Hedge Fund Database

BASSO CAPITAL MANAGEMENT, L.P.

Adviser information for BASSO CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $457.4M
Non-Discretionary 6 $1.1B
Total 10 $1.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 7 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $1.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation Fixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-64130
SEC ERA File Number 801-64130
SEC CIK Numbers 1287978
SEC CRD Numbers 132311
Legal Entity Identifier G79H19WDHDQRO8MQ2Q76

Principal Office

1266 EAST MAIN STREET
4TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 203 352-6100, Fax: None

Websites

www.bassocap.com

Chief Compliance Officer

MARC SEIDENBERG
GENERAL COUNSEL
1266 EAST MAIN STREET
4TH FLOOR
STAMFORD
CT
United States
Tel: 203-352-6154
(Full email address available in API data)

Regulatory Contact

DWIGHT NELSON
FOUNDING MANAGING PARTNER
1266 EAST MAIN ST
4TH FLOOR
STAMFORD
CT
United States
Tel: 203-352-6100
(Full email address available in API data)

Industry Affiliates

BASSO ASSOCIATES UK LIMITED Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NELSON, DWIGHT, CARLTON Individual – FOUNDING MANAGING PARTNER 01/2004 > 75%
BASSO GP, LLC Domestic Entity – GENERAL PARTNER 01/2004 < 5%
SEIDENBERG, MARC, ALAN Individual – GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/2009 < 5%
BOWLEY, STEPHEN, MITCHELL Individual – CHIEF FINANCIAL OFFICER 12/2008 < 5%
BASSO MANAGEMENT, LLC Domestic Entity – GENERAL PARTNER OR MANAGING MEMBER 01/2004 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 4/3/20199 on 3/24/20209 on 3/26/20219 on 1/31/20229 on 1/31/20229 on 3/28/20227 on 3/30/20237 on 3/30/20237 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025523512100 on 4/3/2019369461964 on 3/24/2020608214991 on 3/26/2021608214991 on 1/31/2022608214991 on 1/31/20221088712019 on 3/28/20221464785993 on 3/30/20231464785993 on 3/30/20231605352528 on 3/27/2024

No. Clients, Historic

105020192020202120222023202420251 on 4/3/20191 on 3/24/20204 on 3/26/20214 on 1/31/20224 on 1/31/20226 on 3/28/20228 on 3/30/20238 on 3/30/20238 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM COM 451K 2K –
INVESCO QQQ TRUST SERIES I UNIT SER 1 770K 2K –
VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 10M 38K –
VANGUARD EXTENDED MARKET ETF EXTEND MKT ETF 380K 2K –
GENERAL MLS INC COM COM 118K 2K –
ENTERPRISE PRODS PARTNERS L P COM COM 2M 69K –
AMEREN CORP COM COM 108K 2K –
ISHARES SILVER TRUST ISHARES 159K 6K –
SPDR S&P 500 ETF TRUST TR UNIT 18M 34K –
ISHARES U.S. HOME CONSTRUCTION ETF US HOME CONS ETF 131K 1K –
PEPSICO INC COM COM 111K 674 –
HESS MIDSTREAM LP CL A SHS CL A SHS 492K 14K –
BP PLC SPONSORED ADR SPONSORED ADR 54K 2K –
SUNCOR ENERGY INC NEW COM COM 84K 2K –
DUPONT DE NEMOURS INC COM COM 137K 2K –
SPDR GOLD SHARES GOLD SHS 4M 19K –
FS KKR CAP CORP COM COM 1M 67K –
WEYERHAEUSER CO MTN BE COM NEW COM NEW 101K 4K –
ALPHABET INC CAP STK CL A CAP STK CL A 938K 5K –
MICROSOFT CORP COM COM 1M 2K –
CANADIAN NAT RES LTD COM COM 85K 2K –
FRANKLIN FTSE INDIA ETF FRANKLIN INDIA 2M 39K –
VANGUARD MID-CAP ETF MID CAP ETF 514K 2K –
VANGUARD SHORT-TERM TREASURY ETF SHORT TERM TREAS 2M 39K –
ISHARES MSCI EMERGING MARKETS EX CHINA ETF MSCI EMRG CHN 237K 4K –
VANGUARD HEALTH CARE ETF HEALTH CAR ETF 257K 966 –
DOW INC COM COM 58K 1K –
CONAGRA BRANDS INC COM COM 115K 4K –
VANGUARD S&P 500 ETF S&P 500 ETF SHS 23M 45K –
GOLUB CAP BDC INC COM COM 52K 3K –
CONSOLIDATED EDISON INC COM COM 120K 1K –
GLOBAL X COPPER MINERS ETF GLOBAL X COPPER 749K 17K –
TARGA RES CORP COM COM 631K 5K –
INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 ETF SHS 10M 59K –
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN UNIT LTD PARTN 902K 51K –
HF SINCLAIR CORP COM COM 141K 3K –
INVESCO NASDAQ 100 ETF NASDAQ 100 ETF 9K 45 –
ENERGY TRANSFER L P COM UT LTD PTN COM UT LTD PTN 3M 189K –
DIMENSIONAL U.S. SMALL CAP ETF US SMALL CAP ETF 453K 8K –
DIMENSIONAL U.S. TARGETED VALUE ETF US TARGETED VLU 1M 20K –
BLACKSTONE SECD LENDING FD COMMON STOCK COMMON STOCK 804K 26K –
PEMBINA PIPELINE CORP COM COM 185K 5K –
BLOCK INC 0.25 11/01/2027 NOTE 0.250% 11/0 620K 750K –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP COM UT REP LP 276K 5K –
PHILLIPS 66 COM COM 86K 612 –
CHENIERE ENERGY INC COM NEW COM NEW 559K 3K –
BLACKSTONE MORTGAGE TRUST INC 5.5 03/15/2027 NOTE 5.500% 3/1 515K 575K –
DRAFTKINGS INC NEW 0 03/15/2028 NOTE 3/1 663K 800K –
VANECK MORNINGSTAR WIDE MOAT ETF MRNGSTR WED MOAT 23K 270 –
DIMENSIONAL US MARKETWIDE VALUE ETF US MKTWIDE VALUE 2M 49K –
ETSY INC 0.25 06/15/2028 NOTE 0.250% 6/1 236K 300K –
MPLX LP COM UNIT REP LTD COM UNIT REP LTD 3M 71K –
BILL HOLDINGS INC 0 04/01/2027 NOTE 4/0 680K 800K –
WHITEHORSE FIN INC COM COM 1M 122K –
WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT COM UNIT LP INT 2M 41K –
ISHARES MSCI INDIA SMALL CAP ETF MSCI INDIA SM CP 2M 21K –
ISHARES MSCI EMERGING MARKETS SMALL CAP ETF EM MKT SM-CP ETF 5K 76 –
GLOBAL X URANIUM ETF GLOBAL X URANIUM 773K 27K –
FIDELITY WISE ORIGIN BITCOIN FUND SHS 289K 6K –
ISHARES BITCOIN TRUST REGISTERED SHS 478K 14K –
ENERGY SELECT SECTOR SPDR FUND ENERGY 1M 12K –
ISHARES SEMICONDUCTOR ETF ISHARES SEMICDTR 332K 1K –
ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 19K 201 –
ONEOK INC NEW COM COM 2M 29K –
SPDR EURO STOXX 50 ETF EURO STOXX 50 825K 17K –
JPMORGAN CHASE & CO. COM COM 293K 1K –
VANGUARD UTILITIES ETF UTILITIES ETF 327K 2K –
WILLIAMS COS INC COM COM 2M 36K –
ENLINK MIDSTREAM LLC COM UNIT REP LTD COM UNIT REP LTD 138K 10K –
TC ENERGY CORP COM COM 507K 13K –
WISDOMTREE INDIA EARNINGS FUND INDIA ERNGS FD 2M 34K –
PHILIP MORRIS INTL INC COM COM 86K 849 –
ALTRIA GROUP INC COM COM 83K 2K –
DISNEY WALT CO COM COM 234K 2K –
INVESCO PREFERRED ETF PFD ETF 119K 10K –