SIGNATURE FINANCIAL SERVICES, LTD
Adviser information for SIGNATURE FINANCIAL SERVICES, LTD last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 452 | $182.7M |
| Non-Discretionary | 19 | $19.3M |
| Total | 471 | $202.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 204 | $97.2M |
| HNW Individuals | 121 | $82.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $19.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-64258 |
|---|---|
| SEC ERA File Number | 801-64258 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123729 |
| Legal Entity Identifier | None |
Principal Office
855 EAST GOLF ROAD, SUITE 2128ARLINGTON HEIGHTS
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (847) 545-8070, Fax: (847) 545-8077
Chief Compliance Officer
TIMOTHY M. OLMSTEAD
SECRETARY/TREASURER
855 EAST GOLF ROAD
SUITE 2128
ARLINGTON HEIGHTS
IL
United States
Tel:
847-545-8070
Fax:
847-545-8077
T**@********************M
(Full email address available in API data)
Industry Affiliates
| SIGNATURE BROKERAGE SERVICES, LTD. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALTON, BRADLEY, KENT | Individual | – | PRESIDENT | 12/1988 | < 5% |
| OLMSTEAD, TIMOTHY, MELVIN | Individual | – | SECRETARY TREASURER/ CHIEF COMPLIANCE OFFICER | 02/2004 | < 5% |
| SIGNATURE ADVISOR GROUP | Domestic Entity | – | SHAREHOLDER | 01/2003 | > 75% |
| WALTON, BRADLEY, KENT | Individual | SIGNATURE ADVISOR GROUP | PRESIDENT | 01/2003 | > 75% |