Hedge Fund Database

WEALTH ARCHITECTS, LLC

Adviser information for WEALTH ARCHITECTS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,406 $1.6B
Non-Discretionary 282 $131.2M
Total 2,688 $1.8B

Clients

Type Number RAUM
Individuals 95 $31.5M
HNW Individuals 322 $1.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $28.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 420
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)INVESTMENT CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-64313
SEC ERA File Number 801-64313
SEC CIK Numbers 1611518
SEC CRD Numbers 135373
Legal Entity Identifier None

Principal Office

800 WEST EL CAMINO REAL
SUITE 201
MOUNTAIN VIEW
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 650-325-9044, Fax: 650-325-9047

Websites

www.wealtharchitects.com linkedin.com/company/wealth-architects-llc/

Chief Compliance Officer

JINA YI
CHIEF OPERATING OFFICER
800 WEST EL CAMINO REAL
SUITE 201
MOUNTAIN VIEW
CA
United States
Tel: 650-325-9044
Fax: 650-325-9047
(Full email address available in API data)

Regulatory Contact

MARK T. JOHNSEN
CHIEF EXECUTIVE OFFICER
800 WEST EL CAMINO REAL
SUITE 201
MOUNTAIN VIEW
CA
United States
Tel: 650-325-9044
Fax: 650-325-9047
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHNSEN, MARK, THOMAS Individual – CHIEF EXECUTIVE OFFICER 06/2005 < 5%
JOHNSEN FAMILY LIVING TRUST DATED 12/5/2005 Domestic Entity – OWNER 12/2005 > 75%
JOHNSEN, MARK, THOMAS Individual JOHNSEN FAMILY LIVING TRUST DATED 12/5/2005 TRUSTEE 12/2005
JOHNSEN, SAMANTHA, AMMIRATO Individual JOHNSEN FAMILY LIVING TRUST DATED 12/5/2005 TRUSTEE 12/2005
GORDON, MARK, RICHARD Individual – CHIEF INVESTMENT OFFICER 01/2012 < 5%
PHILLIPS, PATRICK, NEAL Individual – WEALTH ARCHITECT 01/2011 < 5%
YI, JINA Individual – COO/CCO 01/2016 < 5%
SCOTT, TYLER, JUSTIN Individual – WEALTH ARCHITECT 09/2012 < 5%
NGUYEN, IRIS, SZE-WAI Individual – WEALTH ARCHITECT 08/2011 < 5%

No. Employees, Historic

30150201920202021202220232024202516 on 11/15/201918 on 3/25/202018 on 6/29/202018 on 7/29/202019 on 3/31/202117 on 3/30/202222 on 3/17/202322 on 9/6/202323 on 3/6/2024

RAUM, Historic

2B1B02019202020212022202320242025968152299 on 11/15/20191173654938 on 3/25/20201173654938 on 6/29/20201173654938 on 7/29/20201341101818 on 3/31/20211652392690 on 3/30/20221486019111 on 3/17/20231486019111 on 9/6/20231778292712 on 3/6/2024

No. Clients, Historic

50025002019202020212022202320242025323 on 11/15/2019321 on 3/25/2020321 on 6/29/2020321 on 7/29/2020331 on 3/31/2021385 on 3/30/2022390 on 3/17/2023390 on 9/6/2023420 on 3/6/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR CORE S&P500 ETF 69M 126K –
FLEXSHARES TR IBOXX 5YR TRGT 53M 2M –
ISHARES TR CORE S&P SCP ETF 47M 439K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 43M 861K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 42M 228K –
APPLE INC COM 36M 170K –
LAM RESEARCH CORP COM 32M 30K –
SPDR INDEX SHS FDS S&P GBLINF ETF 32M 583K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 28M 713K –
VANGUARD INDEX FDS VALUE ETF 25M 155K –
VANGUARD INDEX FDS SM CP VAL ETF 24M 132K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 23M 648K –
VANGUARD INDEX FDS LARGE CAP ETF 18M 72K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 18M 159K –
ISHARES TR CORE MSCI EAFE 17M 239K –
AMERICAN CENTY ETF TR US SML CP VALU 17M 184K –
SPDR S&P 500 ETF TR TR UNIT 15M 28K –
VANGUARD INDEX FDS SMALL CP ETF 13M 61K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 12M 421K –
ISHARES TR EAFE SML CP ETF 12M 193K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 11M 27K –
AMERICAN CENTY ETF TR INTL SMCP VLU 10M 159K –
ISHARES TR SP SMCP600VL ETF 10M 104K –
META PLATFORMS INC CL A 9M 18K –
ISHARES TR ESG AWARE MSCI 8M 202K –
MICROSOFT CORP COM 7M 16K –
ISHARES TR ESG AW MSCI EAFE 7M 92K –
SCHWAB STRATEGIC TR INTL EQTY ETF 7M 174K –
ISHARES TR ESG AWR MSCI USA 5M 44K –
VANGUARD INDEX FDS TOTAL STK MKT 5M 19K –
ISHARES TR EAFE VALUE ETF 5M 85K –
BROADCOM INC COM 4M 3K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 4M 166K –
AMAZON COM INC COM 4M 20K –
NVIDIA CORPORATION COM 4M 31K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 4M 111K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 4M 119K –
VANGUARD BD INDEX FDS SHORT TRM BOND 4M 47K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 46K –
SCHWAB STRATEGIC TR US SML CAP ETF 3M 67K –
PROSHARES TR DJ BRKFLD GLB 3M 67K –
FLEXSHARES TR STOXX GLOBR INF 3M 56K –
ISHARES TR SHRT NAT MUN ETF 3M 28K –
UNITEDHEALTH GROUP INC COM 3M 6K –
ALPHABET INC CAP STK CL C 3M 15K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 3M 80K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 3M 103K –
ALPHABET INC CAP STK CL A 2M 13K –
WISDOMTREE TR INTL SMCAP DIV 2M 37K –
ISHARES TR RUS 2000 VAL ETF 2M 15K –
JPMORGAN CHASE & CO. COM 2M 10K –
DIMENSIONAL ETF TRUST INTERNATIONAL 2M 62K –
ISHARES TR GLB INFRASTR ETF 2M 42K –
ISHARES TR BLACKROCK ULTRA 2M 39K –
MERCK & CO INC COM 2M 15K –
SNOWFLAKE INC CL A 2M 13K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
ISHARES TR RUSSELL 3000 ETF 2M 6K –
HOME DEPOT INC COM 2M 5K –
ELEVANCE HEALTH INC COM 2M 3K –
EXXON MOBIL CORP COM 2M 14K –
TESLA INC COM 1M 7K –
PALANTIR TECHNOLOGIES INC CL A 1M 56K –
ISHARES TR ESG AWR US AGRGT 1M 30K –
PROCTER AND GAMBLE CO COM 1M 8K –
JOHNSON & JOHNSON COM 1M 9K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 20K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES INC ESG AWR MSCI EM 1M 36K –
BANK AMERICA CORP COM 1M 30K –
CATERPILLAR INC COM 1M 4K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 1M 33K –
MCGRATH RENTCORP COM 1M 10K –
VANGUARD STAR FDS VG TL INTL STK F 1M 18K –
ELI LILLY & CO COM 1M 1K –
VANGUARD INDEX FDS MID CAP ETF 1M 4K –
COSTCO WHSL CORP NEW COM 1M 1K –
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 1M 12K –
FLEXSHARES TR MSTAR EMKT FAC 987K 19K –
INTEL CORP COM 971K 31K –
ISHARES TR RUS 1000 GRW ETF 950K 3K –
ISHARES TR RUS 1000 ETF 929K 3K –
INTUITIVE SURGICAL INC COM NEW 925K 2K –
SCHWAB STRATEGIC TR US LCAP GR ETF 887K 9K –
ISHARES TR MSCI ACWI ETF 870K 8K –
PROSHARES TR ULTRAPRO QQQ 869K 12K –
VANGUARD INDEX FDS GROWTH ETF 843K 2K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 834K 13K –
APPLIED MATLS INC COM 820K 3K –
INTUIT COM 810K 1K –
ABBVIE INC COM 796K 5K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 792K 5K –
VISA INC COM CL A 775K 3K –
KLA CORP COM NEW 770K 933 –
AUTOMATIC DATA PROCESSING IN COM 757K 3K –
THERMO FISHER SCIENTIFIC INC COM 751K 1K –
ISHARES TR RUSSELL 2000 ETF 741K 4K –
CISCO SYS INC COM 736K 15K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 719K 4K –
ADVANCED MICRO DEVICES INC COM 718K 4K –
PEPSICO INC COM 687K 4K –
J P MORGAN EXCHANGE TRADED F SUSTAINABLE MUNI 681K 14K –
INTERNATIONAL BUSINESS MACHS COM 654K 4K –
MASTERCARD INCORPORATED CL A 652K 1K –
MOLINA HEALTHCARE INC COM 645K 2K –
ISHARES TR MSCI KLD400 SOC 628K 6K –
PHILIP MORRIS INTL INC COM 618K 6K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 611K 10K –
AMGEN INC COM 594K 2K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 590K 1K –
ORACLE CORP COM 583K 4K –
ADOBE INC COM 561K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 558K 13K –
ABBOTT LABS COM 535K 5K –
CONSOLIDATED EDISON INC COM 532K 6K –
RTX CORPORATION COM 527K 5K –
VERIZON COMMUNICATIONS INC COM 522K 13K –
AMERICAN EXPRESS CO COM 515K 2K –
FLEXSHARES TR M STAR DEV MKT 514K 7K –
MARVELL TECHNOLOGY INC COM 512K 7K –
NUSHARES ETF TR NUVEEN ESG INTL 510K 16K –
WELLS FARGO CO NEW COM 490K 8K –
ALTRIA GROUP INC COM 490K 11K –
CHEVRON CORP NEW COM 469K 3K –
VANGUARD INDEX FDS EXTEND MKT ETF 463K 3K –
AMERICAN WTR WKS CO INC NEW COM 460K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 458K 6K –
DISNEY WALT CO COM 454K 5K –
AIR PRODS & CHEMS INC COM 449K 2K –
WALMART INC COM 446K 7K –
QUALCOMM INC COM 441K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 440K 1K –
GILEAD SCIENCES INC COM 438K 6K –
AIRBNB INC COM CL A 436K 3K –
CADENCE DESIGN SYSTEM INC COM 428K 1K –
COCA COLA CO COM 427K 7K –
TEXAS INSTRS INC COM 425K 2K –
ISHARES TR MSCI EAFE ETF 422K 5K –
FIRST SOLAR INC COM 420K 2K –
NOVO-NORDISK A S ADR 414K 3K –
EATON CORP PLC SHS 411K 1K –
NETFLIX INC COM 386K 571 –
TARGET CORP COM 376K 3K –
WEC ENERGY GROUP INC COM 373K 5K –
WASTE MGMT INC DEL COM 369K 2K –
PFIZER INC COM 365K 13K –
GE AEROSPACE COM NEW 359K 2K –
IMPERIAL OIL LTD COM NEW 358K 5K –
FLEXSHARES TR MORNSTAR USMKT 338K 2K –
CENCORA INC COM 334K 1K –
NEXTERA ENERGY INC COM 331K 5K –
MCDONALDS CORP COM 331K 1K –
COMCAST CORP NEW CL A 330K 8K –
MICRON TECHNOLOGY INC COM 330K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 328K 4K –
CALIFORNIA WTR SVC GROUP COM 315K 6K –
ARROWHEAD PHARMACEUTICALS IN COM 315K 12K –
MARATHON PETE CORP COM 311K 2K –
GOLDMAN SACHS BDC INC SHS 310K 21K –
S&P GLOBAL INC COM 310K 694 –
SALESFORCE INC COM 308K 1K –
NIKE INC CL B 307K 4K –
SHOPIFY INC CL A 304K 5K –
ISHARES TR RUS 1000 VAL ETF 304K 2K –
DANAHER CORPORATION COM 301K 1K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 300K 3K –
PALO ALTO NETWORKS INC COM 300K 884 –
ISHARES TR U.S. REAL ES ETF 287K 3K –
COMERICA INC COM 287K 6K –
GITLAB INC CLASS A COM 281K 6K –
LOEWS CORP COM 276K 4K –
EDWARDS LIFESCIENCES CORP COM 274K 3K –
BARCLAYS PLC ADR 274K 26K –
QUAD / GRAPHICS INC COM CL A 274K 50K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 252K 7K –
MONDELEZ INTL INC CL A 248K 4K –
TRAVELERS COMPANIES INC COM 247K 1K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 246K 8K –
BRISTOL-MYERS SQUIBB CO COM 246K 6K –
PROGRESSIVE CORP COM 244K 1K –
AT&T INC COM 242K 13K –
ISHARES TR S&P 100 ETF 238K 900 –
TECK RESOURCES LTD CL B 236K 5K –
ISHARES TR RUS 2000 GRW ETF 227K 866 –
STRYKER CORPORATION COM 227K 668 –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 227K 5K –
LOCKHEED MARTIN CORP COM 227K 485 –
VANGUARD WORLD FD INF TECH ETF 226K 391 –
SELECT SECTOR SPDR TR FINANCIAL 222K 5K –
KB HOME COM 222K 3K –
HONEYWELL INTL INC COM 222K 1K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 220K 2K –
UNION PAC CORP COM 219K 969 –
SELECT SECTOR SPDR TR SBI CONS DISCR 219K 1K –
FEDEX CORP COM 218K 728 –
GALLAGHER ARTHUR J & CO COM 210K 810 –
POSCO HOLDINGS INC SPONSORED ADR 209K 3K –
AFLAC INC COM 207K 2K –
ISHARES INC CORE MSCI EMKT 206K 4K –
FREEPORT-MCMORAN INC CL B 203K 4K –
BEAZER HOMES USA INC COM NEW 202K 7K –
STELLANTIS N.V SHS 201K 10K –
PACIFIC BIOSCIENCES CALIF IN COM 67K 49K –
COMPANHIA PARANAENSE DE ENER SPON ADS 165K 25K –
ROCKET LAB USA INC COM 114K 24K –
FINVOLUTION GROUP SPONSORED ADS 91K 19K –
MARQETA INC CLASS A COM 104K 19K –
HARMONY GOLD MINING CO LTD SPONSORED ADR 151K 17K –
UNITED MICROELECTRONICS CORP SPON ADR NEW 132K 15K –
CTO RLTY GROWTH INC NEW COM 199K 11K –