HQ CAPITAL PRIVATE EQUITY LLC
Adviser information for HQ CAPITAL PRIVATE EQUITY LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 80 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $4.2B |
| Non-Discretionary | 28 | $3.5B |
| Total | 65 | $7.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 50 | $5.8B |
| Pension and profit sharing plans | <5 | $1.1B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $267.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $235.5M |
| Other | 6 | $403.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-64151 |
|---|---|
| SEC ERA File Number | 801-64151 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134231 |
| Legal Entity Identifier | None |
Principal Office
1290 AVENUE OF THE AMERICAS10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 212-863-2300, Fax: 212-593-2974
Chief Compliance Officer
JANINE DILJOHN
MANAGING DIRECTOR, U.S. HEAD OF OPERATIONS, GC/CCO
1290 AVENUE OF THE AMERICAS
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-863-2337
Fax:
212-593-2974
J*************@************M
(Full email address available in API data)
Regulatory Contact
DRAKE WILSON
LEGAL & COMPLIANCE - ASSOCIATE
1290 AVENUE OF THE AMERICAS
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-863-2309
Fax:
212-593-2974
D***********@************M
(Full email address available in API data)
Industry Affiliates
| ASIAN RISING TIGERS GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA - TWGGP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDA AGP I (CAYMAN) GP | Sponsor, GP, manager of pooled investment vehicles |
| AUDA ASIA II GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA CAPITAL GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA CAPITAL IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| AUDA CAPITAL V-EUROPE LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA CAPITAL V-U.S. LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA CAPITAL VI GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA SECONDARY (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA SECONDARY FUND GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA SECONDARY II GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDA SECONDARY III GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| HQ CAPITAL GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| HQ CAPITAL II GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| HQ CAPITAL III GP S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| HQ CAPITAL IV GP S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| HQ CAPITAL U.S. LLC | Sponsor, GP, manager of pooled investment vehicles |
| HQ CAPITAL V GP S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| HQT ASIAN SELECTION GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| HQT VINTAGE GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PE CONCEPTS VERWALTUNGS GMBH | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASIAN RISING TIGERS L.P. | Private Equity Fund | $123.0M | $2.0M | 34 |
| AUDA ASIA II L.P. | Private Equity Fund | $46.4M | $2.0M | 17 |
| AUDA ASIA PACIFIC GMBH & CO. KG | Private Equity Fund | $21.1M | $0.0M | 26 |
| AUDA ASIAN GROWTH FUND GMBH & CO. KG | Private Equity Fund | $22.4M | $0.3M | 21 |
| AUDA CAPITAL IV GMBH & CO. KG | Private Equity Fund | $34.0M | $2.0M | 59 |
| AUDA CAPITAL SCS SICAV-SIF - AUDA ASIA IV | Private Equity Fund | $183.7M | $1.0M | 37 |
| AUDA CAPITAL SCS SICAV-SIF - AUDA ASIA SECONDARY FUND | Private Equity Fund | $101.4M | $1.0M | 37 |
| AUDA CAPITAL SCS SICAV-SIF-VII: EUROPEAN PORTFOLIO | Private Equity Fund | $146.3M | $1.0M | 28 |
| AUDA CAPITAL SCS SICAV-SIF-VII: US PORTFOLIO | Private Equity Fund | $273.8M | $1.0M | 39 |
| AUDA CAPITAL V-EUROPE L.P. | Private Equity Fund | $15.5M | $5.0M | 12 |
| AUDA CAPITAL V-US L.P. | Private Equity Fund | $13.9M | $5.0M | 14 |
| AUDA CAPITAL VI-EUROPE L.P. | Private Equity Fund | $8.8M | $5.0M | 12 |
| AUDA CAPITAL VI-U.S. L.P. | Private Equity Fund | $13.9M | $5.0M | 9 |
| AUDA CAPITAL VIII U.S., LP | Private Equity Fund | $43.8M | $1.0M | 16 |
| AUDA GLOBAL PARTNERS | Private Equity Fund | $37.1M | $1.0M | 10 |
| AUDA SECONDARY FUND C (CAYMAN), L.P. | Private Equity Fund | $0.0M | $2.0M | 1 |
| AUDA SECONDARY FUND GMBH & CO. KG | Private Equity Fund | $7.9M | $2.0M | 14 |
| AUDA SECONDARY FUND II L.P. | Private Equity Fund | $27.2M | $5.0M | 26 |
| AUDA SECONDARY FUND III L.P. | Private Equity Fund | $136.3M | $1.0M | 92 |
| AUDA SECONDARY FUND L.P. | Private Equity Fund | $21.5M | $2.0M | 57 |
| HQ CAPITAL II SCS SICAV-SIF - AUDA CAPITAL VIII ASIA | Private Equity Fund | $439.4M | $1.0M | 37 |
| HQ CAPITAL II SCS SICAV-SIF - AUDA CAPITAL VIII EUROPE | Private Equity Fund | $183.7M | $1.0M | 17 |
| HQ CAPITAL II SCS SICAV-SIF - AUDA CAPITAL VIII U.S. | Private Equity Fund | $303.2M | $1.0M | 25 |
| HQ CAPITAL II SCS SICAV-SIF - AUDA CO-INVESTMENT FUND II | Private Equity Fund | $268.7M | $1.0M | 75 |
| HQ CAPITAL II SCS SICAV-SIF - AUDA SECONDARY FUND IV | Private Equity Fund | $466.5M | $1.0M | 149 |
| HQ CAPITAL II SCS SICAV-SIF - AUDA SECONDARY FUND V | Private Equity Fund | $377.2M | $1.0M | 100 |
| HQ CAPITAL IV SCS SICAV-RAIF - AUDA CAPITAL IX ASIA | Private Equity Fund | $137.7M | $1.0M | 14 |
| HQ CAPITAL IV SCS SICAV-RAIF - AUDA CAPITAL IX EUROPE | Private Equity Fund | $63.2M | $1.0M | 6 |
| HQ CAPITAL IV SCS SICAV-RAIF - AUDA CAPITAL IX U.S. | Private Equity Fund | $191.6M | $1.0M | 15 |
| HQ CAPITAL IV SCS SICAV-RAIF - AUDA CO-INVESTMENT FUND III | Private Equity Fund | $188.4M | $1.0M | 46 |
| HQ CAPITAL IV SCS SICAV-RAIF - AUDA DEEP IMPACT FUND | Private Equity Fund | $48.8M | $1.0M | 8 |
| HQ CAPITAL IV SCS SICAV-RAIF - AUDA SECONDARY FUND VI | Private Equity Fund | $70.2M | $1.0M | 8 |
| HQT ASIAN PE SELECTION 2012 L.P. | Private Equity Fund | $24.7M | $1.0M | 18 |
| HQT VINTAGE PROGRAMME 2013/2014 L.P. | Private Equity Fund | $27.8M | $1.0M | 7 |
| THOMAS WEISEL GLOBAL GROWTH PARTNERS IV (S), L.P. | Private Equity Fund | $5.8M | $0.3M | 11 |
| TWGGP IV (S) - RISFOF, L.P. | Private Equity Fund | $3.7M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HQ CAPITAL U.S. LLC | Domestic Entity | – | MANAGING MEMBER | 12/2007 | > 75% |
| WESSON, STEPHEN, BRUCE | Individual | – | MANAGING DIRECTOR | 12/2004 | < 5% |
| HQ CAPITAL GMBH & CO. KG | Foreign Entity | HQ CAPITAL INTERNATIONAL L.P. | SOLE SHAREHOLDER | 07/2020 | > 75% |
| HQ CAPITAL INTERNATIONAL L.P. | Domestic Entity | HQ CAPITAL U.S. LLC | SOLE SHAREHOLDER | 12/2007 | > 75% |
| DILJOHN, JANINE, DENIECE | Individual | – | MANAGING DIRECTOR, U.S. HEAD OF OPERATIONS, GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| LOHSER, MARC, RENE | Individual | – | MANAGING DIRECTOR | 02/2015 | < 5% |
| HQ CAPITAL MANAGEMENT GMBH | Foreign Entity | HQ CAPITAL GMBH & CO. KG | GENERAL PARTNER | 01/2020 | |
| HQ CAPITAL INTERNATIONAL (G.P.) INC. | Domestic Entity | HQ CAPITAL INTERNATIONAL L.P. | GENERAL PARTNER | 12/2007 | |
| WILSON, BENJAMIN, GRAY | Individual | – | MANAGING DIRECTOR | 07/2019 | < 5% |
| HQ HOLDING GMBH & CO. KG | Foreign Entity | HQ CAPITAL GMBH & CO. KG | LIMITED PARTNER | 08/2020 | 25-50% |
| HQ HOLDING MANAGEMENT GMBH | Foreign Entity | HQ HOLDING GMBH & CO. KG | GENERAL PARTNER | 08/2020 | |
| Knoefler, Patrick | Individual | – | GLOBAL HEAD OF OPERATIONS | 09/2022 | < 5% |
| LFPI A. S.� R.L. | Foreign Entity | HQ CAPITAL GMBH & CO. KG | LIMITED PARTNER | 03/2023 | 50-75% |
| LA FINANCI�RE PATRIMONIALE D'INVESTISSEMENT, SAS | Foreign Entity | LFPI A. S.� R.L. | SHAREHOLDER | 04/2022 | 50-75% |
| BRUGGER, MARC | Individual | – | CHIEF EXECUTIVE OFFICER/ CHIEF FINANCIAL OFFICER | 03/2023 | < 5% |