Hedge Fund Database

INTELLIGENT CAPITALWORKS

ICW INVESTMENT ADVISORS, LLC Legal Name

Adviser information for INTELLIGENT CAPITALWORKS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 302 $297.6M
Non-Discretionary 0 $0
Total 302 $297.6M

Clients

Type Number RAUM
Individuals 17 $9.0M
HNW Individuals 76 $275.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2 $4.6M
Charitable organizations 2 $8.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-64460
SEC ERA File Number 801-64460
SEC CIK Numbers 1794820
SEC CRD Numbers 135081
Legal Entity Identifier None

Principal Office

16427 NORTH SCOTTSDALE ROAD
SUITE 350
SCOTTSDALE
AZ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 480-951-2900, Fax: 480-951-2922

Websites

www.intelligentcapitalworks.com www.linkedin.com/company/intelligent-capitalworks

Chief Compliance Officer

JILLIAN CARLSON
16427 NORTH SCOTTSDALE ROAD
SUITE 350
SCOTTSDALE
AZ
United States
Tel: 480-951-2900
Fax: 480-951-2922
(Full email address available in API data)

Regulatory Contact

VINCENT ROSSI
PRESIDENT
16427 NORTH SCOTTSDALE ROAD
SUITE 350
SCOTTSDALE
AZ
United States
Tel: 480-951-2900
Fax: 480-951-2922
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROSSI, VINCENT, HARL Individual – PRESIDENT, CHIEF INVESTMENT OFFICER 08/2005 > 75%
ROSSI, JENNIFER, JILL Individual – VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER 02/2019 < 5%
CARLSON, JILLIAN, SUZANNE Individual – CHIEF COMPLIANCE OFFICER 01/2017 < 5%
Rossi, Charles, Vincent Individual – VICE PRESIDENT 12/2021 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 4/1/20196 on 3/30/20206 on 6/29/20206 on 6/29/20206 on 6/30/20206 on 6/30/20206 on 7/8/20206 on 11/2/20206 on 3/31/20216 on 10/1/20216 on 10/12/20216 on 10/13/20217 on 3/31/20227 on 5/13/20226 on 3/30/20236 on 3/28/2024

RAUM, Historic

300M150M02019202020212022202320242025162200000 on 4/1/2019181100000 on 3/30/2020181100000 on 6/29/2020181100000 on 6/29/2020181100000 on 6/30/2020181100000 on 6/30/2020181100000 on 7/8/2020181100000 on 11/2/2020203200000 on 3/31/2021203200000 on 10/1/2021203200000 on 10/12/2021203200000 on 10/13/2021247300000 on 3/31/2022247300000 on 5/13/2022241600000 on 3/30/2023297600000 on 3/28/2024

No. Clients, Historic

100500201920202021202220232024202574 on 4/1/201982 on 3/30/202082 on 6/29/202082 on 6/29/202082 on 6/30/202082 on 6/30/202082 on 7/8/202082 on 11/2/202080 on 3/31/202180 on 10/1/202180 on 10/12/202180 on 10/13/202185 on 3/31/202285 on 5/13/202287 on 3/30/202397 on 3/28/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 3M 28K –
ABBVIE INC COM 4M 25K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 5K –
AIR PRODS & CHEMS INC COM 1M 5K –
ALPHABET INC CAP STK CL A 2M 13K –
ALPHABET INC CAP STK CL C 942K 5K –
ALTRIA GROUP INC COM 953K 21K –
AMAZON COM INC COM 2M 12K –
AMERICAN WTR WKS CO INC NEW COM 387K 3K –
AMETEK INC COM 960K 6K –
AMGEN INC COM 3M 9K –
AMPHENOL CORP NEW CL A 1M 16K –
ANALOG DEVICES INC COM 360K 2K –
APPLE INC COM 5M 25K –
APTARGROUP INC COM 1M 8K –
ATRION CORP COM 1M 2K –
AUTOMATIC DATA PROCESSING IN COM 3M 13K –
BALCHEM CORP COM 2M 12K –
BECTON DICKINSON & CO COM 2M 8K –
BLACKROCK INC COM 324K 412 –
BROADCOM INC COM 3M 2K –
BROWN FORMAN CORP CL B 1M 26K –
CANADIAN NATL RY CO COM 2M 15K –
CARRIER GLOBAL CORPORATION COM 948K 15K –
CASEYS GEN STORES INC COM 4M 9K –
CENCORA INC COM 3M 13K –
CHESAPEAKE UTILS CORP COM 716K 7K –
CHEVRON CORP NEW COM 2M 12K –
CHURCH & DWIGHT CO INC COM 2M 23K –
CINTAS CORP COM 586K 837 –
CISCO SYS INC COM 1M 23K –
CLOROX CO DEL COM 1M 10K –
COCA COLA CO COM 2M 33K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 260K 4K –
COLGATE PALMOLIVE CO COM 2M 20K –
COMCAST CORP NEW CL A 643K 16K –
COMMERCE BANCSHARES INC COM 556K 10K –
CONSTELLATION BRANDS INC CL A 328K 1K –
COPART INC COM 366K 7K –
COSTCO WHSL CORP NEW COM 5M 6K –
CVS HEALTH CORP COM 263K 4K –
DANAHER CORPORATION COM 1M 5K –
DOLLAR GEN CORP NEW COM 484K 4K –
DOMINION ENERGY INC COM 423K 9K –
DOMINOS PIZZA INC COM 491K 951 –
DONALDSON INC COM 2M 22K –
DOVER CORP COM 2M 10K –
ECOLAB INC COM 1M 6K –
ELI LILLY & CO COM 437K 483 –
EXPEDITORS INTL WASH INC COM 2M 15K –
EXXON MOBIL CORP COM 3M 25K –
FACTSET RESH SYS INC COM 2M 4K –
FASTENAL CO COM 2M 36K –
FISERV INC COM 1M 10K –
FLOWERS FOODS INC COM 1M 58K –
FORTIVE CORP COM 885K 12K –
GENERAL DYNAMICS CORP COM 2M 8K –
GENERAL MLS INC COM 1M 23K –
GENUINE PARTS CO COM 1M 8K –
GRAINGER W W INC COM 1M 2K –
HEICO CORP NEW CL A 599K 3K –
HENRY JACK & ASSOC INC COM 1M 7K –
HERSHEY CO COM 2M 10K –
HOME DEPOT INC COM 3M 10K –
HONEYWELL INTL INC COM 298K 1K –
HORMEL FOODS CORP COM 1M 43K –
ILLINOIS TOOL WKS INC COM 2M 9K –
INTUIT COM 697K 1K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 581K 4K –
INVESCO QQQ TR UNIT SER 1 882K 2K –
ISHARES TR CORE S&P SCP ETF 226K 2K –
ISHARES TR RUS MID CAP ETF 593K 7K –
J & J SNACK FOODS CORP COM 747K 5K –
JOHNSON & JOHNSON COM 2M 15K –
JPMORGAN CHASE & CO. COM 520K 3K –
KEURIG DR PEPPER INC COM 1M 33K –
KIMBERLY-CLARK CORP COM 988K 7K –
L3HARRIS TECHNOLOGIES INC COM 2M 8K –
LANCASTER COLONY CORP COM 695K 4K –
LINDE PLC SHS 3M 7K –
LOCKHEED MARTIN CORP COM 3M 6K –
MASTERCARD INCORPORATED CL A 4M 10K –
MCCORMICK & CO INC COM NON VTG 2M 23K –
MCDONALDS CORP COM 2M 10K –
MEDTRONIC PLC SHS 1M 15K –
META PLATFORMS INC CL A 534K 1K –
METTLER TOLEDO INTERNATIONAL COM 244K 174 –
MGE ENERGY INC COM 637K 9K –
MICROSOFT CORP COM 7M 15K –
NEW JERSEY RES CORP COM 720K 17K –
NEXTERA ENERGY INC COM 1M 20K –
NIKE INC CL B 1M 18K –
NORFOLK SOUTHN CORP COM 555K 3K –
NORTHROP GRUMMAN CORP COM 3M 6K –
NOVO-NORDISK A S ADR 6M 41K –
NVIDIA CORPORATION COM 2M 16K –
OLD DOMINION FREIGHT LINE IN COM 338K 2K –
ORACLE CORP COM 404K 3K –
OREILLY AUTOMOTIVE INC COM 4M 4K –
OTIS WORLDWIDE CORP COM 601K 6K –
PAYCHEX INC COM 362K 3K –
PEPSICO INC COM 3M 21K –
PHILIP MORRIS INTL INC COM 816K 8K –
PROCTER AND GAMBLE CO COM 3M 16K –
PUBLIC STORAGE OPER CO COM 1M 4K –
QUALCOMM INC COM 841K 4K –
QUEST DIAGNOSTICS INC COM 2M 11K –
REALTY INCOME CORP COM 2M 31K –
REPUBLIC SVCS INC COM 1M 7K –
RESMED INC COM 2M 11K –
ROLLINS INC COM 1M 29K –
ROPER TECHNOLOGIES INC COM 675K 1K –
ROSS STORES INC COM 3M 18K –
RTX CORPORATION COM 1M 14K –
S&P GLOBAL INC COM 486K 1K –
SHERWIN WILLIAMS CO COM 3M 10K –
SMUCKER J M CO COM NEW 316K 3K –
SOUTHERN CO COM 1M 18K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
STARBUCKS CORP COM 2M 24K –
STRYKER CORPORATION COM 2M 5K –
SYSCO CORP COM 287K 4K –
TARGET CORP COM 2M 12K –
TEXAS INSTRS INC COM 710K 4K –
THERMO FISHER SCIENTIFIC INC COM 507K 917 –
TJX COS INC NEW COM 3M 27K –
TRACTOR SUPPLY CO COM 275K 1K –
UNILEVER PLC SPON ADR NEW 2M 28K –
UNION PAC CORP COM 1M 4K –
UNITEDHEALTH GROUP INC COM 1M 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 9K –
VISA INC COM CL A 4M 16K –
WALMART INC COM 3M 46K –
WATSCO INC COM 358K 773 –
WEC ENERGY GROUP INC COM 1M 13K –
YUM BRANDS INC COM 2M 16K –
ZOETIS INC CL A 642K 4K –