WEALTH MANAGEMENT GROUP
WEALTH MANAGEMENT GROUP, LLC Legal Name
Adviser information for WEALTH MANAGEMENT GROUP last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 824 | $312.6M |
| Non-Discretionary | 0 | $0 |
| Total | 824 | $312.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $77.5M |
| HNW Individuals | 88 | $218.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $4.7M |
| Charitable organizations | <5 | $9.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-64413 |
|---|---|
| SEC ERA File Number | 801-64413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113051 |
| Legal Entity Identifier | None |
Principal Office
220 BEISER BLVDDOVER
DE
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (302) 734-5826, Fax: (302) 734-3474
Websites
Chief Compliance Officer
JUDI PFLAUMER
CHIEF COMPLIANCE OFFICER
220 BEISER BLVD
DOVER
DE
United States
Tel:
(302) 734-5826
Fax:
(302) 734-3474
J********@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT R. BROWN
MANAGING MEMBER
220 BEISER BLVD
DOVER
DE
United States
Tel:
(302) 734-5826
Fax:
(302) 734-3474
S*****@**************M
(Full email address available in API data)
Industry Affiliates
| RAYMOND F. BOOK & ASSOCIATES, P.A. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, SCOTT, RICHARD | Individual | – | MANAGING MEMBER | 02/2001 | 25-50% |
| BOOK, RAYMOND, FRANK | Individual | – | MEMBER | 01/2006 | 25-50% |
| VASCIK, RONALD, PAUL | Individual | – | MEMBER | 01/2006 | 10-25% |
| LAWRENCE, CHRISTINE | Individual | – | MEMBER | 01/2006 | 10-25% |
| PFLAUMER, JUDITH, ANNE | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 10/2011 | 5-10% |