RIVER ROAD ASSET MANAGEMENT, LLC
Adviser information for RIVER ROAD ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 93 | $7.7B |
| Non-Discretionary | 0 | $0 |
| Total | 93 | $7.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 31 | $98.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 11 | $3.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $530.5M |
| Pension and profit sharing plans | 22 | $1.7B |
| Charitable organizations | 13 | $205.4M |
| State or municipal gov entities | 6 | $1.2B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $63.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $112.1M |
| Other | 32 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 32 |
| No. of Non-U.S. Clients | 9 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsRIVER ROAD ASSET MANAGEMENT LLC IS A MODEL PORTFOLIO PROVIDER. |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
462 SOUTH FOURTH STREETSUITE 2000
LOUISVILLE
KY
United States
Monday - Friday, M-TH: 9:00AM - 5:00PM; F: 9:00AM-4PM
Tel: 502-371-4100, Fax: 502-371-4110
Chief Compliance Officer
THOMAS DIGNAN MUELLER
CCO AND COO
462 SOUTH FOURTH STREET
SUITE 2000
LOUISVILLE
KY
United States
Tel:
502-371-4100
Fax:
502-371-4110
T*************@**************M
(Full email address available in API data)
Industry Affiliates
| AMG DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AMG FUNDS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECK, RICHARD, ANDREW | Individual | – | CEO, SENIOR PORTFOLIO MANAGER | 03/2005 | < 5% |
| MUELLER, THOMAS, DIGNAN | Individual | – | COO, CHIEF COMPLIANCE OFFICER | 03/2005 | < 5% |
| DEUSER, GREG, EDWARD | Individual | – | CHIEF INVESTMENT RISK & ANALYTICS OFFICER | 02/2012 | < 5% |
| RRAM ACQUISITION, LLC | Domestic Entity | – | MEMBER | 06/2014 | > 75% |
| AFFILIATED MANAGERS GROUP, INC. | Domestic Entity | RRAM ACQUISITION, LLC | MEMBER | 03/2014 | > 75% |
| BRENNER, ELIZABETH, AUBREY | Individual | – | CHIEF ORGANIZATIONAL DEVELOPMENT OFFICER | 02/2015 | < 5% |
| WAINWRIGHT, ROBERT | Individual | – | CHIEF BUSINESS DEVELOPMENT OFFICER | 12/2019 | < 5% |
| BROWN, JOHN, ALEXANDER | Individual | – | CHIEF INVESTMENT OFFICER | 02/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AbbVie, Inc. | COM | 11M | 67K | – |
| ACI Worldwide, Inc. | COM | 123M | 3M | – |
| Advance Auto Parts, Inc. | COM | 47M | 741K | – |
| AES Corporation | COM | 19M | 1M | – |
| Air Transport Services Group, | COM | 97M | 7M | – |
| Albertsons Companies, Inc. Cla | COM | 6M | 293K | – |
| Alexandria Real Estate Equitie | COM | 7M | 60K | – |
| Alight, Inc. Class A | COM | 72M | 10M | – |
| Alphabet Inc. Class A | COM | 4M | 20K | – |
| Alphabet Inc. Class C | COM | 17M | 95K | – |
| American Tower Corporation | COM | 17M | 87K | – |
| Amgen Inc. | COM | 16M | 51K | – |
| Api Group Corporation | COM | 6M | 171K | – |
| Apollo Global Management Inc | COM | 6M | 47K | – |
| Arch Resources, Inc. Class A | COM | 5M | 30K | – |
| Ares Management Corporation | COM | 5M | 37K | – |
| Argan, Inc. | COM | 57M | 781K | – |
| Armstrong World Industries, In | COM | 85M | 747K | – |
| Arrow Electronics, Inc. | COM | 26M | 213K | – |
| Asbury Automotive Group, Inc. | COM | 15M | 67K | – |
| Atkore Inc | COM | 148M | 1M | – |
| Atlanta Braves Holdings Inc Cl | COM | 5M | 124K | – |
| Avnet, Inc. | COM | 9M | 174K | – |
| Axis Capital Holdings Limited | COM | 129M | 2M | – |
| Bausch Lomb Corporation | COM | 28M | 2M | – |
| Berkshire Hathaway Inc. Class | COM | 73M | 180K | – |
| BJ's Wholesale Club Holdings, | COM | 284M | 3M | – |
| Brady Corporation Class A | COM | 25M | 381K | – |
| Bristol-Myers Squibb Company | COM | 9M | 220K | – |
| Brookfield Asset Management Lt | COM | 6M | 148K | – |
| Cable One, Inc. | COM | 2M | 6K | – |
| Cannae Holdings, Inc. | COM | 102M | 6M | – |
| Carlisle Companies Incorporate | COM | 21M | 53K | – |
| Casey's General Stores, Inc. | COM | 24M | 63K | – |
| Centene Corporation | COM | 8M | 114K | – |
| Choice Hotels International, I | COM | 6M | 53K | – |
| Chubb Limited | COM | 16M | 63K | – |
| Cisco Systems, Inc. | COM | 9M | 188K | – |
| Clarivate PLC | COM | 33M | 6M | – |
| CNA Financial Corporation | COM | 46M | 1M | – |
| CNH Industrial NV | COM | 4M | 406K | – |
| Cogent Communications Holdings | COM | 17M | 296K | – |
| Comcast Corporation Class A | COM | 40M | 1M | – |
| CoreCivic, Inc. | COM | 111M | 9M | – |
| Corning Inc | COM | 40M | 1M | – |
| CRH public limited company | COM | 91M | 1M | – |
| Crown Castle Inc. | COM | 6M | 62K | – |
| CSG Systems International, Inc | COM | 4M | 92K | – |
| Delek US Holdings Inc | COM | 100M | 4M | – |
| Delta Air Lines, Inc. | COM | 5M | 106K | – |
| DNOW Inc. | COM | 11M | 808K | – |
| Dollar General Corporation | COM | 4M | 32K | – |
| Duckhorn Portfolio, Inc. | COM | 22M | 3M | – |
| Duke Energy Corporation | COM | 12M | 117K | – |
| Dun & Bradstreet Holdings Inc | COM | 48M | 5M | – |
| Elevance Health, Inc. | COM | 52M | 96K | – |
| Embecta Corporation | COM | 45M | 4M | – |
| Entergy Corporation | COM | 5M | 47K | – |
| Enterprise Products Partners L | COM | 6M | 202K | – |
| Envista Holdings Corp. | COM | 36M | 2M | – |
| EOG Resources, Inc. | COM | 22M | 174K | – |
| ePlus inc. | COM | 66M | 890K | – |
| EVERTEC, Inc. | COM | 65M | 2M | – |
| Evolution Petroleum Corporatio | COM | 7M | 1M | – |
| Expedia Group, Inc. | COM | 26M | 205K | – |
| Expeditors International Of Wa | COM | 7M | 59K | – |
| Ferguson Plc | COM | 5M | 28K | – |
| Fidelity National Financial, I | COM | 6M | 125K | – |
| Fiserv, Inc. | COM | 21M | 142K | – |
| FS KKR Capital Corp. | COM | 33M | 2M | – |
| GE Healthcare Technologies Inc | COM | 37M | 473K | – |
| Genuine Parts Company | COM | 24M | 177K | – |
| Genworth Financial, Inc. | COM | 104M | 17M | – |
| GEO Group Inc | COM | 41M | 3M | – |
| Global Payments Inc. | COM | 18M | 190K | – |
| GXO Logistics Inc | COM | 47M | 932K | – |
| HF Sinclair Corporation | COM | 40M | 745K | – |
| Howard Hughes Holdings Inc. | COM | 4M | 56K | – |
| IDACORP, Inc. | COM | 40M | 428K | – |
| Ingles Markets, Incorporated C | COM | 62M | 907K | – |
| Interpublic Group of Companies | COM | 8M | 274K | – |
| iShares Russell 1000 Value ETF | COM | 53M | 303K | – |
| Ituran Location and Control Lt | COM | 12M | 500K | – |
| Johnson & Johnson | COM | 7M | 49K | – |
| Kelly Services, Inc. Class A | COM | 8M | 390K | – |
| Keurig Dr Pepper Inc. | COM | 22M | 671K | – |
| Kimberly-Clark Corporation | COM | 16M | 114K | – |
| Kinder Morgan Inc Class P | COM | 43M | 2M | – |
| KKR & Co Inc | COM | 17M | 161K | – |
| Kroger Co. | COM | 86M | 2M | – |
| Labcorp Holdings Inc. | COM | 42M | 206K | – |
| Lennar Corporation Class A | COM | 48M | 323K | – |
| LGI Homes, Inc. | COM | 43M | 477K | – |
| Lithia Motors, Inc. | COM | 72M | 286K | – |
| LKQ Corporation | COM | 155M | 4M | – |
| Lockheed Martin Corporation | COM | 2M | 4K | – |
| Madison Square Garden Sports C | COM | 6M | 33K | – |
| McGrath RentCorp | COM | 79M | 742K | – |
| MDU Resources Group, Inc. | COM | 48M | 2M | – |
| MGM Resorts International | COM | 22M | 498K | – |
| Micron Technology, Inc. | COM | 20M | 150K | – |
| Mid-America Apartment Communit | COM | 69M | 485K | – |
| Molson Coors Beverage Company | COM | 84M | 2M | – |
| MSC Industrial Direct Co., Inc | COM | 27M | 341K | – |
| Murphy USA, Inc. | COM | 173M | 368K | – |
| NCR Atleos Corporation | COM | 6M | 227K | – |
| NCR Voyix Corporation | COM | 42M | 3M | – |
| Newmark Group, Inc. Class A | COM | 31M | 3M | – |
| NMI Holdings, Inc. | COM | 53M | 2M | – |
| Nomad Foods Ltd. | COM | 64M | 4M | – |
| NorthWestern Energy Group, Inc | COM | 111M | 2M | – |
| NVR, Inc. | COM | 6M | 854 | – |
| OPENLANE, Inc. | COM | 73M | 4M | – |
| Oracle Corporation | COM | 33M | 235K | – |
| Ovintiv Inc | COM | 15M | 318K | – |
| P10, Inc. Class A | COM | 66M | 8M | – |
| Papa John's International, Inc | COM | 57M | 1M | – |
| Park Aerospace Corp. | COM | 17M | 1M | – |
| Patterson Companies Incorporat | COM | 46M | 2M | – |
| Paycom Software, Inc. | COM | 9M | 64K | – |
| PepsiCo, Inc. | COM | 10M | 63K | – |
| Permian Resources Corporation | COM | 80M | 5M | – |
| Pfizer Inc. | COM | 9M | 320K | – |
| PNC Financial Services Group, | COM | 21M | 134K | – |
| PNM Resources, Inc. | COM | 107M | 3M | – |
| Polaris Inc. | COM | 43M | 544K | – |
| Primo Water Corporation | COM | 9M | 390K | – |
| Progressive Corporation | COM | 39M | 187K | – |
| Qualcomm Incorporated | COM | 6M | 29K | – |
| Radian Group Inc. | COM | 52M | 2M | – |
| Repay Holdings Corp. Class A | COM | 11M | 996K | – |
| Robert Half Inc. | COM | 4M | 65K | – |
| Royal Gold, Inc. | COM | 6M | 48K | – |
| Royalty Pharma Plc Class A | COM | 11M | 428K | – |
| Salesforce, Inc. | COM | 4M | 15K | – |
| SM Energy Company | COM | 77M | 2M | – |
| Southwest Gas Holdings, Inc. | COM | 82M | 1M | – |
| SS&C Technologies Holdings, In | COM | 8M | 132K | – |
| St. Joe Company | COM | 6M | 114K | – |
| Starbucks Corporation | COM | 23M | 298K | – |
| Summit Materials, Inc. Class A | COM | 113M | 3M | – |
| Suncor Energy Inc. | COM | 15M | 393K | – |
| Sysco Corporation | COM | 8M | 114K | – |
| T-Mobile US, Inc. | COM | 13M | 76K | – |
| Target Corporation | COM | 15M | 100K | – |
| TD SYNNEX Corporation | COM | 107M | 931K | – |
| Texas Instruments Incorporated | COM | 14M | 70K | – |
| Texas Pacific Land Corporation | COM | 6M | 8K | – |
| Tidewater Inc | COM | 5M | 55K | – |
| Trimas Corporation | COM | 38M | 1M | – |
| TripAdvisor, Inc. | COM | 49M | 3M | – |
| U.S. Bancorp | COM | 16M | 398K | – |
| Ulta Beauty Inc. | COM | 46M | 120K | – |
| UniFirst Corporation | COM | 148M | 862K | – |
| Unilever PLC Sponsored ADR | COM | 35M | 641K | – |
| United Parcel Service, Inc. Cl | COM | 30M | 223K | – |
| UnitedHealth Group Incorporate | COM | 49M | 96K | – |
| Vail Resorts, Inc. | COM | 9M | 48K | – |
| Valaris Ltd. | COM | 30M | 400K | – |
| Valmont Industries, Inc. | COM | 7M | 24K | – |
| Viad Corp | COM | 64M | 2M | – |
| Vistra Corp. | COM | 50M | 581K | – |
| Vontier Corp | COM | 74M | 2M | – |
| Warrior Met Coal, Inc. | COM | 44M | 708K | – |
| Watsco, Inc. | COM | 8M | 18K | – |
| WESCO International, Inc. | COM | 58M | 365K | – |
| WEX Inc. | COM | 122M | 686K | – |
| White Mountains Insurance Grou | COM | 211M | 116K | – |
| Williams Companies, Inc. | COM | 27M | 629K | – |
| Willis Towers Watson Public Li | COM | 70M | 269K | – |
| Willscot Mobile Mini Holdings | COM | 51M | 1M | – |
| World Kinect Corporation | COM | 28M | 1M | – |
| Yelp Inc | COM | 50M | 1M | – |