HIGHBRIDGE CAPITAL MANAGEMENT, LLC
Adviser information for HIGHBRIDGE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $7.2B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $7.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $7.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 61 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
277 PARK AVENUE23RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 212-287-2500, Fax: 212-616-8516
Websites
Chief Compliance Officer
KIRK D RULE
CCO,EXECUTIVE DIRECTOR, COMPLIANCE DIRECTOR
277 PARK AVENUE
23RD FLOOR
NEW YORK
NY
United States
Tel:
212-648-1597
K**********@***********M
(Full email address available in API data)
Industry Affiliates
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| J.P. MORGAN PRIVATE INVESTMENTS INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| J.P. MORGAN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered security-based swap dealerFutures commission merchantInsurance company or agencyPension consultant |
| J.P. MORGAN SECURITIES PLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered security-based swap dealerFutures commission merchantBanking or thrift institution |
| JPMORGAN ASSET MANAGEMENT (EUROPE) S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC | Other investment adviser, including financial planners |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JPMORGAN CHASE BANK N.A. | Other investment adviser, including financial plannersRegistered security-based swap dealerCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1992 CO-INVEST (OFFSHORE) L.P. | Hedge Fund | $186.3M | $1.0M | 6 |
| 1992 CO-INVEST L.P. | Hedge Fund | $39.2M | $1.0M | 15 |
| 1992 MASTER FUND CO-INVEST SPC | Hedge Fund | $352.6M | $0.1M | 21 |
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P. | Hedge Fund | $12.6M | $5.0M | 109 |
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P. | Hedge Fund | $44.9M | $5.0M | 269 |
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND, L.P. | Hedge Fund | $86.3M | $5.0M | 378 |
| HIGHBRIDGE SCF II LOAN SPV, L.P. | Hedge Fund | $4.1M | $0.0M | 2 |
| HIGHBRIDGE SCF II SPECIAL SITUATIONS SPV, L.P. | Hedge Fund | $29.7M | $0.0M | 2 |
| HIGHBRIDGE SCF LOAN SPV, L.P | Hedge Fund | $0.0M | $0.0M | 2 |
| HIGHBRIDGE SCF SPECIAL SITUATIONS SPV, L.P. | Hedge Fund | $136.9M | $0.0M | 2 |
| HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P. | Hedge Fund | $34.8M | $10.0M | 51 |
| HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P. | Hedge Fund | $92.6M | $10.0M | 147 |
| HIGHBRIDGE STRATEGIC CREDIT FUND II (CAYMAN), L.P. | Hedge Fund | $0.0M | $5.0M | 0 |
| HIGHBRIDGE STRATEGIC CREDIT FUND II (DELAWARE), L.P | Hedge Fund | $32.2M | $5.0M | 7 |
| HIGHBRIDGE TACTICAL CREDIT FUND, L.P. | Hedge Fund | $1,328.9M | $5.0M | 133 |
| HIGHBRIDGE TACTICAL CREDIT FUND, LTD. | Hedge Fund | $1,074.4M | $5.0M | 126 |
| HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD. | Hedge Fund | $1,175.1M | $5.0M | 4 |
| HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. | Hedge Fund | $4,948.2M | $0.1M | 259 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | Domestic Entity | – | MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | 12/2004 | > 75% |
| JPMORGAN CHASE & CO. | Domestic Entity | JPMORGAN CHASE HOLDINGS LLC | 100% SHAREHOLDER | 09/2016 | > 75% |
| CREATORE, MARC, DAVID | Individual | – | CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | 08/2014 | < 5% |
| JPMORGAN CHASE HOLDINGS LLC | Domestic Entity | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | 100% SHAREHOLDER | 09/2016 | > 75% |
| PARKER, JULIE, ELIZABETH | Individual | – | CHIEF LEGAL OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | 07/2017 | < 5% |
| HEMPEL, JASON, KEITH | Individual | – | CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | 03/2020 | < 5% |
| SEGAL, JONATHAN, MICHAEL | Individual | – | CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) | 03/2020 | < 5% |
| RULE, KIRK, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| Stroebel, Emily, Renee | Individual | – | CHIEF RISK OFFICER/EXECUTIVE DIRECTOR | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 99 ACQUISITION GROUP INC | WARRANT | 36K | – | – |
| 99 ACQUISITION GROUP INC | RIGHT | 485K | 2M | – |
| A SPAC II ACQUISITION CORP | WARRANT | 4K | – | – |
| A SPAC II ACQUISITION CORP | RIGHT | 71K | 1M | – |
| ACCURAY INC DEL | BOND | 27M | – | – |
| ACRI CAPITAL ACQUISITION COR | WARRANT | 41K | – | – |
| AERIES TECHNOLOGY INC | WARRANT | 26K | – | – |
| AFRICAN AGRICULTURE HOLDINGS | WARRANT | 14K | – | – |
| AGRICULTURE & NAT SOL ACQ CO | WARRANT | 87K | – | – |
| AI TRANSN ACQUISITION CORP | RIGHT | 158K | 789K | – |
| AIMEI HEALTH TECHNOLOGY CO L | RIGHT | 148K | 645K | – |
| AIRBNB INC | BOND | 71M | – | – |
| AIRSHIP AI HLDGS INC | WARRANT | 474K | – | – |
| ALCHEMY INVTS ACQUISITN CORP | WARRANT | 105K | – | – |
| ALIBABA GROUP HLDG LTD | OPTION | 18M | 250K | – |
| ALLIANT ENERGY CORP | BOND | 44M | – | – |
| ALPHA STAR ACQUISITION CORP | RIGHT | 109K | 1M | – |
| ALPHATIME ACQUISITION CORP | WARRANT | 11K | – | – |
| ALPHATIME ACQUISITION CORP | RIGHT | 1K | 10K | – |
| ALPHAVEST ACQUISITION CORP | RIGHT | 31K | 319K | – |
| ALTENERGY ACQUISITION CORP | WARRANT | 40K | – | – |
| AMBIPAR EMERGENCY RESPONSE | WARRANT | 60K | – | – |
| AMEDISYS INC | COMMON | 30M | 323K | – |
| AMERICAN AIRLINES GROUP INC | BOND | 78M | – | – |
| AMERICAN AIRLS GROUP INC | OPTION | 44M | 4M | – |
| AMPRIUS TECHNOLOGIES INC | WARRANT | 126K | – | – |
| ANEW MED INC | WARRANT | 84K | – | – |
| ANGHAMI INC | WARRANT | 29K | – | – |
| APX ACQUISITION CORP I | WARRANT | 248K | – | – |
| AQUARON ACQUISITION CORP | RIGHT | 2K | 10K | – |
| ARES ACQUISITION CORP II | WARRANT | 98K | – | – |
| ARQIT QUANTUM INC | OPTION | 616 | 2K | – |
| ARQIT QUANTUM INC | WARRANT | 753K | – | – |
| ATLANTA BRAVES HLDGS INC | COMMON | 5M | 119K | – |
| ATLANTIC COASTAL AQSTN CORP | WARRANT | 46K | – | – |
| BANNIX ACQUISITION CORP | WARRANT | 25K | – | – |
| BANNIX ACQUISITION CORP | RIGHT | 64K | 428K | – |
| BANZAI INTERNATIONAL INC | WARRANT | 25K | – | – |
| BATTERY FUTURE ACQUISITION C | WARRANT | 15K | – | – |
| BAYVIEW ACQUISITION CORP | RIGHT | 173K | 1M | – |
| BELLEVUE LIFE SCNCS AQSTN CO | WARRANT | 17K | – | – |
| BELLEVUE LIFE SCNCS AQSTN CO | RIGHT | 93K | 836K | – |
| BEYOND MEAT INC | BOND | 12M | – | – |
| BIG TREE CLOUD HLDGS LTD | WARRANT | 41K | – | – |
| BITFUFU INC | WARRANT | 685K | – | – |
| BLACK HAWK ACQUISITION CORP | RIGHT | 131K | 110K | – |
| BLEUACACIA LTD | WARRANT | 11K | – | – |
| BLEUACACIA LTD | RIGHT | 102K | 3M | – |
| BLOOM ENERGY CORP | BOND | 29M | – | – |
| BLUE OCEAN ACQUISITION CORP | WARRANT | 861 | – | – |
| BLUE WORLD ACQUISITION CORP | RIGHT | 74K | 368K | – |
| BLUE WORLD ACQUISITION CORP | WARRANT | 67K | – | – |
| BOWEN ACQUISITION CORP | RIGHT | 49K | 349K | – |
| BRAND ENGAGEMENT NETWORK INC | WARRANT | 15K | – | – |
| BRIDGER AEROSPACE GRP HLDGS | WARRANT | 420K | – | – |
| BRIGHTSPRING HEALTH SVCS INC | PREF CONV | 14M | 303K | – |
| BUKIT JALIL GBL ACQUISITION | WARRANT | 18K | – | – |
| BUKIT JALIL GBL ACQUISITION | RIGHT | 77K | 515K | – |
| BURTECH ACQUISITION CORP | WARRANT | 181K | – | – |
| BYNORDIC ACQUISITION CORP | WARRANT | 38K | – | – |
| CALIDI BIOTHERAPEUTICS INC | WARRANT | 68K | – | – |
| CANNA GLOBAL ACQUISITION COR | WARRANT | 8K | – | – |
| CANNAE HLDGS INC | COMMON | 91K | 5K | – |
| CAPTIVISION INC | WARRANT | 208K | – | – |
| CARMELL CORPORATION | WARRANT | 17K | – | – |
| CARTESIAN GROWTH CORP II | WARRANT | 152K | – | – |
| CARTICA ACQUISITION CORP | WARRANT | 145K | – | – |
| CELLEBRITE DI LTD | WARRANT | 8M | – | – |
| CENTURION ACQUISITION CORP | UNIT | 100K | 10K | – |
| CERENCE INC | BOND | 12M | – | – |
| CERO THERAPEUTICS HLDGS INC | WARRANT | 17K | – | – |
| CETUS CAP ACQUISITION CORP | WARRANT | 27K | – | – |
| CETUS CAP ACQUISITION CORP | RIGHT | 283K | 994K | – |
| CHEGG INC | BOND | 34M | – | – |
| CHEGG INC | BOND | 17M | – | – |
| CHENGHE ACQUISITION II CO | UNIT | 3M | 300K | – |
| CHURCHILL CAPITAL CORP IX | WARRANT | 875 | – | – |
| CHURCHILL CAPITAL CORP VII | WARRANT | 76K | – | – |
| CLOVER LEAF CAPITAL CORP | RIGHT | 115K | 517K | – |
| COHERUS BIOSCIENCES INC | BOND | 16M | – | – |
| COLLEGIUM PHARMACEUTICAL INC | BOND | 10M | – | – |
| COLOMBIER ACQUISITION CORP I | WARRANT | 251 | – | – |
| COMPASS DIGITAL ACQUISITN CO | WARRANT | 38K | – | – |
| CONDUIT PHARMACEUTICALS INC | WARRANT | 24K | – | – |
| CONMED CORP | BOND | 40M | – | – |
| CORE SCIENTIFIC INC NEW | WARRANT | 14M | – | – |
| CORE SCIENTIFIC INC NEW | BOND | 21M | – | – |
| CRITICAL METALS CORP | WARRANT | 491K | – | – |
| CSLM ACQUISITION CORP | WARRANT | 34K | – | – |
| CSLM ACQUISITION CORP | RIGHT | 113K | 1M | – |
| CUTERA INC | BOND | 8M | – | – |
| CUTERA INC | BOND | 5M | – | – |
| CUTERA INC | BOND | 10M | – | – |
| D-WAVE QUANTUM INC | WARRANT | 263K | – | – |
| DEXCOM INC | BOND | 56M | – | – |
| DIGIASIA CORP | WARRANT | 17K | – | – |
| DIH HLDG US INC | WARRANT | 5K | – | – |
| DISTOKEN ACQUISITION CORP | WARRANT | 11K | – | – |
| DISTOKEN ACQUISITION CORP | RIGHT | 163K | 1M | – |
| DMY SQUARED TECHNOLOGY GROUP | WARRANT | 86K | – | – |
| DP CAP ACQUISITION CORP I | WARRANT | 23K | – | – |
| DT CLOUD ACQUISITION CORP | RIGHT | 226K | 707K | – |
| DUKE ENERGY CORP NEW | BOND | 27M | – | – |
| EMBRACE CHANGE ACQUISITN COR | RIGHT | 25K | 205K | – |
| EQUITRANS MIDSTREAM CORP | COMMON | 20M | 2M | – |
| ESH ACQUISITION CORP | RIGHT | 84K | 703K | – |
| ESPERION THERAPEUTICS INC NE | COMMON | 564K | 254K | – |
| ESPERION THERAPEUTICS INC NE | BOND | 24M | – | – |
| ESTRELLA IMMUNOPHARMA INC | WARRANT | 15K | – | – |
| EVE HLDG INC | WARRANT | 678K | – | – |
| EVE MOBILITY ACQUISITION COR | WARRANT | 83K | – | – |
| EVEREST CONSOLIDATOR ACQ COR | WARRANT | 114K | – | – |
| EVERGREEN CORPORATION | WARRANT | 75K | – | – |
| EXCELFIN ACQUISITION CORP | WARRANT | 1K | – | – |
| FINNOVATE ACQUISITION CORP | WARRANT | 27K | – | – |
| FIRSTENERGY CORP | BOND | 97M | – | – |
| FLYEXCLUSIVE INC | WARRANT | 207K | – | – |
| FOCUS IMPACT ACQUISITION COR | WARRANT | 28K | – | – |
| FOCUS IMPACT BH3 ACQUISITION | WARRANT | 117K | – | – |
| FORAFRIC GLOBAL PLC | WARRANT | 1M | – | – |
| FORD MTR CO DEL | BOND | 137M | – | – |
| FOUR LEAF ACQUISITION CORP | WARRANT | 40K | – | – |
| FTAC EMERALD ACQUISITION COR | WARRANT | 30K | – | – |
| FUBOTV INC | BOND | 12M | – | – |
| FUTURETECH II ACQUISITION CO | WARRANT | 24K | – | – |
| GCT SEMICONDUCTOR HLDG INC | WARRANT | 306K | – | – |
| GENELUX CORPORATION | COMMON | 1M | 631K | – |
| GLAUKOS CORP | BOND | 514K | – | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | RIGHT | 47K | 779K | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | WARRANT | 7K | – | – |
| GLOBAL PARTNER ACQISTN CORP | WARRANT | 93K | – | – |
| GLOBAL STAR ACQUISITION INC | RIGHT | 2K | 15K | – |
| GLOBAL TECHNOLGY ACQSTN CORP | WARRANT | 29K | – | – |
| GLOBALINK INVT INC | RIGHT | 86K | 559K | – |
| GLOBALINK INVT INC | WARRANT | 81K | – | – |
| GOLDEN ARROW MERGER CORP | WARRANT | 187K | – | – |
| GOLDEN STAR ACQUISITION CORP | RIGHT | 564K | 1M | – |
| GOLDENSTONE ACQUISITION LTD | WARRANT | 75K | – | – |
| GOLDENSTONE ACQUISITION LTD | RIGHT | 103K | 604K | – |
| GORES HOLDINGS IX INC | WARRANT | 60K | – | – |
| GOSSAMER BIO INC | COMMON | 538K | 598K | – |
| GOSSAMER BIO INC | BOND | 13M | – | – |
| GP-ACT III ACQUISITION CORP | UNIT | 100K | 10K | – |
| GRAF GLOBAL CORP | UNIT | 15M | 2M | – |
| GRANITE CONSTR INC | COMMON | 5M | 73K | – |
| GRIID INFRASTRUCTURE INC | WARRANT | 170K | – | – |
| GRINDR INC | WARRANT | 5M | – | – |
| GUARDANT HEALTH INC | BOND | 2M | – | – |
| GUESS INC | BOND | 54M | – | – |
| HASHICORP INC | COMMON | 21M | 630K | – |
| HAWAIIAN HOLDINGS INC | COMMON | 62K | 5K | – |
| HAYMAKER ACQUISITION CORP IV | WARRANT | 100K | – | – |
| HEALTHCARE AI ACQUISITION CO | WARRANT | 30K | – | – |
| HEICO CORP NEW | COMMON | 5M | 25K | – |
| HESS CORP | COMMON | 62M | 419K | – |
| HHG CAPITAL CORPORATION | RIGHT | 3K | 17K | – |
| HNR ACQUISITION CORP | WARRANT | 33K | – | – |
| HORIZON SPACE ACQUSTN I CORP | WARRANT | 13K | – | – |
| HORIZON SPACE ACQUSTN I CORP | RIGHT | 14K | 160K | – |
| HUDSON ACQUISITION I CORP | RIGHT | 12K | 48K | – |
| IAC INC | COMMON | 8M | 165K | – |
| IB ACQUISITION CORP | COMMON | 2M | 200K | – |
| IB ACQUISITION CORP | RIGHT | 33K | 416K | – |
| ILEARNINGENGINES INC | WARRANT | 588K | – | – |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT | 5K | 33K | – |
| INFLECTION PT ACQUISITN CRP | WARRANT | 71K | – | – |
| INOTIV INC | BOND | 19M | – | – |
| INSIGHT ACQUISITION CORP | WARRANT | 9K | – | – |
| INSULET CORP | BOND | 40M | – | – |
| INTEGRA LIFESCIENCES HLDGS C | BOND | 51M | – | – |
| INTEGRAL ACQUISITION CORP 1 | WARRANT | 140K | – | – |
| INTERNATIONAL MEDIA ACQUISIT | WARRANT | 11K | – | – |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT | 122K | 2M | – |
| INVESTCORP EUROPE ACQUISITIO | WARRANT | 93K | – | – |
| IRIS ACQUISITION CORP | WARRANT | 13K | – | – |
| IRON HORSE ACQUISITIONS CORP | WARRANT | 26K | – | – |
| IRON HORSE ACQUISITIONS CORP | RIGHT | 284K | 1M | – |
| ISHARES TR | OPTION | 609M | 3M | – |
| ITRON INC | BOND | 46M | – | – |
| JETAI INC | WARRANT | 111K | – | – |
| JVSPAC ACQUISITION CORP | RIGHT | 146K | 487K | – |
| KEEN VISION ACQUISITION CORP | WARRANT | 36K | – | – |
| KENVUE INC | OPTION | 2M | 125K | – |
| KERNEL GROUP HOLDINGS INC | WARRANT | 93K | – | – |
| LAKESHORE BIOPHARMA CO LTD | WARRANT | 21K | – | – |
| LANVIN GROUP HOLDINGS LIMITE | WARRANT | 223K | – | – |
| LANZATECH GLOBAL INC | WARRANT | 296K | – | – |
| LCI INDS | BOND | 47M | – | – |
| LEDDARTECH HLDGS INC | WARRANT | 23K | – | – |
| LEGATO MERGER CORP III | WARRANT | 98K | – | – |
| LIBERTY BROADBAND CORP | COMMON | 62M | 1M | – |
| LIBERTY MEDIA CORP DEL | COMMON | 30M | 776K | – |
| LIBERTY MEDIA CORP DEL | COMMON | 2M | 46K | – |
| LIBERTY MEDIA CORP DEL | COMMON | 11M | 168K | – |
| LIFEZONE METALS LIMITED | WARRANT | 468K | – | – |
| LIONHEART HOLDINGS | UNIT | 4M | 350K | – |
| LIVEWIRE GROUP INC | WARRANT | 950K | – | – |
| LOGISTIC PROPERTIES OF THE A | COMMON | 1M | 113K | – |
| LOTUS TECHNOLOGY INC | WARRANT | 745K | – | – |
| MAQUIA CAPITAL ACQUISITION C | WARRANT | 14K | – | – |
| MARATHON OIL CORP | COMMON | 29K | 1K | – |
| MARS ACQUISITION CORP | RIGHT | 197K | 823K | – |
| MATINAS BIOPHARMA HLDGS INC | COMMON | 2M | 11M | – |
| MELAR ACQUISITION CORP. I | UNIT | 15M | 1M | – |
| METAL SKY STAR ACQUISITION C | RIGHT | 114K | 2M | – |
| MICROSTRATEGY INC | BOND | 47M | – | – |
| MONTEREY CAP ACQUISITION COR | RIGHT | 436K | 2M | – |
| MOUNTAIN & CO I ACQUISITN CO | WARRANT | 20K | – | – |
| MOUNTAIN CREST ACQSITN CORP | RIGHT | 3K | 33K | – |
| MURANO GLOBAL INVTS PLC | WARRANT | 490K | – | – |
| NAAS TECHNOLOGY INC | OPTION | 26K | 11K | – |
| NABORS ENERGY TRANSITION COR | WARRANT | 75K | – | – |
| NEW HORIZON AIRCRAFT LTD | WARRANT | 32K | – | – |
| NEXTERA ENERGY INC | COMMON | 3M | 44K | – |
| NEXTERA ENERGY INC | PREF CONV | 40M | 800K | – |
| NICE LTD | BOND | 57M | – | – |
| NIO INC | OPTION | 4M | 1M | – |
| NIO INC | BOND | 36M | – | – |
| NORTHERN STAR INVSTMNT CORP | WARRANT | 3K | – | – |
| NORTHVIEW ACQUISITION CORP | WARRANT | 15K | – | – |
| NORTHVIEW ACQUISITION CORP | RIGHT | 51K | 500K | – |
| NOVA VISION ACQUISITION CORP | RIGHT | 120K | 750K | – |
| NOVAVAX INC | BOND | 17M | – | – |
| NUVEI CORPORATION | COMMON | 25M | 771K | – |
| NVNI GROUP LIMITED | WARRANT | 31K | – | – |
| OAK WOODS ACQUISITION CORP | WARRANT | 26K | – | – |
| OAK WOODS ACQUISITION CORP | RIGHT | 200K | 943K | – |
| OATLY GROUP AB | BOND | 5M | – | – |
| OCA ACQUISITION CORP | WARRANT | 62K | – | – |
| OCCIDENTAL PETE CORP | WARRANT | 113M | – | – |
| OLINK HLDG AB | ADR | 14M | 568K | – |
| OMNICELL COM | BOND | 38M | – | – |
| PAPAYA GRWT OPPORTUNITY CORP | WARRANT | 26K | – | – |
| PDD HOLDINGS INC | BOND | 51M | – | – |
| PEARL HOLDINGS ACQUISITN COR | WARRANT | 30K | – | – |
| PELOTON INTERACTIVE INC | BOND | 3M | – | – |
| PERCEPTION CAPITAL CORP III | WARRANT | 14K | – | – |
| PERCEPTION CAPITAL CORP IV | WARRANT | 71K | – | – |
| PERCEPTIVE CAP SOLUTIONS COR | COMMON | 2M | 150K | – |
| PERFECT CORP | WARRANT | 198K | – | – |
| PETIQ INC | BOND | 23M | – | – |
| PINSTRIPES HOLDINGS INC | WARRANT | 360K | – | – |
| PLUM ACQUISITION CORP III | WARRANT | 26K | – | – |
| POWERUP ACQUISITION CORP | WARRANT | 45K | – | – |
| PROCAPS GROUP SA | WARRANT | 59K | – | – |
| PROJECT ENERGY REIMAGINED AC | WARRANT | 63K | – | – |
| PROTALIX BIOTHERAPEUTICS INC | BOND | 13M | – | – |
| PSQ HOLDINGS INC | WARRANT | 468K | – | – |
| PURECYCLE TECHNOLOGIES INC | OPTION | 1M | 200K | – |
| QOMOLANGMA ACQUISITION CORP | RIGHT | 51K | 377K | – |
| QUETTA ACQUISITION CORP | RIGHT | 159K | 149K | – |
| RENEO PHARMACEUTICALS INC | COMMON | 4M | 3M | – |
| RENEW ENERGY GLOBAL PLC | WARRANT | 766K | – | – |
| REVANCE THERAPEUTICS INC | BOND | 10M | – | – |
| RF ACQUISITION CORP | RIGHT | 34K | 337K | – |
| RF ACQUISITION CORP II | UNIT | 2M | 200K | – |
| RIGEL RESOURCE ACQ CORP | WARRANT | 399K | – | – |
| ROADZEN INC | WARRANT | 73K | – | – |
| ROCKET LAB USA INC | OPTION | 4M | 800K | – |
| SANDRIDGE ENERGY INC | COMMON | 7K | 575 | – |
| SAREPTA THERAPEUTICS INC | BOND | 58M | – | – |
| SATELLOGIC INC | WARRANT | 56K | – | – |
| SCHMID GROUP N.V. | WARRANT | 241K | – | – |
| SDCL EDGE ACQUISITION CORP | WARRANT | 107K | – | – |
| SEA LTD | BOND | 26M | – | – |
| SELINA HOSPITALITY PLC | WARRANT | 17K | – | – |
| SELLAS LIFE SCIENCES GROUP I | OPTION | 1K | 1K | – |
| SHAPEWAYS HOLDINGS INC | WARRANT | 6K | – | – |
| SIRIUS XM HOLDINGS INC | COMMON | 106K | 38K | – |
| SIRIUS XM HOLDINGS INC | OPTION | 4M | 1M | – |
| SLAM CORP | WARRANT | 131K | – | – |
| SNAP INC | BOND | 30M | – | – |
| SOLAREDGE TECHNOLOGIES INC | BOND | 4M | – | – |
| SOUTHERN CO | BOND | 77M | – | – |
| SOUTHLAND HLDGS INC | WARRANT | 209K | – | – |
| SOUTHWEST AIRLS CO | BOND | 74M | – | – |
| SPARK I ACQUISITION CORP | WARRANT | 53K | – | – |
| SPECTAIRE HLDGS INC | WARRANT | 78K | – | – |
| SPRING VALLEY ACQUISTN CORP | WARRANT | 83K | – | – |
| SPRING VALLEY ACQUISTN CORP | RIGHT | 247K | 2M | – |
| SSR MINING IN | BOND | 31M | – | – |
| STAR HLDGS | COMMON | 7M | 576K | – |
| STERICYCLE INC | COMMON | 6K | 100 | – |
| SYNTEC OPTICS HLDGS INC | WARRANT | 237K | – | – |
| SYSTEM1 INC | WARRANT | 52K | – | – |
| TALKSPACE INC | WARRANT | 38K | – | – |
| TARGET GLOBAL ACQUISI I CORP | WARRANT | 46K | – | – |
| TENX KEANE ACQUISITION | RIGHT | 64 | 200 | – |
| TEVOGEN BIO HLDGS INC | WARRANT | 29K | – | – |
| THE LION ELECTRIC COMPANY | WARRANT | 385K | – | – |
| THE REALREAL INC | BOND | 468K | – | – |
| THE REALREAL INC | BOND | 2M | – | – |
| THUNDER BRDG CAP PRTNRS IV I | WARRANT | 27K | – | – |
| THUNDER PWR HLDGS INC | COMMON | 11K | 6K | – |
| TILRAY BRANDS INC | BOND | 24M | – | – |
| TLGY ACQUISITION CORPORATION | WARRANT | 62K | – | – |
| TMT ACQUISITION CORP | RIGHT | 255K | 638K | – |
| TORTOISEECOFIN ACQUISITION C | WARRANT | 82K | – | – |
| TPI COMPOSITES INC | BOND | 10M | – | – |
| TRAILBLAZER MERGER CORP I | RIGHT | 56K | 437K | – |
| TRAVERE THERAPEUTICS INC | BOND | 21M | – | – |
| TRISTAR ACQUISITION I CORP | WARRANT | 109K | – | – |
| UNITED HOMES GROUP INC | WARRANT | 1M | – | – |
| UNITED STATES STL CORP NEW | COMMON | 4K | 100 | – |
| VALUENCE MERGER CORP I | WARRANT | 35K | – | – |
| VAST RENEWABLES LIMITED | WARRANT | 277K | – | – |
| VELO3D INC | OPTION | 588 | 177 | – |
| VENTAS RLTY LTD PARTNERSHIP | BOND | 56M | – | – |
| VERDE CLEAN FUELS INC | WARRANT | 487K | – | – |
| VERITONE INC | BOND | 2M | – | – |
| VERTICAL AEROSPACE LTD | OPTION | 73 | 100 | – |
| VERTICAL AEROSPACE LTD | WARRANT | 50K | – | – |
| VIAVI SOLUTIONS INC | BOND | 39M | – | – |
| VINFAST AUTO LTD | WARRANT | 223K | – | – |
| VISION SENSING ACQUISITION C | WARRANT | 3K | – | – |
| VOLATO GROUP INC | WARRANT | 19K | – | – |
| WALDENCAST PLC | WARRANT | 664K | – | – |
| WELSBACH TECH METALS ACQU CO | RIGHT | 56K | 471K | – |
| WESTROCK COFFEE CO | WARRANT | 5M | – | – |
| XOMETRY INC | BOND | 22M | – | – |
| YOTTA ACQUISITION CORPORATIO | RIGHT | 50K | 502K | – |
| ZALATORIS ACQUISITION CORP | WARRANT | 727 | – | – |
| ZALATORIS II ACQUISITION COR | WARRANT | 17K | – | – |
| ZAPATA COMPUTING HLDGS INC | WARRANT | 96K | – | – |
| ZEO ENERGY CORP | WARRANT | 180K | – | – |
| ZOOMCAR HLDGS INC | WARRANT | 12K | – | – |
| ZURA BIO LTD | WARRANT | 311K | – | – |
| CALIDI BIOTHERAPEUTICS INC | COMMON | 13K | 63K | – |
| FREIGHTOS LTD | WARRANT | 167K | – | – |
| ELECTRA BATTERY MATERIALS CO | COMMON | 119K | 276K | – |
| GLOBAL LIGHTS ACQUISITION CO | RIGHT | 248K | 1M | – |
| CACTUS ACQUISITION CORP 1 LT | COMMON | 2M | 200K | – |
| CAPRI HOLDINGS LIMITED | COMMON | 10M | 300K | – |
| CHURCHILL CAPITAL CORP IX | COMMON | 100K | 10K | – |
| GORILLA TECHNOLOGY GROUP INC | COMMON | 480K | 173K | – |
| LOTUS TECHNOLOGY INC | ADR | 662 | 100 | – |
| TILRAY BRANDS INC | COMMON | 5M | 3M | – |
| TRISALUS LIFE SCIENCES INC | COMMON | 1M | 215K | – |