Hedge Fund Database

SAGEVIEW ADVISORY GROUP, LLC

Adviser information for SAGEVIEW ADVISORY GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 262
Investment Advisory/Research 131
Registered Broker-Dealer Representatives 85
Registered State Investment Advisers 139
Licensed Agents of an Insurance Company 50
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 32,472 $21.5B
Non-Discretionary 2,071 $181.0B
Total 34,543 $202.6B

Clients

Type Number RAUM
Individuals 9,871 $999.9M
HNW Individuals 900 $2.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2,250 $181.7B
Charitable organizations <5 $1.7M
State or municipal gov entities 130 $17.4B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 53 $143.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firmLawyer or law firmACTUARIAL SERVICES

Identifiers

SEC RIA File Number 801-64265
SEC ERA File Number 801-64265
SEC CIK Numbers 1914558
SEC CRD Numbers 126777
Legal Entity Identifier None

Principal Office

4000 MACARTHUR BLVD.
SUITE 1050
NEWPORT BEACH
CA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 800-814-8742, Fax: 949-955-1991

Websites

www.sageviewadvisory.com www.linkedin.com/company/sageview-advisory-group/ www.sageviewwealth.com/ facebook.com/sageviewadvisorygroup twitter.com/sageviewadvisor

Chief Compliance Officer

SHARINA MERID
VICE PRESIDENT
4000 MACARTHUR BLVD.
SUITE 1050
NEWPORT BEACH
CA
United States
Tel: 949-783-2650
Fax: 949-955-1991
(Full email address available in API data)

Industry Affiliates

SAGEVIEW INSURANCE SERVICES, INC. Insurance company or agency
SAGEVIEW PRIVATE CLIENT GROUP, LLC Other investment adviser, including financial planners
SVRPC Pension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
UPHAM, JONATHAN, TYLER Individual – PRESIDENT 02/2015 < 5%
MERID, SHARINA, MARIA Individual – CHIEF COMPLIANCE OFFICER 03/2020 < 5%
AQ SAGE BUYER, LLC Domestic Entity – DIRECT OWNER 12/2020 > 75%
AQ SAGE INTERMEDIATE II, LLC Domestic Entity AQ SAGE BUYER, LLC MEMBER 12/2020 > 75%
AQ SAGE INTERMEDIATE I, LLC Domestic Entity AQ SAGE INTERMEDIATE II, LLC MEMBER 12/2020 > 75%
AQ SAGE PARENT, L.P. Domestic Entity AQ SAGE INTERMEDIATE I, LLC LIMITED PARTNER 12/2020 > 75%
AQ SAGE PARENT G.P., LLC Domestic Entity AQ SAGE PARENT, L.P. GENERAL PARTNER 12/2020
AFSF IV AIV A L.P. Domestic Entity AQ SAGE PARENT, L.P. LIMITED PARTNER 12/2020 50-75%
AQUILINE CAPITAL PARTNERS IV GP (OFFSHORE) LTD. Foreign Entity AFSF IV AIV A L.P. GENERAL PARTNER 12/2020
HALVERSON, CHANDRA, ELLEN Individual – HEAD OF WEALTH MANAGEMENT OPERATIONS 09/2022 < 5%
LONGLEY, JOHN, TURNBULL Individual – CHIEF EXECUTIVE OFFICER 09/2023 < 5%
PFEIFFER, NATASHA, IRINA Individual – CHIEF LEGAL OFFICER 06/2023 < 5%
WALSH, CHRISTINA, MARIE Individual – CHIEF FINANCIAL OFFICER 04/2024 < 5%

No. Employees, Historic

30015002019202020212022202320242025145 on 7/18/2019145 on 9/4/2019145 on 9/4/2019145 on 9/10/2019145 on 9/11/2019124 on 3/24/2020124 on 3/24/2020124 on 4/1/2020124 on 5/19/2020124 on 5/29/2020124 on 6/15/2020124 on 10/9/2020124 on 10/9/2020124 on 11/3/2020124 on 11/3/2020124 on 11/18/2020129 on 2/1/2021129 on 9/15/2021129 on 10/15/2021129 on 1/13/2022129 on 3/17/2022195 on 3/31/2022195 on 6/2/2022195 on 7/6/2022195 on 1/23/2023224 on 3/31/2023224 on 4/7/2023224 on 4/21/2023224 on 5/3/2023224 on 5/18/2023224 on 6/28/2023224 on 9/25/2023224 on 10/5/2023224 on 12/1/2023224 on 3/25/2024262 on 3/29/2024

RAUM, Historic

300B150B02019202020212022202320242025101533445070 on 7/18/2019101533445070 on 9/4/2019101533445070 on 9/4/2019101533445070 on 9/10/2019101533445070 on 9/11/2019112924988182 on 3/24/2020112924988182 on 3/24/2020112924988182 on 4/1/2020112924988182 on 5/19/2020112924988182 on 5/29/2020112924988182 on 6/15/2020112924988182 on 10/9/2020112924988182 on 10/9/2020112924988182 on 11/3/2020112924988182 on 11/3/2020112924988182 on 11/18/2020133658889053 on 2/1/2021133658889053 on 9/15/2021133658889053 on 10/15/2021133658889053 on 1/13/2022133658889053 on 3/17/2022176336258193 on 3/31/2022176336258193 on 6/2/2022176336258193 on 7/6/2022176336258193 on 1/23/2023156399419714 on 3/31/2023156399419714 on 4/7/2023156399419714 on 4/21/2023156399419714 on 5/3/2023156399419714 on 5/18/2023156399419714 on 6/28/2023156399419714 on 9/25/2023156399419714 on 10/5/2023156399419714 on 12/1/2023156399419714 on 3/25/2024202573491630 on 3/29/2024

No. Clients, Historic

20,00010,000020192020202120222023202420251980 on 7/18/20191980 on 9/4/20191980 on 9/4/20191980 on 9/10/20191980 on 9/11/20192511 on 3/24/20202511 on 3/24/20202511 on 4/1/20202511 on 5/19/20202511 on 5/29/20202511 on 6/15/20202511 on 10/9/20202511 on 10/9/20202511 on 11/3/20202511 on 11/3/20202511 on 11/18/20202130 on 2/1/20212130 on 9/15/20212130 on 10/15/20212130 on 1/13/20222130 on 3/17/20222701 on 3/31/20222701 on 6/2/20222701 on 7/6/20222701 on 1/23/20232702 on 3/31/20232702 on 4/7/20232702 on 4/21/20232702 on 5/3/20232702 on 5/18/20232702 on 6/28/20232702 on 9/25/20232702 on 10/5/20232702 on 12/1/20232702 on 3/25/202413208 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 13K –
ABBVIE INC COM 3M 18K –
ACCENTURE PLC IRELAND SHS CLASS A 984K 3K –
ADIENT PLC ORD SHS 1M 41K –
ADOBE INC COM 4M 7K –
ADVANCED MICRO DEVICES INC COM 1M 8K –
AFLAC INC COM 246K 3K –
AIR PRODS & CHEMS INC COM 1M 6K –
AIRBNB INC COM CL A 879K 6K –
ALIGN TECHNOLOGY INC COM 317K 1K –
ALLSTATE CORP COM 767K 5K –
ALPHABET INC CAP STK CL A 9M 50K –
ALPHABET INC CAP STK CL C 2M 10K –
ALTRIA GROUP INC COM 2M 34K –
AMAZON COM INC COM 14M 70K –
AMER SOFTWARE INC CL A 110K 12K –
AMERICAN CENTY ETF TR DIVERSIFIED MU 621K – –
AMERICAN CENTY ETF TR INTL EQT ETF 1M 19K –
AMERICAN CENTY ETF TR INTL SMCP VLU 4M 58K –
AMERICAN CENTY ETF TR US EQT ETF 3M 29K –
AMERICAN ELEC PWR CO INC COM 660K 8K –
AMERICAN EXPRESS CO COM 3M 11K –
AMERICAN INTL GROUP INC COM NEW 236K – –
AMERICAN TOWER CORP NEW COM 2M 11K –
AMERICAN WTR WKS CO INC NEW COM 879K 7K –
AMERIS BANCORP COM 221K 4K –
AMGEN INC COM 3M 10K –
AMPHENOL CORP NEW CL A 206K 3K –
ANALOG DEVICES INC COM 1M 6K –
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 1M 20K –
AON PLC SHS CL A 3M 9K –
APOLLO GLOBAL MGMT INC COM 367K 3K –
APPLE INC COM 37M 174K –
APPLIED MATLS INC COM 1M 5K –
ARCHER DANIELS MIDLAND CO COM 250K 4K –
ARISTA NETWORKS INC COM 357K 1K –
ASML HOLDING N V N Y REGISTRY SHS 3M 3K –
ASTRAZENECA PLC SPONSORED ADR 232K 3K –
AT&T INC COM 2M 90K –
ATLANTA BRAVES HLDGS INC COM SER A 445K 11K –
AUTODESK INC COM 9M 35K –
AUTOMATIC DATA PROCESSING IN COM 506K 2K –
AUTOZONE INC COM 323K 109 –
BALCHEM CORP COM 690K 4K –
BANK AMERICA CORP COM 2M 50K –
BANK NEW YORK MELLON CORP COM 904K 15K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 12K –
BEST BUY INC COM 217K 3K –
BLACKROCK INC COM 1M 1K –
BLACKSTONE INC COM 590K 5K –
BLOCK H & R INC COM 411K 8K –
BOEING CO COM 840K 5K –
BOOKING HOLDINGS INC COM 900K 227 –
BOSTON SCIENTIFIC CORP COM 693K 9K –
BRISTOL-MYERS SQUIBB CO COM 278K 7K –
BROADCOM INC COM 3M 2K –
CADENCE DESIGN SYSTEM INC COM 432K 1K –
CAPITAL ONE FINL CORP COM 1M 8K –
CARETRUST REIT INC COM 309K 12K –
CATERPILLAR INC COM 477K 1K –
CECO ENVIRONMENTAL CORP COM 439K 15K –
CHARGEPOINT HOLDINGS INC COM CL A 17K 12K –
CHEVRON CORP NEW COM 3M 19K –
CHIPOTLE MEXICAN GRILL INC COM 663K 11K –
CHUBB LIMITED COM 380K 1K –
CINCINNATI FINL CORP COM 1M 9K –
CINTAS CORP COM 3M 4K –
CION INVT CORP COM 137K 11K –
CISCO SYS INC COM 4M 92K –
CITIGROUP INC COM NEW 877K 14K –
CITIZENS FINL GROUP INC COM 518K 14K –
CME GROUP INC COM 782K 4K –
CMS ENERGY CORP COM 213K 4K –
CNH INDL N V SHS 309K 27K –
COCA COLA CO COM 2M 27K –
COMCAST CORP NEW CL A 2M 39K –
CONOCOPHILLIPS COM 1M 11K –
CONSOLIDATED COMM HLDGS INC COM 82K 19K –
CONSTELLATION BRANDS INC CL A 202K 785 –
CONSTELLATION ENERGY CORP COM 667K 3K –
COPART INC COM 211K 4K –
CORNING INC COM 387K 10K –
COSTAR GROUP INC COM 369K 5K –
COSTCO WHSL CORP NEW COM 5M 6K –
CRANE NXT CO COM 565K 4K –
CROWDSTRIKE HLDGS INC CL A 541K 1K –
CROWN CASTLE INC COM 510K 5K –
CSW INDUSTRIALS INC COM 6M 24K –
CSX CORP COM 255K 8K –
CVS HEALTH CORP COM 895K 15K –
DANAHER CORPORATION COM 715K 3K –
DARDEN RESTAURANTS INC COM 417K 3K –
DATADOG INC CL A COM 287K 2K –
DECKERS OUTDOOR CORP COM 366K 378 –
DEERE & CO COM 1M 3K –
DELL TECHNOLOGIES INC CL C 251K 2K –
DEXCOM INC COM 363K 3K –
DIAGEO PLC SPON ADR NEW 811K 6K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 7M – –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 1M 39K –
DIMENSIONAL ETF TRUST EMERGING MKTS HI 2M 61K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 213K 8K –
DIMENSIONAL ETF TRUST INFLATION PROTE 1M – –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 297K 8K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 3M 117K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 647K 25K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 641K 24K –
DIMENSIONAL ETF TRUST SHORT DURATION F 3M – –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 10M 318K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 2M 57K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 2M 81K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 56K –
DIMENSIONAL ETF TRUST US TARGETED VLU 514K 10K –
DISCOVER FINL SVCS COM 212K 2K –
DISNEY WALT CO COM 3M 30K –
DOMINION ENERGY INC COM 1M 21K –
DRIL-QUIP INC COM 298K 16K –
DTE ENERGY CO COM 520K 5K –
DUKE ENERGY CORP NEW COM NEW 1M 13K –
DYNATRACE INC COM NEW 337K 8K –
EATON CORP PLC SHS 2M 6K –
EATON VANCE RISK-MANAGED DIV COM 295K 34K –
EDGEWELL PERS CARE CO COM 365K 9K –
ELEVANCE HEALTH INC COM 490K 905 –
ELI LILLY & CO COM 12M 13K –
EMERSON ELEC CO COM 556K 5K –
ENERGY TRANSFER L P COM UT LTD PTN 240K 15K –
ENPRO INC COM 489K 3K –
ENTERGY CORP NEW COM 515K 5K –
ENTERPRISE PRODS PARTNERS L COM 323K 11K –
EOG RES INC COM 1M 11K –
ETF SER SOLUTIONS DEFIANCE NEXT 509K 12K –
EVERSOURCE ENERGY COM 264K 5K –
EXELON CORP COM 384K 11K –
EXXON MOBIL CORP COM 4M 37K –
FAIR ISAAC CORP COM 216K 145 –
FASTENAL CO COM 756K 12K –
FEDEX CORP COM 472K 2K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 2M – –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 319K 6K –
FIDELITY NATL INFORMATION SV COM 859K 11K –
FIFTH THIRD BANCORP COM 657K 18K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 417K 5K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 691K 14K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 3M 71K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 268K 9K –
FIRSTENERGY CORP COM 419K 11K –
FISERV INC COM 292K 2K –
FLEXSHARES TR M STAR DEV MKT 12M 169K –
FLEXSHARES TR MORNSTAR USMKT 32M 159K –
FLOWSERVE CORP COM 226K 5K –
FORD MTR CO DEL COM 534K 43K –
FRANKLIN RESOURCES INC COM 288K 13K –
FREEPORT-MCMORAN INC CL B 381K 8K –
FS KKR CAP CORP COM 491K 25K –
GATX CORP COM 744K 6K –
GE AEROSPACE COM NEW 1M 7K –
GE VERNOVA INC COM 202K 1K –
GENERAL DYNAMICS CORP COM 786K 3K –
GENERAL MLS INC COM 698K 11K –
GENERAL MTRS CO COM 238K 5K –
GENUINE PARTS CO COM 454K 3K –
GILEAD SCIENCES INC COM 591K 9K –
GOLDMAN SACHS ETF TR ACTIVEBETA EME 597K 18K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 3M 97K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 981K 9K –
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 473K 7K –
GOLDMAN SACHS GROUP INC COM 829K 2K –
GRACO INC COM 653K 8K –
HALEON PLC SPON ADS 116K 14K –
HARLEY DAVIDSON INC COM 291K 9K –
HARTFORD FINL SVCS GROUP INC COM 535K 5K –
HAWKINS INC COM 299K 3K –
HCA HEALTHCARE INC COM 368K 1K –
HENRY SCHEIN INC COM 244K 4K –
HERC HLDGS INC COM 760K 6K –
HILTON WORLDWIDE HLDGS INC COM 223K 1K –
HOLOGIC INC COM 241K 3K –
HOME DEPOT INC COM 7M 21K –
HONEYWELL INTL INC COM 1M 5K –
HOWMET AEROSPACE INC COM 286K 4K –
HP INC COM 393K 11K –
HUMANA INC COM 557K 1K –
ILLINOIS TOOL WKS INC COM 442K 2K –
INDEXIQ ETF TR IQ MRGR ARB ETF 202K 6K –
INNOVATOR ETFS TRUST EMERGING MKT PWR 238K 10K –
INNOVATOR ETFS TRUST EMRGNG MKT APRIL 1M 50K –
INNOVATOR ETFS TRUST EMRGNG MKT JULY 393K 16K –
INNOVATOR ETFS TRUST EQUITY DEFI 2026 520K 21K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 259K 4K –
INNOVATOR ETFS TRUST INTERNATIONAL DV 874K 30K –
INNOVATOR ETFS TRUST INTRNL DEV APRL 5M 190K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 692K 22K –
INNOVATOR ETFS TRUST LADDERED ALC BFR 531K 17K –
INNOVATOR ETFS TRUST LADERD ALCTN PWR 13M 311K –
INNOVATOR ETFS TRUST US EQT PWR BUF 760K 22K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 983K 29K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 1M 29K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 2M 52K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 570K 17K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 2M 49K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 290K 9K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 349K 11K –
INNOVATOR ETFS TRUST US EQT ULTRA BFR 2M 59K –
INNOVATOR ETFS TRUST US EQTY BUFR JUN 313K 8K –
INNOVATOR ETFS TRUST US EQTY PWR BF 261K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 267K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 303K 8K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 596K 15K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 583K 15K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 764K 21K –
INNOVATOR ETFS TRUST US EQTY ULTRA B 256K 7K –
INNOVATOR ETFS TRUST US EQTY ULTRA BU 449K 13K –
INNOVATOR ETFS TRUST US SML CP PWR B 462K 13K –
INNOVATOR ETFS TRUST US SML CP PWR B 717K 26K –
INNOVATOR ETFS TRUST US SML CP PWR B 526K 18K –
INNOVATOR ETFS TRUST US SML CP PWR ET 3M 102K –
INSULET CORP COM 208K 1K –
INTEL CORP COM 464K 15K –
INTERNATIONAL BUSINESS MACHS COM 1M 8K –
INTERNATIONAL PAPER CO COM 544K 13K –
INTERPUBLIC GROUP COS INC COM 293K 10K –
INTUIT COM 789K 1K –
INTUITIVE SURGICAL INC COM NEW 2M 4K –
INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 247K 6K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 1M 20K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 883K 23K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 6K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 491K 8K –
INVESCO QQQ TR UNIT SER 1 4M 9K –
IRIS ENERGY LTD ORDINARY SHARES 141K 12K –
ISHARES GOLD TR ISHARES NEW 215K 5K –
ISHARES INC CORE MSCI EMKT 6M 121K –
ISHARES INC EMNG MKTS EQT 223K 5K –
ISHARES INC ESG AWR MSCI EM 1M 45K –
ISHARES INC MSCI EMERG MRKT 731K 13K –
ISHARES INC MSCI EMRG CHN 389K 7K –
ISHARES TR 0-5YR HI YL CP 5M – –
ISHARES TR 1 3 YR TREAS BD 743K – –
ISHARES TR BLACKROCK ULTRA 408K – –
ISHARES TR BROAD USD HIGH 496K – –
ISHARES TR CORE DIV GRWTH 1M 20K –
ISHARES TR CORE HIGH DV ETF 490K 5K –
ISHARES TR CORE INTL AGGR 88M – –
ISHARES TR CORE MSCI EAFE 17M 234K –
ISHARES TR CORE MSCI INTL 988K 15K –
ISHARES TR CORE MSCI TOTAL 5M 72K –
ISHARES TR CORE S&P MCP ETF 3M 55K –
ISHARES TR CORE S&P SCP ETF 2M 19K –
ISHARES TR CORE S&P TTL STK 2M 13K –
ISHARES TR CORE S&P US GWT 276K 2K –
ISHARES TR CORE S&P500 ETF 12M 22K –
ISHARES TR CORE TOTAL USD 975K – –
ISHARES TR CORE US AGGBD ET 286M – –
ISHARES TR EAFE SML CP ETF 672K 11K –
ISHARES TR ESG AW MSCI EAFE 5M 60K –
ISHARES TR ESG AWR MSCI USA 1M 9K –
ISHARES TR ESG AWR US AGRGT 1M – –
ISHARES TR ESG AWRE 1 5 YR 1M – –
ISHARES TR ESG AWRE USD ETF 1M – –
ISHARES TR EXPND TEC SC ETF 291K 3K –
ISHARES TR FLTG RATE NT ETF 256K – –
ISHARES TR GLOBAL REIT ETF 53M 2M –
ISHARES TR GRWT ALLOCAT ETF 651K 12K –
ISHARES TR IBONDS DEC2026 304K – –
ISHARES TR IBOXX HI YD ETF 5M – –
ISHARES TR IBOXX INV CP ETF 224K – –
ISHARES TR INTL EQTY FACTOR 408K 14K –
ISHARES TR INTRM GOV CR ETF 286K – –
ISHARES TR ISHS 5-10YR INVT 5M – –
ISHARES TR JPMORGAN USD EMG 21M – –
ISHARES TR MSCI ACWI EX US 659K 12K –
ISHARES TR MSCI EAFE ETF 805K 10K –
ISHARES TR MSCI EAFE MIN VL 2M 23K –
ISHARES TR MSCI INTL QUALTY 2M 63K –
ISHARES TR MSCI KLD400 SOC 7M 67K –
ISHARES TR MSCI USA ESG SLC 5M 48K –
ISHARES TR MSCI USA MIN VOL 8M 98K –
ISHARES TR MSCI USA MMENTM 3M 15K –
ISHARES TR MSCI USA QLT FCT 9M 55K –
ISHARES TR MSCI USA VALUE 1M 14K –
ISHARES TR NATIONAL MUN ETF 19M – –
ISHARES TR PFD AND INCM SEC 1M 38K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUS 1000 VAL ETF 236K 1K –
ISHARES TR RUS MDCP VAL ETF 2M 17K –
ISHARES TR RUS MID CAP ETF 1M 17K –
ISHARES TR RUS TOP 200 ETF 13M 100K –
ISHARES TR RUS TP200 GR ETF 2M 7K –
ISHARES TR RUSSELL 2000 ETF 622K 3K –
ISHARES TR S&P 500 GRWT ETF 831K 9K –
ISHARES TR S&P 500 VAL ETF 880K 5K –
ISHARES TR S&P MC 400GR ETF 833K 9K –
ISHARES TR SHRT NAT MUN ETF 5M – –
ISHARES TR SP SMCP600VL ETF 704K 7K –
ISHARES TR TIPS BD ETF 596K – –
ISHARES TR US TREAS BD ETF 421K – –
ISHARES TR USD INV GRDE ETF 352K – –
ITT INC COM 258K 2K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M – –
JOHNSON & JOHNSON COM 3M 18K –
JOHNSON CTLS INTL PLC SHS 251K 4K –
JPMORGAN CHASE & CO. COM 9M 43K –
KENVUE INC COM 218K 12K –
KIMBERLY-CLARK CORP COM 256K 2K –
KINDER MORGAN INC DEL COM 214K 11K –
KKR & CO INC COM 723K 7K –
KLA CORP COM NEW 558K 677 –
L3HARRIS TECHNOLOGIES INC COM 986K 4K –
LAM RESEARCH CORP COM 957K 899 –
LCI INDS COM 265K 3K –
LIFETIME BRANDS INC COM 111K 13K –
LINDE PLC SHS 2M 5K –
LLOYDS BANKING GROUP PLC SPONSORED ADR 97K 36K –
LOCKHEED MARTIN CORP COM 2M 4K –
LOWES COS INC COM 2M 8K –
LYONDELLBASELL INDUSTRIES N SHS - A - 616K 6K –
MADISON SQUARE GRDN SPRT COR CL A 260K 1K –
MARATHON PETE CORP COM 305K 2K –
MARRIOTT INTL INC NEW CL A 635K 3K –
MARSH & MCLENNAN COS INC COM 976K 5K –
MARTIN MARIETTA MATLS INC COM 205K 379 –
MASTERCARD INCORPORATED CL A 3M 6K –
MCDONALDS CORP COM 4M 17K –
MCKESSON CORP COM 952K 2K –
MEDTRONIC PLC SHS 433K 6K –
MERCK & CO INC COM 4M 30K –
MERIT MED SYS INC COM 300K 3K –
META PLATFORMS INC CL A 10M 19K –
METLIFE INC COM 901K 13K –
MICROCHIP TECHNOLOGY INC. COM 255K 3K –
MICRON TECHNOLOGY INC COM 779K 6K –
MICROSOFT CORP COM 28M 62K –
MILLICOM INTL CELLULAR S A COM STK 236K 10K –
MODULAR MED INC COM NEW 18K 11K –
MONDELEZ INTL INC CL A 699K 11K –
MONOLITHIC PWR SYS INC COM 417K 507 –
MORGAN STANLEY COM NEW 1M 12K –
MSA SAFETY INC COM 212K 1K –
MSCI INC COM 310K 643 –
MUELLER INDS INC COM 796K 14K –
MUELLER WTR PRODS INC COM SER A 208K 12K –
NASDAQ INC COM 254K 4K –
NATIONAL FUEL GAS CO COM 217K 4K –
NETFLIX INC COM 3M 4K –
NEUBERGER BERMAN ETF TRUST OPT STRATEGY ETF 315K 12K –
NEW MTN FIN CORP COM 217K 18K –
NEXTERA ENERGY INC COM 2M 28K –
NIKE INC CL B 562K 7K –
NISOURCE INC COM 324K 11K –
NNN REIT INC COM 218K 5K –
NORFOLK SOUTHN CORP COM 1M 5K –
NORTHERN TR CORP COM 211K 3K –
NORTHROP GRUMMAN CORP COM 2M 4K –
NOVARTIS AG SPONSORED ADR 283K 3K –
NOVO-NORDISK A S ADR 1M 9K –
NUSHARES ETF TR NUVEEN ESG SMLCP 3M 71K –
NUSHARES ETF TR NUVEEN ESG US 2M – –
NVIDIA CORPORATION COM 15M 124K –
NXP SEMICONDUCTORS N V COM 2M 6K –
OLD NATL BANCORP IND COM 204K 12K –
OLD REP INTL CORP COM 573K 19K –
ON SEMICONDUCTOR CORP COM 328K 5K –
ONEOK INC NEW COM 278K 3K –
OPENDOOR TECHNOLOGIES INC COM 21K 12K –
ORACLE CORP COM 2M 11K –
OREILLY AUTOMOTIVE INC COM 587K 556 –
PACCAR INC COM 387K 4K –
PACER FDS TR GLOBL CASH ETF 732K 22K –
PALO ALTO NETWORKS INC COM 2M 7K –
PARAMOUNT GLOBAL CLASS A COM 272K 15K –
PARKER-HANNIFIN CORP COM 1M 2K –
PATHWARD FINANCIAL INC COM 451K 8K –
PAYCHEX INC COM 1M 11K –
PEPSICO INC COM 4M 24K –
PFIZER INC COM 1M 49K –
PGIM ETF TR PGIM ULTRA SH BD 595K – –
PHILIP MORRIS INTL INC COM 2M 20K –
PHILLIPS 66 COM 337K 2K –
PIMCO ETF TR ENHAN SHRT MA AC 346K – –
PIMCO ETF TR INTER MUN BD ACT 3M – –
PIMCO ETF TR SHTRM MUN BD ACT 647K – –
PINNACLE FINL PARTNERS INC COM 376K 5K –
PINTEREST INC CL A 263K 6K –
PNC FINL SVCS GROUP INC COM 795K 5K –
PRINCIPAL FINANCIAL GROUP IN COM 243K 3K –
PROCTER AND GAMBLE CO COM 3M 18K –
PROGRESSIVE CORP COM 2M 9K –
PROLOGIS INC. COM 948K 8K –
PROSHARES TR S&P 500 DV ARIST 402K 4K –
PRUDENTIAL FINL INC COM 292K 2K –
PUBLIC SVC ENTERPRISE GRP IN COM 534K 7K –
PUTNAM PREMIER INCOME TR SH BEN INT 68K – –
QUALCOMM INC COM 1M 5K –
QUANTA SVCS INC COM 3M 12K –
REALTY INCOME CORP COM 334K 6K –
REGIONS FINANCIAL CORP NEW COM 488K 24K –
RIO TINTO PLC SPONSORED ADR 316K 5K –
ROPER TECHNOLOGIES INC COM 235K 416 –
RTX CORPORATION COM 2M 17K –
RYMAN HOSPITALITY PPTYS INC COM 379K 4K –
S&P GLOBAL INC COM 1M 3K –
SALESFORCE INC COM 2M 8K –
SANFILIPPO JOHN B & SON INC COM 246K 3K –
SAP SE SPON ADR 232K 1K –
SCHLUMBERGER LTD COM STK 373K 8K –
SCHWAB CHARLES CORP COM 2M 25K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 85M 3M –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 307K 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 347K 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 7M 199K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 2M 30K –
SCHWAB STRATEGIC TR INTL EQTY ETF 113M 3M –
SCHWAB STRATEGIC TR INTL SCEQT ETF 53M 1M –
SCHWAB STRATEGIC TR MUN BD ETF 219K – –
SCHWAB STRATEGIC TR US AGGREGATE B 2M – –
SCHWAB STRATEGIC TR US BRD MKT ETF 2M 32K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 257K 3K –
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 12K –
SCHWAB STRATEGIC TR US LCAP VA ETF 434K 6K –
SCHWAB STRATEGIC TR US LRG CAP ETF 405K 6K –
SCHWAB STRATEGIC TR US MID-CAP ETF 694K 9K –
SCHWAB STRATEGIC TR US SML CAP ETF 281K 6K –
SCHWAB STRATEGIC TR US TIPS ETF 536K – –
SCRIPPS E W CO OHIO CL A NEW 31K 10K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 254K 2K –
SELECT SECTOR SPDR TR ENERGY 206K 2K –
SELECT SECTOR SPDR TR FINANCIAL 334K 8K –
SELECT SECTOR SPDR TR INDL 249K 2K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 579K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 735K 3K –
SEMPRA COM 5M 66K –
SERVICENOW INC COM 2M 3K –
SHOPIFY INC CL A 204K 3K –
SIMON PPTY GROUP INC NEW COM 298K 2K –
SKECHERS U S A INC CL A 362K 5K –
SMUCKER J M CO COM NEW 226K 2K –
SNOWFLAKE INC CL A 1M 8K –
SOFI TECHNOLOGIES INC COM 79K 12K –
SONOCO PRODS CO COM 298K 6K –
SONY GROUP CORP SPONSORED ADR 743K 9K –
SOUTHERN CALIF BANCORP COM 526K 39K –
SOUTHERN CO COM 590K 8K –
SPDR GOLD TR GOLD SHS 922K 4K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 476K 14K –
SPDR S&P 500 ETF TR TR UNIT 6M 12K –
SPDR SER TR BLOOMBERG HIGH Y 2M – –
SPDR SER TR BLOOMBERG INVT 1M – –
SPDR SER TR NUVEEN BLMBRG SH 2M – –
SPDR SER TR PORTFLI HIGH YLD 22M – –
SPDR SER TR PORTFOLIO S&P400 300K 6K –
SPDR SER TR PORTFOLIO S&P500 280K 4K –
SPDR SER TR PRTFLO S&P500 GW 258K 3K –
SPDR SER TR PRTFLO S&P500 VL 694K 14K –
SPDR SER TR SSGA US SMAL ETF 249K 2K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 348K – –
SSGA ACTIVE ETF TR SPDR TR TACTIC 240K – –
STARBUCKS CORP COM 1M 15K –
STATE STR CORP COM 481K 7K –
STEEL DYNAMICS INC COM 232K 2K –
STRYKER CORPORATION COM 459K 1K –
SWISS HELVETIA FD INC COM 143K 18K –
SYNOPSYS INC COM 3M 5K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 922K 5K –
TARGET CORP COM 748K 5K –
TE CONNECTIVITY LTD SHS 273K 2K –
TESLA INC COM 3M 14K –
TEXAS INSTRS INC COM 2M 9K –
TEXTRON INC COM 928K 11K –
THE CIGNA GROUP COM 1M 4K –
THE TRADE DESK INC COM CL A 4M 46K –
THERMO FISHER SCIENTIFIC INC COM 2M 4K –
TJX COS INC NEW COM 2M 21K –
T-MOBILE US INC COM 3M 16K –
TRANE TECHNOLOGIES PLC SHS 3M 9K –
TRAVELERS COMPANIES INC COM 448K 2K –
TRUBRIDGE INC COM 293K 29K –
UBER TECHNOLOGIES INC COM 839K 12K –
UNIFIRST CORP MASS COM 201K 1K –
UNILEVER PLC SPON ADR NEW 284K 5K –
UNION PAC CORP COM 898K 4K –
UNITED PARCEL SERVICE INC CL B 1M 10K –
UNITED RENTALS INC COM 406K 628 –
UNITED STATES CELLULAR CORP COM 391K 7K –
UNITEDHEALTH GROUP INC COM 5M 10K –
UNUM GROUP COM 259K 5K –
US BANCORP DEL COM NEW 1M 36K –
US FOODS HLDG CORP COM 308K 6K –
USCF ETF TR MIDSTREAM ENERGY 347K – –
VALERO ENERGY CORP COM 305K 2K –
VANECK ETF TRUST HIGH YLD MUNIETF 5M – –
VANECK ETF TRUST MORNINGSTAR SMID 246K 8K –
VANECK ETF TRUST MRNGSTR WDE MOAT 2M 18K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 326K 979 –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 440K 3K –
VANGUARD BD INDEX FDS INTERMED TERM 3M – –
VANGUARD BD INDEX FDS SHORT TRM BOND 11M – –
VANGUARD BD INDEX FDS TOTAL BND MRKT 8M – –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M – –
VANGUARD INDEX FDS EXTEND MKT ETF 79M 470K –
VANGUARD INDEX FDS GROWTH ETF 8M 22K –
VANGUARD INDEX FDS LARGE CAP ETF 16M 63K –
VANGUARD INDEX FDS MCAP GR IDXVIP 4M 18K –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 15K –
VANGUARD INDEX FDS MID CAP ETF 2M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 23K –
VANGUARD INDEX FDS S&P 500 ETF SHS 25M 51K –
VANGUARD INDEX FDS SM CP VAL ETF 942K 5K –
VANGUARD INDEX FDS SMALL CP ETF 5M 23K –
VANGUARD INDEX FDS SML CP GRW ETF 214K 856 –
VANGUARD INDEX FDS TOTAL STK MKT 12M 46K –
VANGUARD INDEX FDS VALUE ETF 5M 33K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 207K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 26K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 391K 3K –
VANGUARD MALVERN FDS STRM INFPROIDX 2M – –
VANGUARD MUN BD FDS TAX EXEMPT BD 4M – –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 280K – –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M – –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 290K – –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2M – –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4M – –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 183M 2M –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 227K 922 –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 166M 2M –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 287K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 8K –
VANGUARD STAR FDS VG TL INTL STK F 5M 82K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 51K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 4M 36K –
VANGUARD WORLD FD ESG INTL STK ETF 4M 78K –
VANGUARD WORLD FD ESG US CORP BD 11M – –
VANGUARD WORLD FD ESG US STK ETF 16M 161K –
VANGUARD WORLD FD EXTENDED DUR 903K 12K –
VEEVA SYS INC CL A COM 253K 1K –
VERICITY INC COM 1M 130K –
VERIZON COMMUNICATIONS INC COM 2M 47K –
VERTEX PHARMACEUTICALS INC COM 3M 7K –
VERTIV HOLDINGS CO COM CL A 373K 4K –
VICTORY PORTFOLIOS II SHORT TRM BD ETF 207K – –
VICTORY PORTFOLIOS II VCSHS US LRG CAP 778K 13K –
VISA INC COM CL A 6M 23K –
WALGREENS BOOTS ALLIANCE INC COM 252K 21K –
WALMART INC COM 3M 48K –
WASTE MGMT INC DEL COM 208K 973 –
WATSCO INC COM 205K 441 –
WATTS WATER TECHNOLOGIES INC CL A 556K 3K –
WEC ENERGY GROUP INC COM 619K 8K –
WELLS FARGO CO NEW COM 1M 20K –
WESTERN UN CO COM 195K 16K –
WILLIAMS COS INC COM 1M 29K –
WISDOMTREE TR EMER MKT HIGH FD 389K 9K –
WISDOMTREE TR GLB US QTLY DIV 234K 6K –
WISDOMTREE TR US QTLY DIV GRT 690K 9K –
WP CAREY INC COM 295K 5K –
XPO INC COM 518K 5K –
XYLEM INC COM 361K 3K –
ZIMMER BIOMET HOLDINGS INC COM 265K 2K –
ZOETIS INC CL A 1M 6K –