAGING HLDG CO COM 30M 1M –
GSK PLC SPONSORED ADR 46M 1M –
HDFC BANK LTD SPONSORED ADS 2M 25K –
HESS CORP COM 35M 236K –
HUDBAY MINERALS INC COM 87M 10M –
ICICI BANK LIMITED ADR 16M 540K –
ING GROEP N.V. SPONSORED ADR 849K 50K –
INTEL CORP COM 24M 776K –
INVESCO LTD SHS 25M 2M –
ISHARES INC MSCI WORLD ETF 1M 7K –
KIMBERLY-CLARK CORP COM 418K 3K –
LYRA THERAPEUTICS INC COM 9K 32K –
MACERICH CO COM 50M 3M –
MAGNA INTL INC COM 138M 3M –
MANULIFE FINL CORP COM 249M 9M –
MEIRAGTX HLDGS PLC COM 191K 45K –
MERCK & CO INC COM 29M 234K –
META PLATFORMS INC CL A 157M 311K –
METLIFE INC COM 204K 3K –
MICROSOFT CORP COM 285K 638 –
MINERALYS THERAPEUTICS INC COM 133K 11K –
MODERNA INC COM 37M 315K –
MORGAN STANLEY INDIA INVT FD COM 5M 193K –
NUTRIEN LTD COM 135M 3M –
NXP SEMICONDUCTORS N V COM 202K 750 –
OPEN TEXT CORP COM 118M 4M –
ORACLE CORP COM 52M 369K –
OUTSET MED INC COM 52K 14K –
OVINTIV INC COM 14M 298K –
PEMBINA PIPELINE CORP COM 441K 12K –
PFIZER INC COM 91M 3M –
PROFOUND MED CORP COM NEW 10M 1M –
PROKIDNEY CORP CLASS A ORD SHS 39K 16K –
RESTAURANT BRANDS INTL INC COM 32M 450K –
ROGERS COMMUNICATIONS INC CL B 148M 4M –
ROYAL BK CDA COM 207M 2M –
SCHWAB CHARLES CORP COM 2M 22K –
SHELL PLC SPON ADS 63M 872K –
SKECHERS U S A INC CL A 49M 712K –
SKYWORKS SOLUTIONS INC COM 72M 679K –
SPDR S&P 500 ETF TR TR UNIT 936K 2K –
SPDR SER TR S&P BIOTECH 5M 57K –
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 35M 1M –
SPRINKLR INC CL A 20M 2M –
STATE STR CORP COM 68M 913K –
SUN LIFE FINANCIAL INC. COM 136M 3M –
SUNCOR ENERGY INC NEW COM 138M 4M –
TECK RESOURCES LTD CL B 88M 2M –
TELUS CORPORATION COM 103M 7M –
TENET HEALTHCARE CORP COM NEW 705K 5K –
TORONTO DOMINION BK ONT COM NEW 184M 3M –
TRUIST FINL CORP COM 66M 2M –
TSCAN THERAPEUTICS INC COM 121K 21K –
UNITED PARCEL SERVICE INC CL B 29M 214K –
VALE S A SPONSORED ADS 356K 32K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 366K 3K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 574K 7K –
VERIZON COMMUNICATIONS INC COM 68M 2M –
VODAFONE GROUP PLC NEW SPONSORED ADR 13M 1M –
WALMART INC COM 68M 1M –
WELLS FARGO CO NEW COM 62M 1M –
WEST FRASER TIMBER CO LTD COM 87M 1M –
YATRA ONLINE INC ORD SHS 2M 2M –