GRAYPOINT LLC
Adviser information for GRAYPOINT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 57 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 27 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 560 | $3.8B |
| Non-Discretionary | 19 | $44.7M |
| Total | 579 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 177 | $81.8M |
| HNW Individuals | 292 | $2.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $56.3M |
| Charitable organizations | 59 | $406.1M |
| State or municipal gov entities | <5 | $11.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $874.9M |
| Other | 17 | $181.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 579 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FAMILY LIMITED PARTNERSHIPS/FAMILY OFFICE SERVICES; CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 933,709 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WELLS FARGO NETWORKED PROGRAM | WELLS FARGO ADVISORS |
Principal Office
4 TOWER PLACESUITE 1001
ALBANY
NY
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (518) 641-6860, Fax: (518) 218-9358
Chief Compliance Officer
JOSEPH N. VET, JR.
SENIOR VICE PRESIDENT
4 TOWER PLACE
SUITE 1001
ALBANY
NY
United States
Tel:
(518) 641-6860
Fax:
(518) 218-9358
J***@***************M
(Full email address available in API data)
Regulatory Contact
STEVE J. PARDO
COMPLIANCE OFFICER
4 TOWER PLACE
SUITE 1001
ALBANY
NY
United States
Tel:
(518) 641-6860
Fax:
(518) 218-9358
S*****@***************M
(Full email address available in API data)
Industry Affiliates
| CHRISTOPHER M. DENISULK | Accountant or accounting firm |
| DANIEL J. CURRAN | Accountant or accounting firm |
| DANIEL J. RUTNIK | Lawyer or law firm |
| DANIEL P. NOLAN | Lawyer or law firm |
| DANIEL PIAZZA | Accountant or accounting firm |
| JESSICA ZARECKI | Accountant or accounting firm |
| JOSEPH MITCHELL | Lawyer or law firm |
| JOSEPH N. VET | Accountant or accounting firm |
| KATE LOUGHNEY | Lawyer or law firm |
| KYLIE MILLER | Accountant or accounting firm |
| MICHAEL MITCHELL | Lawyer or law firm |
| PAUL SCOTT DEUSTERDICK | Lawyer or law firm |
| RENEE W. GALLOWAY | Accountant or accounting firm |
| SEAN STOKNA | Accountant or accounting firm |
| SHELLY STONE | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUTNIK, DANIEL, JOSEPH | Individual | – | CHAIRMAN | 01/2022 | 10-25% |
| NOLAN, DANIEL, PAUL | Individual | – | CEO AND PRESIDENT | 01/2022 | 10-25% |
| REESE, SUSAN, M | Individual | – | SENIOR VICE PRESIDENT | 01/2022 | 5-10% |
| DENISULK, CHRISTOPHER, MICHAEL | Individual | – | SENIOR VICE PRESIDENT | 01/2022 | 10-25% |
| HENNES, ROBERT, TAFT | Individual | – | SENIOR VICE PRESIDENT | 12/2023 | < 5% |
| GALLOWAY, RENEE, WHITTET | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| VET, JR., JOSEPH, NEWTON | Individual | – | SENIOR VICE PRESIDENT, COO AND CCO | 01/2022 | 10-25% |
| LEONARD, SEAN, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER | 01/2022 | 5-10% |
| MITCHELL, JOSEPH, DONALD | Individual | – | SENIOR VICE PRESIDENT | 01/2022 | < 5% |
| CURRAN, DANIEL, JOSEPH | Individual | – | VICE PRESIDENT | 01/2022 | < 5% |
| MCMAHON, LYSA, KRAMER | Individual | – | SENIOR VICE PRESIDENT | 12/2023 | < 5% |
| SABA, KIM, CARLA | Individual | – | VICE PRESIDENT | 12/2023 | < 5% |
| SUMMERSON, ROZANNE, MARY | Individual | – | VICE PRESIDENT | 12/2023 | < 5% |
| MITCHELL, MICHAEL, JOSEPH | Individual | – | VICE PRESIDENT | 01/2022 | < 5% |
| OLSEN, DEREK, G. | Individual | – | SENIOR VICE PRESIDENT | 01/2022 | < 5% |
| HARRIS, JEFFREY, GEORGE | Individual | – | SENIOR VICE PRESIDENT | 01/2023 | < 5% |
| LOPEZ, KARIN, JEANNE | Individual | – | SENIOR VICE PRESIDENT | 01/2023 | < 5% |
| ROCAS, ROBERTA, JEAN | Individual | – | VICE PRESIDENT | 01/2023 | < 5% |
| STONE, SHELLY, LYNNE | Individual | – | SENIOR VICE PRESIDENT | 01/2023 | < 5% |
| VOLLMER, MARISSA, ELAINE | Individual | – | VICE PRESIDENT | 01/2023 | < 5% |
| LAMOUTTE, KEITH, MARTIN | Individual | – | SENIOR VICE PRESIDENT | 08/2023 | < 5% |
| MALLON, LAUREN, SMITH | Individual | – | VICE PRESIDENT | 01/2024 | < 5% |
| LASCH, ALICIA, DUGAN | Individual | – | VICE PRESIDENT | 10/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 16M | 84K | – |
| BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | ETF | 505K | 10K | – |
| PRUDENTIAL FINL INC COM | Stock | 828K | 7K | – |
| HEWLETT PACKARD ENTERPRISE CO COM | Stock | 634K | 30K | – |
| INVESCO QQQ TRUST SERIES I | ETF | 787K | 2K | – |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 47M | 207K | – |
| STARBUCKS CORP COM | Stock | 542K | 7K | – |
| SEMPRA COM | Stock | 331K | 4K | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 296K | 4K | – |
| ELEVANCE HEALTH INC COM | Stock | 1M | 2K | – |
| DOLLAR GEN CORP NEW COM | Stock | 280K | 2K | – |
| SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF | ETF | 210K | 5K | – |
| WILLIS TOWERS WATSON PLC LTD SHS | Stock | 215K | 820 | – |
| MONSTER BEVERAGE CORP NEW COM | Stock | 266K | 5K | – |
| VULCAN MATLS CO COM | Stock | 205K | 826 | – |
| JOHNSON & JOHNSON COM | Stock | 3M | 17K | – |
| SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | Stock | 312K | 3K | – |
| WILLIAMS SONOMA INC COM | Stock | 659K | 2K | – |
| WASTE MGMT INC DEL COM | Stock | 1M | 7K | – |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 27M | 102K | – |
| THOMSON REUTERS CORP. COM | Stock | 4M | 21K | – |
| VANGUARD EXTENDED MARKET ETF | ETF | 1M | 7K | – |
| DEXCOM INC COM | Stock | 345K | 3K | – |
| COSTCO WHSL CORP NEW COM | Stock | 3M | 3K | – |
| HCA HEALTHCARE INC COM | Stock | 575K | 2K | – |
| GOLDMAN SACHS GROUP INC COM | Stock | 2M | 5K | – |
| YUM BRANDS INC COM | Stock | 789K | 6K | – |
| OLD DOMINION FREIGHT LINE INC COM | Stock | 223K | 1K | – |
| BOSTON SCIENTIFIC CORP COM | Stock | 1M | 13K | – |
| REAL ESTATE SELECT SECTOR SPDR FUND | ETF | 7M | 171K | – |
| PROCTER AND GAMBLE CO COM | Stock | 4M | 25K | – |
| COCA COLA CO COM | Stock | 2M | 35K | – |
| GENERAL MLS INC COM | Stock | 1M | 17K | – |
| TRUIST FINL CORP COM | Stock | 218K | 6K | – |
| UNITED PARCEL SERVICE INC CL B | Stock | 229K | 2K | – |
| MARRIOTT INTL INC NEW CL A | Stock | 518K | 2K | – |
| ISHARES MSCI USA ESG SELECT ETF | ETF | 563K | 5K | – |
| CARNIVAL CORP PAIRED CTF | Stock | 219K | 12K | – |
| ISHARES MSCI ACWI EX U.S. ETF | ETF | 1M | 25K | – |
| INTEL CORP COM | Stock | 957K | 31K | – |
| CME GROUP INC COM | Stock | 506K | 3K | – |
| MEDTRONIC PLC SHS | Stock | 499K | 6K | – |
| CLOROX CO DEL COM | Stock | 416K | 3K | – |
| COMERICA INC COM | Stock | 256K | 5K | – |
| FORTIVE CORP COM | Stock | 388K | 5K | – |
| NETFLIX INC COM | Stock | 3M | 4K | – |
| PAYCHEX INC COM | Stock | 506K | 4K | – |
| PACCAR INC COM | Stock | 390K | 4K | – |
| SPDR MSCI USA STRATEGICFACTORS ETF | ETF | 293K | 2K | – |
| HESS CORP COM | Stock | 364K | 2K | – |
| ISHARES MSCI UNITED KINGDOM ETF | ETF | 238K | 7K | – |
| WELLS FARGO CO NEW PERP PFD CNV A | Convertible Preferred | 2M | 1K | – |
| PROLOGIS INC. COM | REIT | 401K | 4K | – |
| MERCK & CO INC COM | Stock | 4M | 33K | – |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 310K | 3K | – |
| SPDR S&P 500 ETF TRUST | ETF | 57M | 104K | – |
| MCKESSON CORP COM | Stock | 587K | 1K | – |
| THE TRADE DESK INC COM CL A | Stock | 224K | 2K | – |
| MASTERCARD INCORPORATED CL A | Stock | 7M | 15K | – |
| ILLINOIS TOOL WKS INC COM | Stock | 715K | 3K | – |
| UNITED RENTALS INC COM | Stock | 209K | 323 | – |
| EMERSON ELEC CO COM | Stock | 285K | 3K | – |
| ALLSTATE CORP COM | Stock | 2M | 15K | – |
| ISHARES TIPS BOND ETF | ETF | 999K | 9K | – |
| VERTEX PHARMACEUTICALS INC COM | Stock | 1M | 3K | – |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | Stock | 291K | 4K | – |
| LIONS GATE ENTMNT CORP CL B NON VTG | Stock | 449K | 52K | – |
| CORNING INC COM | Stock | 573K | 15K | – |
| EDWARDS LIFESCIENCES CORP COM | Stock | 390K | 4K | – |
| JPMORGAN BETABUILDERS USD HIGH YIELD CORPORATE BOND ETF | ETF | 532K | 12K | – |
| BANK NEW YORK MELLON CORP COM | Stock | 478K | 8K | – |
| BLACKROCK FLOATING RATE INC TR COM | CEF | 2M | 184K | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 1M | 30K | – |
| CHUBB LIMITED COM | Stock | 6M | 24K | – |
| PENN ENTERTAINMENT INC COM | Stock | 362K | 19K | – |
| MARVELL TECHNOLOGY INC COM | Stock | 204K | 3K | – |
| FEDEX CORP COM | Stock | 475K | 2K | – |
| SHERWIN WILLIAMS CO COM | Stock | 331K | 1K | – |
| PEPSICO INC COM | Stock | 2M | 10K | – |
| KIMBERLY-CLARK CORP COM | Stock | 724K | 5K | – |
| TE CONNECTIVITY LTD SHS | Stock | 200K | 1K | – |
| HONEYWELL INTL INC COM | Stock | 858K | 4K | – |
| TRANE TECHNOLOGIES PLC SHS | Stock | 1M | 4K | – |
| FORD MTR CO DEL COM | Stock | 206K | 16K | – |
| OMEGA HEALTHCARE INVS INC COM | REIT | 2M | 71K | – |
| US BANCORP DEL COM NEW | Stock | 463K | 12K | – |
| BP PLC SPONSORED ADR | ADR | 298K | 8K | – |
| JANUS HENDERSON GROUP PLC ORD SHS | Stock | 345K | 10K | – |
| HOME DEPOT INC COM | Stock | 4M | 12K | – |
| BAXTER INTL INC COM | Stock | 543K | 16K | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 1M | 6K | – |
| DUPONT DE NEMOURS INC COM | Stock | 200K | 2K | – |
| ISHARES RUSSELL 2000 VALUE ETF | ETF | 373K | 2K | – |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 33M | 225K | – |
| VERISK ANALYTICS INC COM | Stock | 242K | 897 | – |
| SPDR GOLD SHARES | ETF | 294K | 1K | – |
| SOUTHERN CO COM | Stock | 516K | 7K | – |
| CENCORA INC COM | Stock | 245K | 1K | – |
| BECTON DICKINSON & CO COM | Stock | 476K | 2K | – |
| KEYCORP COM | Stock | 203K | 14K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 69M | 189K | – |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 6M | 81K | – |
| SPDR PORTFOLIO S&P 400 MID CAP ETF | ETF | 703K | 14K | – |
| FORTINET INC COM | Stock | 215K | 4K | – |
| IQVIA HLDGS INC COM | Stock | 251K | 1K | – |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 2M | 46K | – |
| AON PLC SHS CL A | Stock | 271K | 925 | – |
| GALLAGHER ARTHUR J & CO COM | Stock | 470K | 2K | – |
| FS KKR CAP CORP COM | CEF | 2M | 110K | – |
| CENTENE CORP DEL COM | Stock | 229K | 3K | – |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 36M | 342K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 9M | 21K | – |
| ADOBE INC COM | Stock | 2M | 4K | – |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 1M | 16K | – |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 1M | 13K | – |
| ALPHABET INC CAP STK CL A | Stock | 11M | 63K | – |
| PROGRESSIVE CORP COM | Stock | 873K | 4K | – |
| VANGUARD U.S. VALUE FACTOR ETF | ETF | 297K | 3K | – |
| VANGUARD U.S. MOMENTUM FACTOR ETF | ETF | 366K | 2K | – |
| FISERV INC COM | Stock | 4M | 27K | – |
| OREILLY AUTOMOTIVE INC COM | Stock | 343K | 325 | – |
| PRINCIPAL FINANCIAL GROUP INC COM | Stock | 208K | 3K | – |
| INTUIT COM | Stock | 1M | 2K | – |
| HALLIBURTON CO COM | Stock | 273K | 8K | – |
| UNILEVER PLC SPON ADR NEW | ADR | 401K | 7K | – |
| NEWMONT CORP COM | Stock | 302K | 7K | – |
| CSX CORP COM | Stock | 416K | 12K | – |
| GRAPHIC PACKAGING HLDG CO COM | Stock | 458K | 17K | – |
| SENSATA TECHNOLOGIES HLDG PLC SHS | Stock | 428K | 11K | – |
| COMCAST CORP NEW CL A | Stock | 1M | 34K | – |
| MICROSOFT CORP COM | Stock | 38M | 86K | – |
| SS&C TECHNOLOGIES HLDGS INC COM | Stock | 516K | 8K | – |
| LENNAR CORP CL A | Stock | 204K | 1K | – |
| VALERO ENERGY CORP COM | Stock | 3M | 18K | – |
| SCHLUMBERGER LTD COM STK | Stock | 435K | 9K | – |
| CVS HEALTH CORP COM | Stock | 285K | 5K | – |
| DTE ENERGY CO COM | Stock | 200K | 2K | – |
| SPROTT PHYSICAL GOLD TR UNIT | CEF | 316K | 18K | – |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | ETF | 18M | 209K | – |
| SIMON PPTY GROUP INC NEW COM | REIT | 458K | 3K | – |
| AMERIPRISE FINL INC COM | Stock | 1M | 3K | – |
| BROWN & BROWN INC COM | Stock | 269K | 3K | – |
| GARMIN LTD SHS | Stock | 233K | 1K | – |
| VANGUARD INTERMEDIATE-TERM TREASURY ETF | ETF | 2M | 39K | – |
| MIDCAP FINANCIAL INVSTMNT CORP COM NEW | CEF | 2M | 164K | – |
| ARES CAPITAL CORP COM | CEF | 9M | 452K | – |
| BERKSHIRE HATHAWAY INC DEL CL A | Stock | 1M | 2 | – |
| ELANCO ANIMAL HEALTH INC COM | Stock | 386K | 27K | – |
| BOEING CO COM | Stock | 395K | 2K | – |
| COPART INC COM | Stock | 214K | 4K | – |
| VANGUARD SMALL-CAP ETF | ETF | 3M | 15K | – |
| VANGUARD MID-CAP ETF | ETF | 12M | 50K | – |
| NEXTERA ENERGY INC COM | Stock | 1M | 17K | – |
| OFS CREDIT COMPANY INC COM | CEF | 901K | 125K | – |
| NIKE INC CL B | Stock | 650K | 9K | – |
| TESLA INC COM | Stock | 3M | 14K | – |
| MSCI INC COM | Stock | 503K | 1K | – |
| LINDE PLC SHS | Stock | 2M | 4K | – |
| BAIN CAP SPECIALTY FIN INC COM STK | CEF | 2M | 103K | – |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 6M | 109K | – |
| HILTON WORLDWIDE HLDGS INC COM | Stock | 398K | 2K | – |
| VANGUARD HEALTH CARE ETF | ETF | 910K | 3K | – |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 24M | 592K | – |
| MODERNA INC COM | Stock | 251K | 2K | – |
| NXP SEMICONDUCTORS N V COM | Stock | 304K | 1K | – |
| NORFOLK SOUTHN CORP COM | Stock | 435K | 2K | – |
| DELL TECHNOLOGIES INC CL C | Stock | 276K | 2K | – |
| ALERIAN MLP ETF | ETF | 813K | 17K | – |
| VANGUARD FTSE EUROPE ETF | ETF | 829K | 12K | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 510K | 884 | – |
| AMPHENOL CORP NEW CL A | Stock | 368K | 5K | – |
| ROYAL CARIBBEAN GROUP COM | Stock | 214K | 1K | – |
| WELLTOWER INC COM | REIT | 313K | 3K | – |
| DOW INC COM | Stock | 341K | 6K | – |
| CONAGRA BRANDS INC COM | Stock | 220K | 8K | – |
| LYONDELLBASELL INDUSTRIES N V SHS - A - | Stock | 310K | 3K | – |
| VANGUARD S&P 500 ETF | ETF | 13M | 25K | – |
| FIFTH THIRD BANCORP COM | Stock | 384K | 11K | – |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | ETF | 998K | 22K | – |
| UBER TECHNOLOGIES INC COM | Stock | 596K | 8K | – |
| SPDR S&P MIDCAP 400 ETF TRUST | ETF | 2M | 4K | – |
| AVANTOR INC COM | Stock | 295K | 14K | – |
| CONSOLIDATED EDISON INC COM | Stock | 216K | 2K | – |
| GENERAL MTRS CO COM | Stock | 469K | 10K | – |
| CROWDSTRIKE HLDGS INC CL A | Stock | 210K | 547 | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 1M | 9K | – |
| JPMORGAN BETABUILDERS USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 932K | 21K | – |
| BLUE OWL CAPITAL CORPORATION COM | CEF | 6M | 369K | – |
| EAGLE POINT INCOME COMPANY INC COM | CEF | 3M | 159K | – |
| ELI LILLY & CO COM | Stock | 7M | 8K | – |
| PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF | ETF | 3M | 36K | – |
| HASBRO INC COM | Stock | 736K | 13K | – |
| AIR PRODS & CHEMS INC COM | Stock | 340K | 1K | – |
| WISDOMTREE CLOUD COMPUTING FUND | ETF | 255K | 8K | – |
| SCHWAB U.S. MID-CAP ETF | ETF | 1M | 16K | – |
| LEIDOS HOLDINGS INC COM | Stock | 254K | 2K | – |
| VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 408K | 7K | – |
| ISHARES RUSSELL MID-CAP VALUE ETF | ETF | 831K | 7K | – |
| HOLOGIC INC COM | Stock | 318K | 4K | – |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 496K | 11K | – |
| VANGUARD S&P 500 GROWTH ETF | ETF | 774K | 2K | – |
| ISHARES RUSSELL 2000 ETF | ETF | 3M | 13K | – |
| APOLLO GLOBAL MGMT INC COM | Stock | 209K | 2K | – |
| FIDELITY NATL INFORMATION SVCS COM | Stock | 218K | 3K | – |
| ISHARES CORE HIGH DIVIDEND ETF | ETF | 10M | 95K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 482K | 5K | – |
| DIGITAL RLTY TR INC COM | REIT | 341K | 2K | – |
| MICRON TECHNOLOGY INC COM | Stock | 1M | 10K | – |
| CARRIER GLOBAL CORPORATION COM | Stock | 630K | 10K | – |
| AFLAC INC COM | Stock | 535K | 6K | – |
| FREEPORT-MCMORAN INC CL B | Stock | 542K | 11K | – |
| SYSCO CORP COM | Stock | 261K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 501K | 8K | – |
| INVESCO S&P 500 LOW VOLATILITY ETF | ETF | 655K | 10K | – |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 22M | 382K | – |
| ROYALTY PHARMA PLC SHS CLASS A | Stock | 928K | 35K | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 426K | 5K | – |
| EVERSOURCE ENERGY COM | Stock | 212K | 4K | – |
| ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 2M | 15K | – |
| MARATHON PETE CORP COM | Stock | 502K | 3K | – |
| VANGUARD FTSE PACIFIC ETF | ETF | 791K | 11K | – |
| FIRST TRUST CLOUD COMPUTING ETF | ETF | 725K | 8K | – |
| VANGUARD SMALL CAP VALUE ETF | ETF | 251K | 1K | – |
| REGENERON PHARMACEUTICALS COM | Stock | 2M | 2K | – |
| ATLASSIAN CORPORATION CL A | Stock | 246K | 1K | – |
| AIRBNB INC COM CL A | Stock | 836K | 6K | – |
| FORTUNE BRANDS INNOVATIONS INC COM | Stock | 211K | 3K | – |
| VANGUARD MID-CAP GROWTH ETF | ETF | 574K | 3K | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 230K | 3K | – |
| XYLEM INC COM | Stock | 418K | 3K | – |
| ISHARES MSCI GLOBAL MIN VOL FACTOR ETF | ETF | 262K | 3K | – |
| GINKGO BIOWORKS HOLDINGS INC CL A SHS | Stock | 3K | 10K | – |
| ELECTRONIC ARTS INC COM | Stock | 359K | 3K | – |
| ORGANON & CO COMMON STOCK | Stock | 284K | 14K | – |
| VISA INC COM CL A | Stock | 5M | 18K | – |
| SHARECARE INC COM CL A | Stock | 584K | 433K | – |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 493K | 6K | – |
| KELLANOVA COM | Stock | 536K | 9K | – |
| VANGUARD VALUE ETF | ETF | 444K | 3K | – |
| VANGUARD GROWTH ETF | ETF | 841K | 2K | – |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 799K | 4K | – |
| PHILLIPS 66 COM | Stock | 667K | 5K | – |
| AMERICAN TOWER CORP NEW COM | REIT | 641K | 3K | – |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 665K | 6K | – |
| CONSTELLATION ENERGY CORP COM | Stock | 285K | 1K | – |
| META PLATFORMS INC CL A | Stock | 10M | 20K | – |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 214K | 210 | – |
| SERVICENOW INC COM | Stock | 2M | 2K | – |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 15M | 276K | – |
| PALO ALTO NETWORKS INC COM | Stock | 1M | 4K | – |
| MONDELEZ INTL INC CL A | Stock | 772K | 12K | – |
| BROADCOM INC COM | Stock | 10M | 6K | – |
| EATON VANCE TAX MNGED BUY WRIT COM | CEF | 146K | 10K | – |
| WORKDAY INC CL A | Stock | 469K | 2K | – |
| DIAMONDBACK ENERGY INC COM | Stock | 428K | 2K | – |
| VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF | ETF | 933K | 19K | – |
| BLACKROCK FLOATING RATE INCOME COM | CEF | 2M | 178K | – |
| D R HORTON INC COM | Stock | 485K | 3K | – |
| METLIFE INC COM | Stock | 316K | 5K | – |
| MOODYS CORP COM | Stock | 362K | 860 | – |
| MARTIN MARIETTA MATLS INC COM | Stock | 790K | 1K | – |
| NEW YORK CMNTY BANCORP INC COM NEW | Stock | 35K | 11K | – |
| ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | ETF | 212K | 3K | – |
| NOVARTIS AG SPONSORED ADR | ADR | 400K | 4K | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 8M | 108K | – |
| PENNANTPARK FLOATING RATE CAP COM | CEF | 778K | 67K | – |
| EXPEDITORS INTL WASH INC COM | Stock | 254K | 2K | – |
| KINDER MORGAN INC DEL COM | Stock | 395K | 20K | – |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 3M | 9K | – |
| MOHAWK INDS INC COM | Stock | 424K | 4K | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 203K | 3K | – |
| OMNICOM GROUP INC COM | Stock | 369K | 4K | – |
| KROGER CO COM | Stock | 275K | 6K | – |
| NVIDIA CORPORATION COM | Stock | 56M | 451K | – |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 8M | 147K | – |
| CUMMINS INC COM | Stock | 457K | 2K | – |
| EOG RES INC COM | Stock | 431K | 3K | – |
| GRAINGER W W INC COM | Stock | 330K | 366 | – |
| ABBVIE INC COM | Stock | 3M | 16K | – |
| S&P GLOBAL INC COM | Stock | 807K | 2K | – |
| SPDR S&P BIOTECH ETF | ETF | 240K | 3K | – |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | ETF | 2M | 16K | – |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 2M | 40K | – |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 887K | 12K | – |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 1M | 19K | – |
| ZOETIS INC CL A | Stock | 1M | 6K | – |
| TRUSTCO BK CORP N Y COM NEW | Stock | 345K | 12K | – |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 529K | 3K | – |
| VANECK BDC INCOME ETF | ETF | 357K | 21K | – |
| ISHARES RUSSELL 2000 GROWTH ETF | ETF | 956K | 4K | – |
| BLACKSTONE INC COM | Stock | 5M | 38K | – |
| CHURCH & DWIGHT CO INC COM | Stock | 4M | 38K | – |
| 2X BITCOIN STRATEGY ETF | ETF | 349K | 11K | – |
| FIDELIS INSURANCE HOLDINGS LTD COM | Stock | 2M | 140K | – |
| ZIMMER BIOMET HOLDINGS INC COM | Stock | 492K | 5K | – |
| ROCKWELL AUTOMATION INC COM | Stock | 201K | 732 | – |
| STRYKER CORPORATION COM | Stock | 1M | 4K | – |
| QUALCOMM INC COM | Stock | 2M | 8K | – |
| T-MOBILE US INC COM | Stock | 458K | 3K | – |
| SPDR BLACKSTONE SENIOR LOAN ETF | ETF | 1M | 28K | – |
| FASTENAL CO COM | Stock | 500K | 8K | – |
| GENERAL DYNAMICS CORP COM | Stock | 692K | 2K | – |
| INTUITIVE SURGICAL INC COM NEW | Stock | 1M | 2K | – |
| VERALTO CORP COM SHS | Stock | 421K | 4K | – |
| DISCOVER FINL SVCS COM | Stock | 294K | 2K | – |
| MCDONALDS CORP COM | Stock | 2M | 8K | – |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 902K | 7K | – |
| CISCO SYS INC COM | Stock | 2M | 38K | – |
| CAPITAL ONE FINL CORP COM | Stock | 759K | 5K | – |
| ISHARES RUSSELL MIDCAP ETF | ETF | 579K | 7K | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 2M | 13K | – |
| ISHARES BITCOIN TRUST REGISTERED | ETF | 454K | 13K | – |
| AUTODESK INC COM | Stock | 838K | 3K | – |
| CDW CORP COM | Stock | 394K | 2K | – |
| AT&T INC COM | Stock | 1M | 74K | – |
| VANGUARD FINANCIALS ETF | ETF | 405K | 4K | – |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 5M | 58K | – |
| GE VERNOVA INC COM | Stock | 311K | 2K | – |
| MATERIALS SELECT SECTOR SPDR FUND | ETF | 7M | 82K | – |
| ISHARES BIOTECHNOLOGY ETF | ETF | 204K | 1K | – |
| GE AEROSPACE COM NEW | Stock | 1M | 8K | – |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 258K | 2K | – |
| ISHARES S&P SMALL-CAP 600 GROWTH ETF | ETF | 261K | 2K | – |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 356K | 923 | – |
| INFINERA CORP COM | Stock | 160K | 26K | – |
| SPDR S&P REGIONAL BANKING ETF | ETF | 6M | 129K | – |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 21M | 115K | – |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 16M | 132K | – |
| ISHARES U.S. TECHNOLOGY ETF | ETF | 5M | 32K | – |
| NETAPP INC COM | Stock | 338K | 3K | – |
| ISHARES U.S. BASIC MATERIALS ETF | ETF | 214K | 2K | – |
| FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | ETF | 436K | 3K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 11M | 63K | – |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | 262K | 6K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 17M | 186K | – |
| ISHARES CORE S&P 500 ETF | ETF | 97M | 177K | – |
| THE CIGNA GROUP COM | Stock | 973K | 3K | – |
| ONEOK INC NEW COM | Stock | 455K | 6K | – |
| ROSS STORES INC COM | Stock | 553K | 4K | – |
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | ETF | 5M | 123K | – |
| WELLS FARGO CO NEW COM | Stock | 966K | 16K | – |
| UNION PAC CORP COM | Stock | 4M | 18K | – |
| CINTAS CORP COM | Stock | 401K | 572 | – |
| ECOLAB INC COM | Stock | 488K | 2K | – |
| ISHARES MBS ETF | ETF | 5M | 51K | – |
| ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 3M | 85K | – |
| SALESFORCE INC COM | Stock | 3M | 10K | – |
| MICROCHIP TECHNOLOGY INC. COM | Stock | 499K | 5K | – |
| NORTHROP GRUMMAN CORP COM | Stock | 822K | 2K | – |
| SPDR EURO STOXX 50 ETF | ETF | 9M | 184K | – |
| IDEXX LABS INC COM | Stock | 254K | 522 | – |
| REPUBLIC SVCS INC COM | Stock | 266K | 1K | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 2M | 3K | – |
| LOCKHEED MARTIN CORP COM | Stock | 1M | 2K | – |
| JPMORGAN CHASE & CO. COM | Stock | 8M | 39K | – |
| HARTFORD FINL SVCS GROUP INC COM | Stock | 394K | 4K | – |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 21M | 412K | – |
| MONOLITHIC PWR SYS INC COM | Stock | 319K | 388 | – |
| CHEVRON CORP NEW COM | Stock | 4M | 28K | – |
| ISHARES NATIONAL MUNI BOND ETF | ETF | 9M | 86K | – |
| CONOCOPHILLIPS COM | Stock | 2M | 21K | – |
| MARKEL GROUP INC COM | Stock | 205K | 130 | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 1M | 22K | – |
| CAMPBELL SOUP CO COM | Stock | 230K | 5K | – |
| DANAHER CORPORATION COM | Stock | 3M | 14K | – |
| TJX COS INC NEW COM | Stock | 869K | 8K | – |
| BANK AMERICA CORP COM | Stock | 3M | 85K | – |
| EXTRA SPACE STORAGE INC COM | REIT | 235K | 2K | – |
| SPDR S&P DIVIDEND ETF | ETF | 3M | 25K | – |
| SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | ETF | 3M | 50K | – |
| WALMART INC COM | Stock | 5M | 71K | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 2M | 11K | – |
| ORACLE CORP COM | Stock | 2M | 13K | – |
| RTX CORPORATION COM | Stock | 2M | 16K | – |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 404K | 9K | – |
| TEXAS INSTRS INC COM | Stock | 6M | 31K | – |
| TARGET CORP COM | Stock | 586K | 4K | – |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 3M | 23K | – |
| PFIZER INC COM | Stock | 917K | 33K | – |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 3M | 32K | – |
| MORGAN STANLEY COM NEW | Stock | 597K | 6K | – |
| 3M CO COM | Stock | 535K | 5K | – |
| KLA CORP COM NEW | Stock | 2M | 3K | – |
| HP INC COM | Stock | 432K | 12K | – |
| GILEAD SCIENCES INC COM | Stock | 571K | 8K | – |
| CATERPILLAR INC COM | Stock | 4M | 11K | – |
| BAKER HUGHES COMPANY CL A | Stock | 351K | 10K | – |
| ALPHABET INC CAP STK CL C | Stock | 10M | 56K | – |
| BEST BUY INC COM | Stock | 580K | 7K | – |
| AMERICAN EXPRESS CO COM | Stock | 875K | 4K | – |
| AMGEN INC COM | Stock | 2M | 5K | – |
| APPLIED MATLS INC COM | Stock | 2M | 8K | – |
| OTIS WORLDWIDE CORP COM | Stock | 406K | 4K | – |
| ANALOG DEVICES INC COM | Stock | 1M | 5K | – |
| TRANSDIGM GROUP INC COM | Stock | 276K | 216 | – |
| HUMANA INC COM | Stock | 400K | 1K | – |
| WILLIAMS COS INC COM | Stock | 577K | 14K | – |
| INVESCO VARIABLE RATE PREFERRED ETF | ETF | 1M | 61K | – |
| ARISTA NETWORKS INC COM | Stock | 654K | 2K | – |
| CHECK POINT SOFTWARE TECH LTD ORD | Stock | 2M | 14K | – |
| ISHARES CORE S&P U.S. GROWTH ETF | ETF | 2M | 14K | – |
| ISHARES CORE S&P US VALUE ETF | ETF | 2M | 18K | – |
| MERCADOLIBRE INC COM | Stock | 293K | 178 | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 3M | 18K | – |
| HERCULES CAPITAL INC COM | CEF | 3M | 137K | – |
| BARINGS CORPORATE INVS COM | CEF | 418K | 22K | – |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 3M | 35K | – |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 6M | 110K | – |
| SYNCHRONY FINANCIAL COM | Stock | 212K | 4K | – |
| EATON CORP PLC SHS | Stock | 2M | 6K | – |
| ISHARES CORE MSCI EUROPE ETF | ETF | 11M | 200K | – |
| ISHARES S&P MID-CAP 400 GROWTH ETF | ETF | 1M | 12K | – |
| ISHARES S&P MID-CAP 400 VALUE ETF | ETF | 400K | 4K | – |
| ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETF | ETF | 252K | 2K | – |
| FERGUSON PLC NEW SHS | Stock | 247K | 1K | – |
| CITIZENS FINL GROUP INC COM | Stock | 266K | 7K | – |
| ISHARES CORE TOTAL USD BOND MARKET ETF | ETF | 660K | 15K | – |
| ANTERO MIDSTREAM CORP COM | Stock | 148K | 10K | – |
| AXALTA COATING SYS LTD COM | Stock | 226K | 7K | – |
| TOPGOLF CALLAWAY BRANDS CORP COM | Stock | 431K | 28K | – |
| VANGUARD SHORT-TERM BOND ETF | ETF | 1M | 17K | – |
| GARTNER INC COM | Stock | 542K | 1K | – |
| SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 7M | 87K | – |
| LAM RESEARCH CORP COM | Stock | 1M | 958 | – |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 2M | 32K | – |
| PHILIP MORRIS INTL INC COM | Stock | 1M | 11K | – |
| NUCOR CORP COM | Stock | 427K | 3K | – |
| PARKER-HANNIFIN CORP COM | Stock | 601K | 1K | – |
| INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | ETF | 17M | 467K | – |
| ROPER TECHNOLOGIES INC COM | Stock | 2M | 3K | – |
| SYNOPSYS INC COM | Stock | 710K | 1K | – |
| PNC FINL SVCS GROUP INC COM | Stock | 397K | 3K | – |
| EQUINIX INC COM | REIT | 461K | 610 | – |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 363K | 9K | – |
| ISHARES RUSSELL 3000 ETF | ETF | 1M | 3K | – |
| REALTY INCOME CORP COM | REIT | 328K | 6K | – |
| ALTRIA GROUP INC COM | Stock | 581K | 13K | – |
| DOMINION ENERGY INC COM | Stock | 339K | 7K | – |
| CITIGROUP INC COM NEW | Stock | 709K | 11K | – |
| AMERICAN WTR WKS CO INC NEW COM | Stock | 308K | 2K | – |
| CADENCE DESIGN SYSTEM INC COM | Stock | 626K | 2K | – |
| EXXON MOBIL CORP COM | Stock | 4M | 38K | – |
| UNITEDHEALTH GROUP INC COM | Stock | 4M | 8K | – |
| TRAVELERS COMPANIES INC COM | Stock | 620K | 3K | – |
| ISHARES EXPONENTIAL TECHNOLOGIES ETF | ETF | 220K | 4K | – |
| LOWES COS INC COM | Stock | 5M | 21K | – |
| ARK INNOVATION ETF | ETF | 5K | 118 | – |
| DEERE & CO COM | Stock | 1M | 3K | – |
| COLGATE PALMOLIVE CO COM | Stock | 562K | 6K | – |
| ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 5M | 129K | – |
| AMERICAN INTL GROUP INC COM NEW | Stock | 631K | 9K | – |
| SHOPIFY INC CL A | Stock | 324K | 5K | – |
| DEVON ENERGY CORP NEW COM | Stock | 490K | 10K | – |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 5M | 80K | – |
| NOVO-NORDISK A S ADR | ADR | 930K | 7K | – |
| KRAFT HEINZ CO COM | Stock | 339K | 11K | – |
| NASDAQ INC COM | Stock | 588K | 10K | – |
| SCHWAB CHARLES CORP COM | Stock | 601K | 8K | – |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | ETF | 17M | 498K | – |
| CROWN CASTLE INC COM | REIT | 320K | 3K | – |
| CARDINAL HEALTH INC COM | Stock | 219K | 2K | – |
| AUTOZONE INC COM | Stock | 605K | 204 | – |
| BLACKROCK INC COM | Stock | 1M | 1K | – |
| ISHARES CORE S&P MID-CAP ETF | ETF | 34M | 584K | – |
| ISHARES MSCI EAFE ETF | ETF | 2M | 24K | – |
| APPLE INC COM | Stock | 47M | 222K | – |
| GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | ETF | 1M | 12K | – |
| ABBOTT LABS COM | Stock | 4M | 42K | – |
| DISNEY WALT CO COM | Stock | 2M | 25K | – |
| BOOKING HOLDINGS INC COM | Stock | 891K | 225 | – |
| ISHARES RUSSELL 1000 ETF | ETF | 2M | 6K | – |
| MARSH & MCLENNAN COS INC COM | Stock | 708K | 3K | – |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 34M | 195K | – |