SOUTHPAW ASSET MANAGEMENT, LP
SOUTHPAW ASSET MANAGEMENT LP Legal Name
Adviser information for SOUTHPAW ASSET MANAGEMENT, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $89.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $89.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $89.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-64402 |
|---|---|
| SEC ERA File Number | 801-64402 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135693 |
| Legal Entity Identifier | 549300C8V2MGC0HMF416 |
Principal Office
C/O HOWARD GOLDEN309 ALICANTE DR.
JUNO BEACH
FL
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 914-450-4781, Fax: None
Websites
Chief Compliance Officer
HOWARD GOLDEN
MANAGING MEMBER OF GENERAL PARTNER - SOUTHPAW HOLDINGS LLC
309 ALICANTE DR.
JUNO BEACH
FL
United States
Tel:
914-450-4781
H**@****************M
(Full email address available in API data)
Regulatory Contact
KEVIN WYMAN
MANAGING MEMBER OF GENERAL PARTNER - SOUTHPAW HOLDINGS LLC
3 ORCHARD DRIVE
PURCHASE
NY
United States
Tel:
917-952-3190
K*@****************M
(Full email address available in API data)
Industry Affiliates
| SOUTHPAW GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP | Hedge Fund | $89.1M | $1.0M | 310 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUTHPAW HOLDINGS LLC | Domestic Entity | – | GENERAL PARTNER | 04/2005 | < 5% |
| GOLDEN, HOWARD, JEROME | Individual | – | CHIEF COMPLIANCE OFFICER AND LIMITED PARTNER | 04/2005 | 25-50% |
| WYMAN, KEVIN, MARC | Individual | – | LIMITED PARTNER | 01/2021 | 25-50% |
| WYMAN, KEVIN, MARC | Individual | SOUTHPAW HOLDINGS, LLC | MANAGING MEMBER | 04/2005 | 50-75% |
| GOLDEN, HOWARD, JEROME | Individual | SOUTHPAW HOLDINGS, LLC | MANAGING MEMBER | 04/2005 | 50-75% |