THE LEGACY FINANCIAL GROUP, INC.
Adviser information for THE LEGACY FINANCIAL GROUP, INC. last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,453 | $417.3M |
| Non-Discretionary | 1 | $2.3M |
| Total | 1,454 | $419.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 179 | $59.8M |
| HNW Individuals | 122 | $358.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $949,860 |
| Charitable organizations | <5 | $852,568 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $60,305 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-64293 |
|---|---|
| SEC ERA File Number | 801-64293 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135059 |
| Legal Entity Identifier | None |
Principal Office
2508 E 21ST STREETTULSA
OK
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 918-665-0826, Fax: 918-933-4393
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KING, KEVIN, KYLE | Individual | – | PRESIDENT AND SHAREHOLDER | 04/2005 | 50-75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| KILLWORTH STRATEGIC CAPITAL, LLC | Domestic Entity | – | OWNER | 10/2020 | 10-25% |
| EP JOHNSON HOLDINGS LLC | Domestic Entity | – | OWNER | 10/2020 | 5-10% |
| KILLINGSWORTH, JAMES, BRAY | Individual | KILLWORTH STRATEGIC CAPITAL, LLC | OWNER | 10/2020 | > 75% |
| Johnson, Elissa, kay fagin | Individual | EP JOHNSON HOLDINGS LLC | OWNER | 10/2020 | > 75% |