INDIANO CAPITAL MANAGEMENT
INDIANO CAPITAL MANAGEMENT INC. Legal Name
Adviser information for INDIANO CAPITAL MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 111 | $286.4M |
| Non-Discretionary | 0 | $0 |
| Total | 111 | $286.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $5.7M |
| HNW Individuals | 13 | $237.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $43.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $168,050 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-64160 |
|---|---|
| SEC ERA File Number | 801-64160 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122620 |
| Legal Entity Identifier | None |
Principal Office
120 LINDEN OAKSSUITE 201
ROCHESTER
NY
United States
Monday - Friday, 8AM-5PM
Tel: 585-248-9888, Fax: 585-248-9893
Websites
Chief Compliance Officer
CARMEN INDIANO
CHIEF COMPLIANCE OFFICER
120 LINDEN OAKS
SUITE 201
ROCHESTER
NY
United States
Tel:
585-248-9888
C*****@**********M
(Full email address available in API data)
Regulatory Contact
MATT INDIANO
PRESIDENT
120 LINDEN OAKS
ROCHESTER
NY
United States
Tel:
585-248-9888
Fax:
585-248-9893
M***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INDIANO, MATTHEW, CARMEN | Individual | – | PRESIDENT | 06/1998 | > 75% |
| INDIANO, CARMEN, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2001 | 10-25% |