LONGVIEW FINANCIAL ADVISORS, INC.
Adviser information for LONGVIEW FINANCIAL ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 689 | $180.4M |
| Non-Discretionary | 7 | $101,727 |
| Total | 696 | $180.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 130 | $53.4M |
| HNW Individuals | 65 | $127.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-64122 |
|---|---|
| SEC ERA File Number | 801-64122 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122451 |
| Legal Entity Identifier | None |
Principal Office
4245 BALMORAL DRIVESUITE 306
HUNTSVILLE
AL
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 256-534-1196, Fax: 256-539-9529
Chief Compliance Officer
JESSICA HOVIS SMITH
PRESIDENT
4245 BALMORAL DRIVE
SUITE 306
HUNTSVILLE
AL
United States
Tel:
256-534-1196
Fax:
256-539-9529
J******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEST, LARRY, KNIGHT | Individual | – | RETIRED OWNER | 01/2002 | 10-25% |
| CEDARHOLM, JEFFREY, ROLAND | Individual | – | RETIRED OWNER | 01/2010 | 10-25% |
| SMITH, JESSICA, HOVIS | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT | 01/2012 | 10-25% |
| Johnson, Charles, Wesley | Individual | – | CHIEF INVESTMENT OFFICER, OWNER | 06/2017 | 10-25% |
| Jones, Jeffrey, Wayne | Individual | – | DIRECTOR OF FINANCIAL PLANNING, VICE PRESIDENT | 01/2021 | 10-25% |
| GIPNER, PHILLIP, A | Individual | – | FINANCIAL ADVISOR, OWNER | 01/2024 | 10-25% |