EVANSON ASSET MANAGEMENT, LLC
Adviser information for EVANSON ASSET MANAGEMENT, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,368 | $4.8B |
| Non-Discretionary | 11 | $24.7M |
| Total | 4,379 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $82.9M |
| HNW Individuals | 845 | $4.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $15.7M |
| Charitable organizations | 9 | $49.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $21.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Hourly chargesFixed fees |
Principal Office
3483 GREENFIELD PLACECARMEL
CA
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 831-333-2060, Fax: 831-625-5156
Websites
Chief Compliance Officer
KIMBERLY ADAMS
101 CAMINO AGUAJITO
MONTEREY
CA
United States
Tel:
831-333-2060
Fax:
831-333-2063
K**@***************M
(Full email address available in API data)
Regulatory Contact
STEVEN E. EVANSON
MANAGING MEMBER
3483 GREENFIELD PLACE
CARMEL
CA
United States
Tel:
831-333-2060
Fax:
831-625-5156
S*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHERWOOD, DAVID, BELL | Individual | – | ALTERNATE DESIGNATED OFFICER | 07/2022 | < 5% |
| EVANSON, STEVEN, EDWARD | Individual | – | MANAGING MEMBER | 04/2005 | > 75% |
| ADAMS, KIMBERLY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 423K | 4K | – |
| ABBVIE INC | COM | 628K | 4K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 2M | 632K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 5M | 18K | – |
| ADOBE INC | COM | 633K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 13K | – |
| AES CORP | COM | 237K | 14K | – |
| AGNICO EAGLE MINES LTD | COM | 250K | 4K | – |
| ALAMOS GOLD INC NEW | COM CL A | 163K | 10K | – |
| ALARM COM HLDGS INC | COM | 14M | 216K | – |
| ALIGN TECHNOLOGY INC | COM | 290K | 1K | – |
| ALPHABET INC | CAP STK CL A | 37M | 201K | – |
| ALPHABET INC | CAP STK CL C | 33M | 182K | – |
| ALTRIA GROUP INC | COM | 349K | 8K | – |
| AMARIN CORP PLC | SPONS ADR NEW | 92K | 133K | – |
| AMAZON COM INC | COM | 16M | 83K | – |
| AMERICAN AIRLS GROUP INC | COM | 137K | 12K | – |
| AMERICAN CENTY ETF TR | AVANTIS ALL EQT | 1M | 21K | – |
| AMERICAN CENTY ETF TR | AVANTIS ALL EQT | 559K | 9K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 525K | 9K | – |
| AMERICAN CENTY ETF TR | AVANTIS INTL SML | 298K | 6K | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 219K | 4K | – |
| AMERICAN CENTY ETF TR | AVANTIS US SMALL | 351K | 7K | – |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 550K | 10K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 1M | 23K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 1M | 17K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 931K | 10K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 448K | 5K | – |
| AMERICAN EXPRESS CO | COM | 923K | 4K | – |
| AMGEN INC | COM | 522K | 2K | – |
| APPFOLIO INC | COM CL A | 1M | 6K | – |
| APPIAN CORP | CL A | 659K | 21K | – |
| APPLE INC | COM | 89M | 425K | – |
| ARISTA NETWORKS INC | COM | 295K | 843 | – |
| AT&T INC | COM | 304K | 16K | – |
| ATOSSA THERAPEUTICS INC | COM | 12K | 10K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 203K | 851 | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 293K | 245 | – |
| BARK INC | COM | 42K | 23K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 9M | 21K | – |
| BITFARMS LTD | COM | 42K | 16K | – |
| BLACKLINE INC | COM | 356K | 7K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 232K | 4K | – |
| BLOCK INC | CL A | 1M | 23K | – |
| BOEING CO | COM | 906K | 4K | – |
| BOOKING HOLDINGS INC | COM | 202K | 51 | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 212K | 8K | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 305K | 12K | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 1M | 16K | – |
| CATERPILLAR INC | COM | 450K | 1K | – |
| CENTRAL SECS CORP | COM | 245K | 6K | – |
| CHEVRON CORP NEW | COM | 3M | 17K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 323K | 5K | – |
| CISCO SYS INC | COM | 4M | 92K | – |
| COCA COLA CO | COM | 217K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 887K | 9K | – |
| COMMVAULT SYS INC | COM | 348K | 3K | – |
| COMPASS INC | CL A | 70K | 20K | – |
| CORCEPT THERAPEUTICS INC | COM | 762K | 23K | – |
| COSTCO WHSL CORP NEW | COM | 651K | 766 | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 6K | – |
| DANAHER CORPORATION | COM | 842K | 3K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 431K | 10K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 1M | 35K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 11M | 428K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 918K | 35K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 11M | 408K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 2M | 59K | – |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 6M | 243K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 43M | 1M | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 15M | 503K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 18M | 691K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 2M | 60K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 25M | 999K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 25M | 918K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 5M | 99K | – |
| DIMENSIONAL ETF TRUST | ULTRASHORT FIXED | 323K | 6K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 1M | 29K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 128M | 4M | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 56M | 955K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 1M | 43K | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 10M | 361K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 52M | 1M | – |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 4M | 193K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 57M | 955K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 21M | 736K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 59M | 1M | – |
| DIMENSIONAL ETF TRUST | WORLD EQUITY ETF | 1M | 21K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 66M | 3M | – |
| DISNEY WALT CO | COM | 429K | 4K | – |
| DRAGANFLY INC. | COM NEW | 2K | 10K | – |
| EA SERIES TRUST | ALPHA BLUE CAP | 3M | 112K | – |
| EA SERIES TRUST | EA BRIDGEWAY OMN | 4M | 186K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 74K | – |
| ESSENT GROUP LTD | COM | 333K | 6K | – |
| EXXON MOBIL CORP | COM | 3M | 26K | – |
| FEDEX CORP | COM | 249K | 829 | – |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 622K | 21K | – |
| FLUOR CORP NEW | COM | 218K | 5K | – |
| FREEPORT-MCMORAN INC | CL B | 367K | 8K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 73K | 11K | – |
| GENERAL DYNAMICS CORP | COM | 278K | 957 | – |
| GLOBAL X FDS | GLBL X MLP ETF | 300K | 6K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 605K | 21K | – |
| GRANITESHARES GOLD TR | SHS BEN INT | 280K | 12K | – |
| GROUP 1 AUTOMOTIVE INC | COM | 342K | 1K | – |
| HOME DEPOT INC | COM | 604K | 2K | – |
| INTEL CORP | COM | 427K | 14K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 363K | 2K | – |
| INTUIT | COM | 1M | 2K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 519K | 37K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 614K | 3K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 264K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | BLOOMBERG MVP MU | 265K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 233K | 4K | – |
| ISHARES INC | CORE MSCI EMKT | 871K | 16K | – |
| ISHARES INC | MSCI EMERG MRKT | 275K | 5K | – |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | 1M | 52K | – |
| ISHARES SILVER TR | ISHARES | 2M | 92K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 205K | 2K | – |
| ISHARES TR | 1 3 YR TREAS BD | 338K | 4K | – |
| ISHARES TR | BLACKROCK ULTRA | 641K | 13K | – |
| ISHARES TR | COHEN STEER REIT | 818K | 14K | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 32K | – |
| ISHARES TR | CORE MSCI EURO | 297K | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 959K | 16K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 22K | – |
| ISHARES TR | CORE S&P TTL STK | 422K | 4K | – |
| ISHARES TR | CORE S&P US VLU | 218K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 5K | – |
| ISHARES TR | CORE US AGGBD ET | 338K | 3K | – |
| ISHARES TR | DOW JONES US ETF | 446K | 3K | – |
| ISHARES TR | EAFE GRWTH ETF | 351K | 3K | – |
| ISHARES TR | EAFE SML CP ETF | 1M | 23K | – |
| ISHARES TR | EAFE VALUE ETF | 512K | 10K | – |
| ISHARES TR | EXPANDED TECH | 976K | 11K | – |
| ISHARES TR | ISHS 1-5YR INVS | 260K | 5K | – |
| ISHARES TR | ISHS 5-10YR INVT | 257K | 5K | – |
| ISHARES TR | MICRO-CAP ETF | 2M | 14K | – |
| ISHARES TR | MORNINGSTAR GRWT | 252K | 3K | – |
| ISHARES TR | MRGSTR MD CP GRW | 203K | 3K | – |
| ISHARES TR | MSCI CHINA ETF | 476K | 11K | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 35K | – |
| ISHARES TR | MSCI EAFE MIN VL | 453K | 7K | – |
| ISHARES TR | MSCI EMG MKT ETF | 1M | 24K | – |
| ISHARES TR | RUS 1000 ETF | 6M | 20K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 10K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2M | 14K | – |
| ISHARES TR | RUS 2000 VAL ETF | 979K | 6K | – |
| ISHARES TR | RUS MDCP VAL ETF | 446K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 998K | 5K | – |
| ISHARES TR | RUSSELL 3000 ETF | 434K | 1K | – |
| ISHARES TR | S&P 500 GRWT ETF | 3M | 28K | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 6K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 16K | – |
| ISHARES TR | SP SMCP600VL ETF | 8M | 78K | – |
| ISHARES TR | TIPS BD ETF | 391K | 4K | – |
| ISHARES TR | U.S. REAL ES ETF | 2M | 18K | – |
| ISHARES TR | U.S. UTILITS ETF | 429K | 5K | – |
| ISHARES TR | US HLTHCR PR ETF | 636K | 12K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 757K | 15K | – |
| JOHNSON & JOHNSON | COM | 2M | 14K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
| KIMBERLY-CLARK CORP | COM | 251K | 2K | – |
| KINDER MORGAN INC DEL | COM | 261K | 13K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 257K | 10K | – |
| LAM RESEARCH CORP | COM | 852K | 800 | – |
| LISTED FD TR | HORIZON KINETICS | 306K | 9K | – |
| LISTED FD TR | ROUNDHILL BALL | 59M | 123K | – |
| MAGNITE INC | COM | 281K | 21K | – |
| MASTERCARD INCORPORATED | CL A | 988K | 2K | – |
| MCDONALDS CORP | COM | 808K | 3K | – |
| MERCK & CO INC | COM | 634K | 5K | – |
| MICROSOFT CORP | COM | 13M | 29K | – |
| MICROSTRATEGY INC | CL A NEW | 413K | 300 | – |
| MID-AMER APT CMNTYS INC | COM | 332K | 2K | – |
| MONGODB INC | CL A | 347K | 1K | – |
| NETFLIX INC | COM | 553K | 819 | – |
| NEW GOLD INC CDA | COM | 52K | 27K | – |
| NEXTERA ENERGY INC | COM | 311K | 4K | – |
| NUSCALE PWR CORP | CL A COM | 304K | 26K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 121K | 10K | – |
| NVIDIA CORPORATION | COM | 6M | 50K | – |
| ONEOK INC NEW | COM | 3M | 35K | – |
| ORACLE CORP | COM | 610K | 4K | – |
| PAYPAL HLDGS INC | COM | 356K | 6K | – |
| PEPSICO INC | COM | 373K | 2K | – |
| PFIZER INC | COM | 402K | 14K | – |
| PHILIP MORRIS INTL INC | COM | 668K | 7K | – |
| PIMCO ETF TR | 1-5 US TIP IDX | 326K | 6K | – |
| PITNEY BOWES INC | COM | 55K | 11K | – |
| PNC FINL SVCS GROUP INC | COM | 239K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 9K | – |
| QUALCOMM INC | COM | 989K | 5K | – |
| REALTY INCOME CORP | COM | 272K | 5K | – |
| REDWOOD TRUST INC | COM | 78K | 12K | – |
| SALESFORCE INC | COM | 346K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 420K | 9K | – |
| SCHWAB CHARLES FAMILY FD | AMT TAX FREE MNY | 4M | 4M | – |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 821K | 16K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 314K | 12K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 533K | 15K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 590K | 9K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 1M | 37K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 260K | 5K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 721K | 15K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 697K | 11K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 14K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 277K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 276K | 4K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 24K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 411K | 9K | – |
| SELECT SECTOR SPDR TR | ENERGY | 321K | 4K | – |
| SELECT SECTOR SPDR TR | INDL | 983K | 8K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 718K | 9K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 464K | 7K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 276K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 18K | – |
| SERVICENOW INC | COM | 667K | 848 | – |
| SHOPIFY INC | CL A | 319K | 5K | – |
| SIRIUS XM HOLDINGS INC | COM | 43K | 15K | – |
| SMARTSHEET INC | COM CL A | 419K | 10K | – |
| SONOCO PRODS CO | COM | 472K | 3K | – |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 272K | 7K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 509K | 15K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 12M | 23K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 1M | 2K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 386K | 6K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 221K | 3K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 252K | 6K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 102M | 6M | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 499K | 50K | – |
| STARBUCKS CORP | COM | 261K | 3K | – |
| STATE STR CORP | COM | 312K | 4K | – |
| TESLA INC | COM | 2M | 10K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 440K | 795 | – |
| TILRAY BRANDS INC | COM | 436K | 263K | – |
| UNION PAC CORP | COM | 616K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 330K | 648 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 267K | 1K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 535K | 7K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 26K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 28K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 347K | 7K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 280K | 6K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 255K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3M | 8K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 3M | 12K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 268K | 1K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 368K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 911K | 4K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 4M | 49K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 16M | 32K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 10K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 460K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 40M | 151K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 18K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 282K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 46K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 2M | 31K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 2M | 30K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 3M | 22K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 484K | 12K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 15M | 134K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 488K | 10K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 12M | 247K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 402K | 7K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 20K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 41K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 50K | – |
| VANGUARD WELLINGTON FD | SHORT TRM TAX EX | 3M | 26K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 6M | 55K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 2M | 31K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1M | 4K | – |
| VANGUARD WORLD FD | ENERGY ETF | 1M | 11K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 1M | 13K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 209K | 784 | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 378K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 207K | 5K | – |
| VERTEX PHARMACEUTICALS INC | COM | 265K | 566 | – |
| VISA INC | COM CL A | 658K | 3K | – |
| WALKME LTD | ORD SHS | 289K | 21K | – |
| WALMART INC | COM | 848K | 13K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 297K | 250 | – |
| WELLTOWER INC | COM | 392K | 4K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 294K | 10K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 2M | 35K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 1M | 22K | – |
| WISDOMTREE TR | INTL LRGCAP DV | 583K | 11K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 6M | 88K | – |
| WISDOMTREE TR | ITL HIGH DIV FD | 4M | 109K | – |
| WISDOMTREE TR | US HIGH DIVIDEND | 7M | 85K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 425K | 9K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 3M | 93K | – |
| WORKDAY INC | CL A | 461K | 2K | – |
| ZETA GLOBAL HOLDINGS CORP | CL A | 540K | 31K | – |