Hedge Fund Database

WARNER FINANCIAL, INC

Adviser information for WARNER FINANCIAL, INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 683 $613.3M
Non-Discretionary 16 $14.2M
Total 699 $627.5M

Clients

Type Number RAUM
Individuals 97 $49.0M
HNW Individuals 154 $557.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.2M
Charitable organizations <5 $20.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-64223
SEC ERA File Number 801-64223
SEC CIK Numbers 1927175
SEC CRD Numbers 135303
Legal Entity Identifier None

Principal Office

4550 MONTGOMERY AVE
SUITE 352 NORTH
BETHESDA
MD
United States
Monday - Friday, 9-4
Tel: 301-961-9505, Fax: 301-469-3424

Websites

www.warner-financial.com

Chief Compliance Officer

BARBARA WARNER
PRESIDENT, CHIEF COMPLIANCE OFFICER
4550 MONTGOMERY AVE
SUITE 352 NORTH
BETHESDA
MD
United States
Tel: 301-961-9505
Fax: 301-469-3424
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WARNER, BARBARA, ANNE Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 02/2008 50-75%
WARNER, CHRISTOPHER, MICHAEL Individual – VICE PRESIDENT 02/2017 50-75%

No. Employees, Historic

10502020202120222023202420253 on 2/21/20203 on 5/26/20203 on 10/19/20203 on 3/25/20213 on 3/29/20213 on 4/19/20214 on 3/21/20224 on 4/14/20224 on 4/15/20224 on 3/23/20234 on 3/21/20244 on 3/29/2024

RAUM, Historic

700M350M0202020212022202320242025452450884 on 2/21/2020452450884 on 5/26/2020452450884 on 10/19/2020514606231 on 3/25/2021514606231 on 3/29/2021514606231 on 4/19/2021602826152 on 3/21/2022602826152 on 4/14/2022602826152 on 4/15/2022539675661 on 3/23/2023627513588 on 3/21/2024627513588 on 3/29/2024

No. Clients, Historic

3001500202020212022202320242025238 on 2/21/2020238 on 5/26/2020238 on 10/19/2020248 on 3/25/2021248 on 3/29/2021248 on 4/19/2021246 on 3/21/2022246 on 4/14/2022246 on 4/15/2022253 on 3/23/2023251 on 3/21/2024251 on 3/29/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Amazon Stock 1K 5K –
Invesco QQQ ETF ETF 8K 16K –
Technology Select Sector SPDR ETF ETF 922 4K –
Johnson & Johnson Co Stock 800 5K –
Vanguard Total Stock Market Index ETF ETF 883 3K –
Vanguard Extended Market Index ETF ETF 3K 15K –
Vanguard Energy Index ETF ETF 1K 9K –
Vanguard International Dividend Appreciation ETF ETF 922 11K –
Procter & Gamble Co Stock 408 2K –
Vanguard REIT ETF ETF 1K 13K –
iShares MSCI USA ESG Select ETF ETF 701 6K –
SPDR Dow Jones Industrial Average ETF ETF 420 1K –
iShares MSCI EAFE ESG Select ETF ETF 318 4K –
iShares Short-Term National Muni Bond ETF ETF 396 4K –
SPDR S&P 500 ETF ETF 3K 6K –
Verizon Communications Stock 226 5K –
Vanguard FTSE All-World Ex-US Small Cap ETF ETF 746 6K –
Pepsico Stock 205 1K –
Global X U.S. Infrastructure Development ETF ETF 283 8K –
Honeywell International Inc Stock 316 1K –
Schwab US Small Cap ETF ETF 556 12K –
iShares Russell 1000 Growth ETF ETF 662 2K –
Schwab International Equity ETF ETF 4K 92K –
SPDR Consumer Staples ETF ETF 261 3K –
Schwab US Large Cap Growth ETF ETF 6K 63K –
Berkshire Hathaway B Stock 1K 3K –
Schwab Emerging Markets Equity ETF ETF 534 20K –
iShares U.S. Infrastructure ETF ETF 2K 36K –
Microsoft Corp Stock 1K 3K –
Vanguard Intermediate-Term Government Treasury ETF ETF 286 5K –
Vanguard Small Cap Index ETF ETF 4K 17K –
Vanguard Mid Cap Index ETF ETF 7K 28K –
Vanguard Health Care Index ETF ETF 772 3K –
Financial Select Sector SPDR Fund ETF 3K 69K –
OGE Energy Corp Stock 225 6K –
Vanguard FTSE Europe ETF ETF 206 3K –
Schwab US Large Cap Value ETF ETF 2K 33K –
Vanguard S&P 500 ETF ETF 6K 12K –
Vanguard Communication Services ETF ETF 398 3K –
SPDR S&P Mid Cap 400 ETF ETF 1K 2K –
iShares Cybersecurity and Tech ETF ETF 370 8K –
Eli Lilly & Co Stock 444 490 –
Schwab US Mid Cap ETF ETF 1K 18K –
Vanguard Total International Stock ETF ETF 3K 52K –
iShares Russell 2000 ETF ETF 403 2K –
FVCBankcorp Inc. Stock 200 18K –
iShares U.S. Aerospace & Defense ETF ETF 710 5K –
Invesco S&P 500 Low Volatility Portfolio ETF 679 10K –
iShares Select Dividend ETF ETF 736 6K –
Vanguard Small Cap Value Index ETF ETF 3K 16K –
iShares ESG Advanced MSCI EAFE ETF ETF 359 5K –
Schwab AMT Tax-Free Money Fund Ultra Money Market Fund 982 982K –
iShares MSCI EAFE Value ETF ETF 2K 38K –
Vanguard Mid Cap Growth ETF ETF 709 3K –
Schwab US Dividend Equity ETF ETF 2K 26K –
VanEck Pharmaceuticals ETF ETF 416 5K –
iShares Edge MSCI Min Vol EAFE ETF ETF 270 4K –
iShares Edge MSCI Min Vol USA ETF ETF 462 6K –
NASDAQ 100 Equal-Weighted ETF ETF 1K 16K –
Vanguard Small Cap Growth Index ETF ETF 3K 12K –
Vanguard Large Cap Value Index ETF ETF 25K 154K –
Vanguard Large Cap Growth Index ETF ETF 24K 65K –
Capital Group Growth ETF ETF 731 22K –
VanEck Morningstar Wide Moat ETF ETF 1K 13K –
iShares Core MSCI EAFE ETF ETF 2K 23K –
Dimensional US Large Cap Value ETF ETF 359 12K –
Nvidia Stock 321 3K –
SPDR S&P Biotech ETF ETF 424 5K –
Vanguard Total Bond Market ETF ETF 2K 32K –
Vanguard FTSE All-World Ex-US ETF ETF 1K 24K –
T. Rowe Price Capital Appreciation Equity ETF ETF 820 26K –
iShares Russell 2000 Growth ETF ETF 409 2K –
McDonald's Stock 852 3K –
iShares Biotechnology ETF ETF 341 2K –
Schwab Fundamental US Small Company Index ETF ETF 467 9K –
Schwab Fundamental U.S. Large Cap ETF ETF 2K 27K –
iShares Edge MSCI USA Quality Factor ETF ETF 4K 23K –
iShares S&P Small Cap 600 Growth ETF ETF 287 2K –
iShares U.S. Technology ETF ETF 665 4K –
Schwab Fundamental Emerging Markets ETF ETF 295 10K –
Schwab Fundamental Intl Large Cap ETF ETF 623 18K –
Fidelity MSCI Health Care Index ETF ETF 367 5K –
iShares Core S&P 500 ETF ETF 3K 6K –
iShares U.S. Preferred Stock ETF ETF 319 10K –
Vanguard Mid Cap Value ETF ETF 622 4K –
Lockheed Martin Stock 723 2K –
SPDR Portfolio Emerging Markets ETF ETF 467 12K –
Vanguard FTSE Developed Markets ETF ETF 12K 249K –
SPDR S&P Dividend ETF ETF 1K 10K –
Walmart Inc Stock 202 3K –
iShares 3-7 Year Treasury Bond ETF ETF 1K 10K –
International Business Machines Stock 1K 7K –
Vanguard FTSE Emerging Markets ETF ETF 3K 61K –
Texas Instruments Inc Stock 426 2K –
Vanguard High Dividend Yield ETF ETF 3K 22K –
Pfizer Inc Stock 1K 39K –
iShares MSCI USA Value Factor ETF ETF 1K 12K –
Vanguard Dividend Appreciation Index ETF ETF 8K 45K –
iShares 7-10 Year Treasury Bond ETF ETF 2K 18K –
iShares Core U.S. Aggregate Bond ETF ETF 672 7K –
iShares Core Dividend Growth ETF ETF 769 13K –
Invesco National AMT-Free Muni Bond ETF ETF 268 11K –
iShares S&P Small Cap 600 Value ETF ETF 245 3K –
SPDR Portfolio S&P 500 Growth ETF ETF 242 3K –
Exxon Mobil Corp Stock 428 4K –
iShares Edge MSCI International Quality Factor ETF ETF 3K 70K –
Utilities Select Sector SPDR ETF ETF 275 4K –
iShares S&P Mid Cap ETF ETF 557 10K –
iShares Global Clean Energy ETF ETF 540 41K –
Apple Stock 3K 13K –
iShares Russell 1000 Value ETF ETF 606 3K –