CAPITAL ADVISORY GROUP, INC.
Adviser information for CAPITAL ADVISORY GROUP, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 286 | $191.6M |
| Non-Discretionary | 17 | $4.7M |
| Total | 303 | $196.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $9.4M |
| HNW Individuals | 51 | $186.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-64114 |
|---|---|
| SEC ERA File Number | 801-64114 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114539 |
| Legal Entity Identifier | None |
Principal Office
5151 BELT LINE ROADSUITE 1250
DALLAS
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 972-770-4840, Fax: 972-770-4814
Chief Compliance Officer
JAMES S. HOPSON, JR.
PRESIDENT, CEO, CCO
5151 BELT LINE ROAD
SUITE 1250
DALLAS
TX
United States
Tel:
972-770-4840
Fax:
972-770-4814
J******@********M
(Full email address available in API data)
Regulatory Contact
JUSTIN C MORGAN
VICE PRESIDENT
5151 BELT LINE ROAD
SUITE 1250
DALLAS
TX
United States
Tel:
972-770-4840
J*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOPSON, JAMES, STUART | Individual | – | PRESIDENT, CEO, CCO | 05/1990 | > 75% |