RIVER CAPITAL ADVISORS, LC
Adviser information for RIVER CAPITAL ADVISORS, LC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 653 | $256.4M |
| Non-Discretionary | 13 | $37.2M |
| Total | 666 | $293.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 188 | $68.5M |
| HNW Individuals | 82 | $164.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $4.7M |
| Charitable organizations | <5 | $30.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $25.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-64178 |
|---|---|
| SEC ERA File Number | 801-64178 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133706 |
| Legal Entity Identifier | None |
Principal Office
5011 GATE PARKWAYBUILDING 100, SUITE 300
JACKSONVILLE
FL
United States
Monday - Friday, 8:30 - 5:00
Tel: 904-398-2075, Fax: 904-399-8985
Chief Compliance Officer
ROBERT M. SIMON
PRESIDENT
5011 GATE PARKWAY
BUILDING 100, SUITE 300
JACKSONVILLE
FL
United States
Tel:
904-398-2075
Fax:
904-399-8985
R*****@*********M
(Full email address available in API data)
Regulatory Contact
JORDAN GREEN
COUNSEL
PO BOX 619
STONE HARBOR
NJ
United States
Tel:
6098810101
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
| SMOAK, DAVIS & NIXON, LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMOAK DAVIS & NIXON, LLP | Domestic Entity | – | OWNER | 02/1998 | > 75% |
| LOVERICH, ROBERT, THOMAS | Individual | SMOAK DAVIS & NIXON, LLP | PARTNER | 02/1998 | |
| KAPLAN, LAWRENCE, STEVEN | Individual | SMOAK DAVIS & NIXON, LLP | PARTNER | 07/2020 | |
| SIMON, ROBERT, MAURICE | Individual | – | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| Graham, Lori | Individual | SMOAK DAVIS & NIXON, LLP | PARTNER | 01/2024 |