YALE CAPITAL CORP.
TEXAS YALE CAPITAL CORP. Legal Name
Adviser information for YALE CAPITAL CORP. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 101 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 101 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 101 | $3.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
6475 1ST AVE SOUTHST. PETERSBURG
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 727-823-0006, Fax: 727-502-9059
Chief Compliance Officer
CHEYNE PACE
CHAIRMAN, PRESIDENT
6475 1ST AVE SOUTH
ST. PETERSBURG
FL
United States
Tel:
727-823-0006
Fax:
727-502-9059
C*****@******************M
(Full email address available in API data)
Regulatory Contact
YALE CAPITAL CORP
COMPLIANCE MANAGER
6475 1ST AVE SOUTH
ST. PETERSBURG
FL
United States
Tel:
7278230006
Fax:
727-502-9059
J*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PACE, CHEYNE, CLIFFORD | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2010 | > 75% |
| PACE, CHEYNE, CLIFFORD | Individual | – | CHAIRMAN | 09/2004 | > 75% |
| PACE, CHEYNE, CLIFFORD | Individual | – | PRESIDENT | 08/2012 | > 75% |
| PACE, CHEYNE, CLIFFORD | Individual | – | CHIEF INVESTMENT OFFICER | 09/2004 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 15K | – |
| ABBOTT LABS | COM | 1M | 13K | – |
| ABBVIE INC | COM | 7M | 38K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| ADOBE INC | COM | 912K | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 282K | 2K | – |
| AGREE RLTY CORP | COM | 570K | 9K | – |
| AKOUSTIS TECHNOLOGIES INC | COM | 3K | 20K | – |
| ALECTOR INC | COM | 45K | 10K | – |
| ALLEGION PLC | ORD SHS | 333K | 3K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 316K | 13K | – |
| ALPHABET INC | CAP STK CL A | 11M | 61K | – |
| ALPHABET INC | CAP STK CL C | 13M | 68K | – |
| ALPS ETF TR | BARRONS 400 ETF | 420K | 6K | – |
| ALTRIA GROUP INC | COM | 3M | 63K | – |
| AMAZON COM INC | COM | 7M | 38K | – |
| AMERICAN ELEC PWR CO INC | COM | 949K | 11K | – |
| AMERICAN EXPRESS CO | COM | 676K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 12K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 1M | 9K | – |
| AMGEN INC | COM | 3M | 10K | – |
| AMPHENOL CORP NEW | CL A | 6M | 84K | – |
| ANALOG DEVICES INC | COM | 701K | 3K | – |
| ANTERO MIDSTREAM CORP | COM | 310K | 21K | – |
| APPLE INC | COM | 40M | 191K | – |
| ARCHER AVIATION INC | COM CL A | 81K | 23K | – |
| ARCHER DANIELS MIDLAND CO | COM | 203K | 3K | – |
| ARCTURUS THERAPEUTICS HLDGS | COM | 390K | 16K | – |
| ARES CAPITAL CORP | COM | 1M | 68K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 405K | 396 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 1M | 13K | – |
| AT&T INC | COM | 5M | 244K | – |
| ATMOS ENERGY CORP | COM | 4M | 34K | – |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 8K | 40K | – |
| AURORA INNOVATION INC | CLASS A COM | 61K | 22K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 8K | – |
| AVALONBAY CMNTYS INC | COM | 2M | 10K | – |
| AXON ENTERPRISE INC | COM | 11M | 38K | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 2M | 133K | – |
| BANK AMERICA CORP | COM | 741K | 19K | – |
| BANK MONTREAL QUE | COM | 1M | 12K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 691K | 15K | – |
| BECTON DICKINSON & CO | COM | 2M | 7K | – |
| BELPOINTE PREP LLC | UNIT RP LTD LB A | 243K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 33M | 82K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 13M | 22 | – |
| BIOGEN INC | COM | 924K | 4K | – |
| BLACKROCK INC | COM | 3M | 4K | – |
| BLACKSTONE INC | COM | 17M | 138K | – |
| BOEING CO | COM | 5M | 30K | – |
| BOSTON BEER INC | CL A | 330K | 1K | – |
| BP PLC | SPONSORED ADR | 638K | 18K | – |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 64K | 26K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 376K | 9K | – |
| BROADCOM INC | COM | 5M | 3K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 3M | 72K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 5M | 121K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 958K | 35K | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 805K | 33K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 1M | 14K | – |
| CACI INTL INC | CL A | 3M | 8K | – |
| CADENCE DESIGN SYSTEM INC | COM | 3M | 10K | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 265K | 6K | – |
| CANADIAN NAT RES LTD | COM | 641K | 18K | – |
| CARLYLE GROUP INC | COM | 3M | 85K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 936K | 50K | – |
| CARRIER GLOBAL CORPORATION | COM | 225K | 4K | – |
| CASEYS GEN STORES INC | COM | 1M | 3K | – |
| CATERPILLAR INC | COM | 1M | 3K | – |
| CBOE GLOBAL MKTS INC | COM | 905K | 5K | – |
| CBRE GROUP INC | CL A | 2M | 26K | – |
| CENCORA INC | COM | 257K | 1K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 3M | 11K | – |
| CHEMED CORP NEW | COM | 5M | 10K | – |
| CHENIERE ENERGY INC | COM NEW | 2M | 10K | – |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 2M | 49K | – |
| CHEVRON CORP NEW | COM | 6M | 40K | – |
| CHUBB LIMITED | COM | 3M | 12K | – |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 347K | 9K | – |
| CHURCH & DWIGHT CO INC | COM | 1M | 11K | – |
| CINTAS CORP | COM | 60M | 86K | – |
| CISCO SYS INC | COM | 3M | 65K | – |
| CLOROX CO DEL | COM | 2M | 13K | – |
| CME GROUP INC | COM | 1M | 6K | – |
| COCA COLA CO | COM | 3M | 49K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 1M | 23K | – |
| COHERENT CORP | COM | 262K | 4K | – |
| COLGATE PALMOLIVE CO | COM | 3M | 29K | – |
| CONOCOPHILLIPS | COM | 286K | 3K | – |
| CONSOLIDATED EDISON INC | COM | 1M | 12K | – |
| CONSTELLATION BRANDS INC | CL A | 570K | 2K | – |
| COPART INC | COM | 1M | 21K | – |
| CORMEDIX INC | COM | 52K | 12K | – |
| CORNING INC | COM | 338K | 9K | – |
| CORTEVA INC | COM | 836K | 16K | – |
| COSTCO WHSL CORP NEW | COM | 10M | 11K | – |
| CRH PLC | ORD | 1M | 17K | – |
| CROWN CASTLE INC | COM | 1M | 14K | – |
| CSX CORP | COM | 285K | 9K | – |
| CUMMINS INC | COM | 917K | 3K | – |
| CURTISS WRIGHT CORP | COM | 4M | 15K | – |
| DARDEN RESTAURANTS INC | COM | 212K | 1K | – |
| DELL TECHNOLOGIES INC | CL C | 6M | 43K | – |
| DIAGEO PLC | SPON ADR NEW | 460K | 4K | – |
| DIGITAL RLTY TR INC | COM | 4M | 25K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 983K | 17K | – |
| DISNEY WALT CO | COM | 3M | 31K | – |
| DOLLAR GEN CORP NEW | COM | 416K | 3K | – |
| DORCHESTER MINERALS LP | COM UNIT | 2M | 55K | – |
| DOVER CORP | COM | 2M | 8K | – |
| DOW INC | COM | 2M | 33K | – |
| DRAFTKINGS INC NEW | COM CL A | 5M | 135K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 28K | – |
| DUPONT DE NEMOURS INC | COM | 224K | 3K | – |
| EATON CORP PLC | SHS | 2M | 5K | – |
| EDITAS MEDICINE INC | COM | 327K | 70K | – |
| ELECTRONIC ARTS INC | COM | 232K | 2K | – |
| ELEVANCE HEALTH INC | COM | 569K | 1K | – |
| ELI LILLY & CO | COM | 6M | 7K | – |
| EMERSON ELEC CO | COM | 2M | 14K | – |
| ENBRIDGE INC | COM | 5M | 152K | – |
| ENERGY FUELS INC | COM NEW | 606K | 100K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 19M | 1M | – |
| ENTERPRISE PRODS PARTNERS L | COM | 50M | 2M | – |
| ENVIVA INC | COM | 5K | 11K | – |
| EPR PPTYS | COM SH BEN INT | 577K | 14K | – |
| EQT CORP | COM | 2M | 44K | – |
| EQUINIX INC | COM | 324K | 428 | – |
| EQUITRANS MIDSTREAM CORP | COM | 1M | 107K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 5M | 71K | – |
| ESSENTIAL UTILS INC | COM | 3M | 76K | – |
| EVEREST GROUP LTD | COM | 248K | 650 | – |
| EXTRA SPACE STORAGE INC | COM | 3M | 22K | – |
| EXXON MOBIL CORP | COM | 7M | 60K | – |
| FACTSET RESH SYS INC | COM | 594K | 1K | – |
| FEDERATED HERMES INC | CL B | 1M | 33K | – |
| FEDEX CORP | COM | 387K | 1K | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 3M | 37K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 1M | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 4M | 64K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 4M | 19K | – |
| FLOWERS FOODS INC | COM | 204K | 9K | – |
| FLUTTER ENTMT PLC | SHS | 452K | 2K | – |
| FRANKLIN ELEC INC | COM | 895K | 9K | – |
| FREEPORT-MCMORAN INC | CL B | 678K | 14K | – |
| GABELLI EQUITY TR INC | COM | 56K | 11K | – |
| GAP INC | COM | 4M | 173K | – |
| GENERAL DYNAMICS CORP | COM | 3M | 9K | – |
| GENERAL MLS INC | COM | 1M | 18K | – |
| GENESIS ENERGY L P | UNIT LTD PARTN | 160K | 11K | – |
| GENUINE PARTS CO | COM | 829K | 6K | – |
| GLOBAL PMTS INC | COM | 211K | 2K | – |
| GLOBAL X FDS | ARTIFICIAL ETF | 614K | 17K | – |
| GLOBAL X FDS | US PFD ETF | 5M | 244K | – |
| GLOBAL X FDS | RATE PREFERRED | 385K | 16K | – |
| GOLAR LNG LTD | SHS | 260K | 8K | – |
| GOLDMAN SACHS BDC INC | SHS | 2M | 102K | – |
| GOLDMAN SACHS ETF TR | HEDGE IND ETF | 5M | 44K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 3M | 29K | – |
| GOLDMAN SACHS GROUP INC | COM | 11M | 25K | – |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 283K | 12K | – |
| GOLUB CAP BDC INC | COM | 2M | 146K | – |
| GOSSAMER BIO INC | COM | 9K | 10K | – |
| HANESBRANDS INC | COM | 80K | 16K | – |
| HASBRO INC | COM | 378K | 6K | – |
| HERSHEY CO | COM | 496K | 3K | – |
| HESS MIDSTREAM LP | CL A SHS | 2M | 59K | – |
| HILLENBRAND INC | COM | 2M | 43K | – |
| HOME DEPOT INC | COM | 36M | 105K | – |
| HONEYWELL INTL INC | COM | 343K | 2K | – |
| IDACORP INC | COM | 3M | 33K | – |
| INGERSOLL RAND INC | COM | 608K | 7K | – |
| INTEL CORP | COM | 5M | 168K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 4M | 29K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 5K | – |
| INVESCO DB MULTI-SECTOR COMM | PRECIOUS METAL | 14M | 239K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP INFO | 4M | 78K | – |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 1M | 25K | – |
| INVESCO QQQ TR | UNIT SER 1 | 28M | 58K | – |
| IRON MTN INC DEL | COM | 441K | 5K | – |
| ISHARES GOLD TR | ISHARES NEW | 507K | 12K | – |
| ISHARES INC | MSCI AUST ETF | 299K | 12K | – |
| ISHARES INC | MSCI CDA ETF | 309K | 8K | – |
| ISHARES INC | CORE MSCI EMKT | 6M | 110K | – |
| ISHARES INC | EM MKT SM-CP ETF | 3M | 51K | – |
| ISHARES INC | FRONTIER AND SEL | 2M | 77K | – |
| ISHARES INC | MSCI GERMANY ETF | 863K | 28K | – |
| ISHARES INC | MSCI HONG KG ETF | 249K | 16K | – |
| ISHARES INC | MSCI ISRAEL ETF | 276K | 5K | – |
| ISHARES INC | MSCI JPN ETF NEW | 423K | 6K | – |
| ISHARES INC | MSCI MEXICO ETF | 536K | 9K | – |
| ISHARES INC | MSCI STH KOR ETF | 911K | 14K | – |
| ISHARES INC | MSCI TAIWAN ETF | 506K | 9K | – |
| ISHARES SILVER TR | ISHARES | 769K | 29K | – |
| ISHARES TR | MSCI PERU AND GL | 563K | 14K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 4M | 39K | – |
| ISHARES TR | ASIA 50 ETF | 1M | 19K | – |
| ISHARES TR | TIPS BD ETF | 203K | 2K | – |
| ISHARES TR | CHINA LG-CAP ETF | 324K | 12K | – |
| ISHARES TR | COHEN STEER REIT | 321K | 6K | – |
| ISHARES TR | CORE MSCI EAFE | 15M | 205K | – |
| ISHARES TR | CORE US AGGBD ET | 282K | 3K | – |
| ISHARES TR | MSCI EMG MKT ETF | 249K | 6K | – |
| ISHARES TR | EXPANDED TECH | 254K | 3K | – |
| ISHARES TR | GLOBAL TECH ETF | 324K | 4K | – |
| ISHARES TR | IBOXX INV CP ETF | 236K | 2K | – |
| ISHARES TR | MSCI IRELAND ETF | 831K | 13K | – |
| ISHARES TR | MICRO-CAP ETF | 2M | 13K | – |
| ISHARES TR | MSCI EAFE ETF | 920K | 12K | – |
| ISHARES TR | MSCI INDIA ETF | 2M | 35K | – |
| ISHARES TR | ISHARES BIOTECH | 2M | 13K | – |
| ISHARES TR | U.S. PHARMA ETF | 891K | 13K | – |
| ISHARES TR | RUS 2000 GRW ETF | 2M | 6K | – |
| ISHARES TR | RUS 2000 VAL ETF | 3M | 20K | – |
| ISHARES TR | RUS MD CP GR ETF | 341K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 1M | 12K | – |
| ISHARES TR | CORE S&P MCP ETF | 288K | 5K | – |
| ISHARES TR | S&P MC 400GR ETF | 14M | 161K | – |
| ISHARES TR | S&P MC 400VL ETF | 13M | 114K | – |
| ISHARES TR | S&P SML 600 GWT | 12M | 95K | – |
| ISHARES TR | SP SMCP600VL ETF | 4M | 37K | – |
| ISHARES TR | CORE S&P SCP ETF | 8M | 78K | – |
| ISHARES TR | CORE S&P TTL STK | 254K | 2K | – |
| ISHARES TR | SELECT DIVID ETF | 701K | 6K | – |
| ISHARES TR | PFD AND INCM SEC | 814K | 26K | – |
| ISHARES TR | BLACKROCK ULTRA | 3M | 52K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 238K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 9M | 178K | – |
| JABIL INC | COM | 696M | 6M | – |
| JD.COM INC | SPON ADS CL A | 361K | 14K | – |
| JOBY AVIATION INC | COMMON STOCK | 153K | 30K | – |
| JOHNSON & JOHNSON | COM | 4M | 31K | – |
| JPMORGAN CHASE & CO. | COM | 22M | 109K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 5M | 36K | – |
| KIMBERLY-CLARK CORP | COM | 1M | 10K | – |
| KINDER MORGAN INC DEL | COM | 399K | 20K | – |
| KKR & CO INC | COM | 9M | 86K | – |
| KRAFT HEINZ CO | COM | 2M | 51K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 365K | 2K | – |
| LAUDER ESTEE COS INC | CL A | 2M | 15K | – |
| LOCKHEED MARTIN CORP | COM | 868K | 2K | – |
| LOEWS CORP | COM | 4M | 52K | – |
| LOWES COS INC | COM | 1M | 5K | – |
| LULULEMON ATHLETICA INC | COM | 3M | 9K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 1M | 15K | – |
| MAIN STR CAP CORP | COM | 4M | 77K | – |
| MARATHON PETE CORP | COM | 703K | 4K | – |
| MARKEL GROUP INC | COM | 2M | 1K | – |
| MARRIOTT INTL INC NEW | CL A | 5M | 21K | – |
| MARRIOTT VACATIONS WORLDWIDE | COM | 339K | 4K | – |
| MARTIN MARIETTA MATLS INC | COM | 780K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 3M | 36K | – |
| MASTERCARD INCORPORATED | CL A | 7M | 16K | – |
| MCDONALDS CORP | COM | 4M | 17K | – |
| MCKESSON CORP | COM | 2M | 3K | – |
| MEDICAL PPTYS TRUST INC | COM | 646K | 150K | – |
| MERCADOLIBRE INC | COM | 3M | 2K | – |
| MERCK & CO INC | COM | 5M | 40K | – |
| METLIFE INC | COM | 676K | 10K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 337K | 4K | – |
| MICROSOFT CORP | COM | 21M | 47K | – |
| MONDELEZ INTL INC | CL A | 978K | 15K | – |
| MOODYS CORP | COM | 2M | 4K | – |
| MORGAN STANLEY | COM NEW | 2M | 25K | – |
| MPLX LP | COM UNIT REP LTD | 10M | 234K | – |
| MSCI INC | COM | 14M | 30K | – |
| MURPHY USA INC | COM | 2M | 4K | – |
| NASDAQ INC | COM | 2M | 26K | – |
| NETAPP INC | COM | 998K | 8K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NEWS CORP NEW | CL A | 474K | 17K | – |
| NEXTERA ENERGY INC | COM | 9M | 129K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 2M | 87K | – |
| NIKE INC | CL B | 18M | 235K | – |
| NORFOLK SOUTHN CORP | COM | 3M | 12K | – |
| NORTHROP GRUMMAN CORP | COM | 702K | 2K | – |
| NOVARTIS AG | SPONSORED ADR | 379K | 4K | – |
| NOVO-NORDISK A S | ADR | 5M | 34K | – |
| NUCOR CORP | COM | 421K | 3K | – |
| NVIDIA CORPORATION | COM | 16M | 126K | – |
| OMNICELL COM | COM | 496K | 18K | – |
| OMNICOM GROUP INC | COM | 274K | 3K | – |
| ONEOK INC NEW | COM | 11M | 129K | – |
| ORACLE CORP | COM | 10M | 70K | – |
| ORIGIN BANCORP INC | COM | 952K | 30K | – |
| PACCAR INC | COM | 14M | 138K | – |
| PACKAGING CORP AMER | COM | 3M | 14K | – |
| PAPA JOHNS INTL INC | COM | 203K | 4K | – |
| PARKER-HANNIFIN CORP | COM | 369K | 730 | – |
| PAYCHEX INC | COM | 2M | 19K | – |
| PAYCOM SOFTWARE INC | COM | 242K | 2K | – |
| PEMBINA PIPELINE CORP | COM | 378K | 10K | – |
| PEPSICO INC | COM | 3M | 20K | – |
| PFIZER INC | COM | 582K | 21K | – |
| PG&E CORP | COM | 271K | 16K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 21K | – |
| PHILLIPS 66 | COM | 6M | 42K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 1M | 11K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 9M | 492K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 341K | 18K | – |
| PORTLAND GEN ELEC CO | COM NEW | 497K | 11K | – |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 483K | 19K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 406K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 10M | 58K | – |
| PROLOGIS INC. | COM | 5M | 46K | – |
| PROSHARES TR | ONLINE RTL ETF | 2M | 46K | – |
| PUBLIC STORAGE OPER CO | COM | 2M | 7K | – |
| QUALCOMM INC | COM | 3M | 15K | – |
| RAYMOND JAMES FINL INC | COM | 420K | 3K | – |
| REALTY INCOME CORP | COM | 2M | 31K | – |
| REGENERON PHARMACEUTICALS | COM | 2M | 2K | – |
| REVVITY INC | COM | 944K | 9K | – |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 1K | 10K | – |
| RIGETTI COMPUTING INC | COMMON STOCK | 52K | 49K | – |
| RIO TINTO PLC | SPONSORED ADR | 269K | 4K | – |
| RTX CORPORATION | COM | 1M | 11K | – |
| RYMAN HOSPITALITY PPTYS INC | COM | 682K | 7K | – |
| S&P GLOBAL INC | COM | 3M | 6K | – |
| SALESFORCE INC | COM | 1M | 4K | – |
| SAP SE | SPON ADR | 270K | 1K | – |
| SCHWAB CHARLES CORP | COM | 2M | 22K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 4M | 57K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 2M | 96K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 3M | 121K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 3M | 61K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 3M | 90K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 296K | 8K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 3M | 77K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 282K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 29K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 58K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 1M | 19K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 295K | 4K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 3M | 31K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 1M | 14K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 5M | 110K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 450K | 4K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 495K | 13K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 212K | 1K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 262K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 611K | 3K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 687K | 10K | – |
| SEMPRA | COM | 2M | 25K | – |
| SERVICENOW INC | COM | 2M | 2K | – |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 75 | 25K | – |
| SHELL PLC | SPON ADS | 946K | 13K | – |
| SHERWIN WILLIAMS CO | COM | 3M | 11K | – |
| SHOPIFY INC | CL A | 8M | 119K | – |
| SIX FLAGS ENTMT CORP NEW | COM | 202K | 6K | – |
| SIXTH STREET SPECIALTY LENDI | COM | 528K | 25K | – |
| SM ENERGY CO | COM | 483K | 11K | – |
| SNAP ON INC | COM | 3M | 11K | – |
| SOUTHERN CO | COM | 2M | 31K | – |
| SPDR GOLD TR | GOLD SHS | 4M | 18K | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 2M | 33K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 13M | 23K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 276K | 11K | – |
| SPDR SER TR | S&P BIOTECH | 671K | 7K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 693K | 10K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 206K | 3K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 602K | 8K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 2M | 43K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 426K | 5K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 623K | 8K | – |
| SPDR SER TR | S&P METALS MNG | 387K | 7K | – |
| SPERO THERAPEUTICS INC | COM | 13K | 10K | – |
| STAG INDL INC | COM | 2M | 48K | – |
| STANLEY BLACK & DECKER INC | COM | 2M | 23K | – |
| STARBUCKS CORP | COM | 454K | 6K | – |
| STRYKER CORPORATION | COM | 3M | 9K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 4M | 66K | – |
| SYSCO CORP | COM | 2M | 28K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 11M | 62K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 1M | 8K | – |
| TARGET CORP | COM | 901K | 6K | – |
| TEMPUR SEALY INTL INC | COM | 2M | 38K | – |
| TERAWULF INC | COM | 48K | 11K | – |
| TESLA INC | COM | 3M | 16K | – |
| TEXAS INSTRS INC | COM | 241K | 1K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 2M | 2K | – |
| TEXAS ROADHOUSE INC | COM | 2M | 14K | – |
| THE TRADE DESK INC | COM CL A | 13M | 128K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 264K | 477 | – |
| TJX COS INC NEW | COM | 230K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 7K | – |
| TRANSDIGM GROUP INC | COM | 3M | 3K | – |
| TREX CO INC | COM | 359K | 5K | – |
| TRUIST FINL CORP | COM | 476K | 12K | – |
| TYLER TECHNOLOGIES INC | COM | 7M | 15K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 44K | – |
| UNION PAC CORP | COM | 996K | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 9M | 66K | – |
| UNITED RENTALS INC | COM | 5M | 8K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| VAIL RESORTS INC | COM | 1M | 7K | – |
| VALERO ENERGY CORP | COM | 7M | 47K | – |
| VALLEY NATL BANCORP | COM | 504K | 72K | – |
| VANECK ETF TRUST | BIOTECH ETF | 291K | 2K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 477K | 28K | – |
| VANECK ETF TRUST | PREFERRED SECURT | 296K | 17K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 3M | 57K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 568K | 3K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 6M | 26K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 10M | 27K | – |
| VANGUARD INDEX FDS | VALUE ETF | 5M | 33K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 5M | 21K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 8M | 50K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 8M | 34K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 3M | 30K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 5M | 22K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 5M | 20K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 12M | 67K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 4M | 99K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 227K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 7M | 60K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 296K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 523K | 7K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 1M | 13K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 213K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 875K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 45K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 521K | 4K | – |
| VANGUARD WORLD FD | ENERGY ETF | 207K | 2K | – |
| VECTOR GROUP LTD | COM | 127K | 12K | – |
| VEEVA SYS INC | CL A COM | 3M | 15K | – |
| VENTAS INC | COM | 1M | 20K | – |
| VERISIGN INC | COM | 2M | 11K | – |
| VERIZON COMMUNICATIONS INC | COM | 845K | 20K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
| VICARIOUS SURGICAL INC | *W EXP 09/17/202 | 11K | 283K | – |
| VISA INC | COM CL A | 9M | 34K | – |
| WALMART INC | COM | 7M | 100K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 228K | 31K | – |
| WD 40 CO | COM | 3M | 11K | – |
| WELLTOWER INC | COM | 549K | 5K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 15M | 379K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 271K | 10K | – |
| WILLIAMS COS INC | COM | 4M | 85K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 3M | 50K | – |
| WP CAREY INC | COM | 804K | 15K | – |
| YUM BRANDS INC | COM | 224K | 2K | – |