PALISADE ASSET MANAGEMENT, LLC
Adviser information for PALISADE ASSET MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 791 | $1.1B |
| Non-Discretionary | 10 | $98.8M |
| Total | 801 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 96 | $1.1B |
| Banking or thrift institutions | <5 | $11.6M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.8M |
| Charitable organizations | 7 | $56.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $19.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
100 SOUTH FIFTH STREETSUITE 420
MINNEAPOLIS
MN
United States
Monday - Friday, 8-5 CST
Tel: 612-455-2900, Fax: 612-455-2909
Chief Compliance Officer
JENNIFER MCCORD
CHIEF COMPLIANCE OFFICER
100 SOUTH FIFTH STREET
SUITE 420
MINNEAPOLIS
MN
United States
Tel:
612-455-2900
Fax:
612-455-2909
J******@*************M
(Full email address available in API data)
Regulatory Contact
LISA RUSSELL
MARKETING & EXECUTIVE ASSISTANT
100 SOUTH FIFTH STREET
SUITE 420
MINNEAPOLIS
MN
United States
Tel:
612-455-2900
Fax:
612-455-2909
L*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCCA, PETER, DRAKE | Individual | – | DIRECTOR OF MARKETING, PRINCIPAL | 06/2005 | 25-50% |
| LANDBERG, STEVEN, ERIK | Individual | – | PRINCIPAL AND MANAGING PARTNER | 12/2007 | 25-50% |
| WELCH, EUGENE, THOMAS | Individual | – | PRINCIPAL | 04/2009 | < 5% |
| KRONLOKKEN, PAUL, JAMES | Individual | – | PRINCIPAL | 12/2009 | 25-50% |
| MCCORD, JENNIFER, L | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |
| LAWSON, ROBERT, PAUL | Individual | – | PRINCIPAL | 03/2021 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 10M | 101K | – |
| ABBOTT LABS | COM | 25M | 239K | – |
| ABBVIE INC | COM | 15M | 90K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 11M | 35K | – |
| ADOBE INC | COM | 327K | 588 | – |
| AFLAC INC | COM | 7M | 78K | – |
| ALPHABET INC | CAP STK CL A | 2M | 10K | – |
| ALPHABET INC | CAP STK CL C | 1M | 8K | – |
| AMAZON COM INC | COM | 826K | 4K | – |
| AMCOR PLC | ORD | 572K | 59K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 314K | 5K | – |
| AMERICAN EXPRESS CO | COM | 2M | 8K | – |
| AMERICAN TOWER CORP NEW | COM | 8M | 43K | – |
| AMERIPRISE FINL INC | COM | 1M | 3K | – |
| AMGEN INC | COM | 23M | 72K | – |
| AMPHENOL CORP NEW | CL A | 3M | 44K | – |
| APPLE INC | COM | 50M | 236K | – |
| ARCHER DANIELS MIDLAND CO | COM | 1M | 24K | – |
| ASSOCIATED BANC CORP | COM | 2M | 102K | – |
| AT&T INC | COM | 3M | 156K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 15M | 63K | – |
| BALL CORP | COM | 10M | 174K | – |
| BAXTER INTL INC | COM | 296K | 9K | – |
| BECTON DICKINSON & CO | COM | 11M | 47K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BIO-TECHNE CORP | COM | 4M | 55K | – |
| BLACKROCK INC | COM | 10M | 13K | – |
| BOEING CO | COM | 260K | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 752K | 18K | – |
| BROADCOM INC | COM | 381K | 237 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 3M | 34K | – |
| CATERPILLAR INC | COM | 3M | 9K | – |
| CELANESE CORP DEL | COM | 726K | 5K | – |
| CENTERPOINT ENERGY INC | COM | 2M | 68K | – |
| CHEVRON CORP NEW | COM | 15M | 93K | – |
| CHUBB LIMITED | COM | 256K | 1K | – |
| CHURCH & DWIGHT CO INC | COM | 821K | 8K | – |
| CISCO SYS INC | COM | 18M | 369K | – |
| CLOROX CO DEL | COM | 1M | 8K | – |
| COCA COLA CO | COM | 3M | 43K | – |
| COLGATE PALMOLIVE CO | COM | 12M | 123K | – |
| CONAGRA BRANDS INC | COM | 810K | 29K | – |
| CONOCOPHILLIPS | COM | 1M | 13K | – |
| COSTCO WHSL CORP NEW | COM | 608K | 715 | – |
| CVS HEALTH CORP | COM | 379K | 6K | – |
| DANAHER CORPORATION | COM | 5M | 21K | – |
| DEERE & CO | COM | 15M | 39K | – |
| DELTA AIR LINES INC DEL | COM NEW | 214K | 5K | – |
| DISNEY WALT CO | COM | 689K | 7K | – |
| DOMINION ENERGY INC | COM | 1M | 27K | – |
| DONALDSON INC | COM | 7M | 91K | – |
| DTE ENERGY CO | COM | 333K | 3K | – |
| EATON CORP PLC | SHS | 261K | 833 | – |
| ECOLAB INC | COM | 19M | 79K | – |
| EDWARDS LIFESCIENCES CORP | COM | 460K | 5K | – |
| ELI LILLY & CO | COM | 17M | 19K | – |
| EMERSON ELEC CO | COM | 4M | 36K | – |
| EXXON MOBIL CORP | COM | 7M | 60K | – |
| FACTSET RESH SYS INC | COM | 786K | 2K | – |
| FAIR ISAAC CORP | COM | 298K | 200 | – |
| FASTENAL CO | COM | 4M | 56K | – |
| FEDERATED HERMES INC | CL B | 1M | 32K | – |
| FEDEX CORP | COM | 3M | 9K | – |
| FISERV INC | COM | 2M | 15K | – |
| FULLER H B CO | COM | 577K | 8K | – |
| GE AEROSPACE | COM NEW | 238K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 13M | 44K | – |
| GENERAL MLS INC | COM | 6M | 94K | – |
| GENUINE PARTS CO | COM | 3M | 25K | – |
| GLOBE LIFE INC | COM | 925K | 11K | – |
| GRACO INC | COM | 5M | 65K | – |
| GRAHAM HLDGS CO | COM CL B | 229K | 327 | – |
| HERSHEY CO | COM | 2M | 12K | – |
| HOME DEPOT INC | COM | 25M | 74K | – |
| HONEYWELL INTL INC | COM | 4M | 18K | – |
| HORMEL FOODS CORP | COM | 6M | 188K | – |
| HUBBELL INC | COM | 1M | 4K | – |
| ILLINOIS TOOL WKS INC | COM | 916K | 4K | – |
| INGERSOLL RAND INC | COM | 232K | 3K | – |
| INTEL CORP | COM | 5M | 156K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 18M | 104K | – |
| INTUITIVE SURGICAL INC | COM NEW | 449K | 1K | – |
| ISHARES INC | CORE MSCI EMKT | 598K | 11K | – |
| ISHARES TR | 7-10 YR TRSY BD | 211K | 2K | – |
| ISHARES TR | CORE MSCI EAFE | 3M | 46K | – |
| ISHARES TR | CORE S&P MCP ETF | 3M | 57K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 30K | – |
| ISHARES TR | CORE S&P500 ETF | 315K | 575 | – |
| ISHARES TR | CORE US AGGBD ET | 558K | 6K | – |
| ISHARES TR | EAFE GRWTH ETF | 822K | 8K | – |
| ISHARES TR | EAFE VALUE ETF | 396K | 7K | – |
| ISHARES TR | GLOBAL 100 ETF | 311K | 3K | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 38K | – |
| ISHARES TR | MSCI USA QLT FCT | 573K | 3K | – |
| ISHARES TR | RUS 1000 ETF | 494K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 6K | – |
| ISHARES TR | RUS 1000 VAL ETF | 753K | 4K | – |
| ISHARES TR | RUS 2000 GRW ETF | 505K | 2K | – |
| ISHARES TR | RUS 2000 VAL ETF | 272K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 459K | 6K | – |
| ISHARES TR | RUSSELL 2000 ETF | 7M | 34K | – |
| ISHARES TR | S&P 100 ETF | 480K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 528K | 6K | – |
| ISHARES TR | S&P MC 400GR ETF | 576K | 7K | – |
| ISHARES TR | SELECT DIVID ETF | 390K | 3K | – |
| ISHARES TR | TIPS BD ETF | 986K | 9K | – |
| JOHNSON & JOHNSON | COM | 15M | 105K | – |
| JOHNSON CTLS INTL PLC | SHS | 1M | 15K | – |
| JPMORGAN CHASE & CO. | COM | 17M | 83K | – |
| KIMBERLY-CLARK CORP | COM | 4M | 30K | – |
| KLA CORP | COM NEW | 2M | 3K | – |
| KNIFE RIVER CORP | COMMON STOCK | 289K | 4K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 11M | 48K | – |
| LINDE PLC | SHS | 1M | 3K | – |
| LOWES COS INC | COM | 2M | 7K | – |
| MARATHON PETE CORP | COM | 520K | 3K | – |
| MCCORMICK & CO INC | COM NON VTG | 2M | 35K | – |
| MCDONALDS CORP | COM | 13M | 52K | – |
| MCKESSON CORP | COM | 2M | 3K | – |
| MDU RES GROUP INC | COM | 505K | 20K | – |
| MEDTRONIC PLC | SHS | 4M | 55K | – |
| MERCK & CO INC | COM | 3M | 27K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 2M | 1K | – |
| MICROSOFT CORP | COM | 66M | 148K | – |
| MORGAN STANLEY | COM NEW | 2M | 25K | – |
| NEXTERA ENERGY INC | COM | 2M | 22K | – |
| NIKE INC | CL B | 2M | 31K | – |
| NORTHERN TR CORP | COM | 482K | 6K | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 17K | – |
| NOVO-NORDISK A S | ADR | 378K | 3K | – |
| NVENT ELECTRIC PLC | SHS | 8M | 106K | – |
| NVIDIA CORPORATION | COM | 2M | 15K | – |
| OMNICOM GROUP INC | COM | 369K | 4K | – |
| ORACLE CORP | COM | 27M | 191K | – |
| PARKER-HANNIFIN CORP | COM | 762K | 2K | – |
| PAYCHEX INC | COM | 2M | 16K | – |
| PENTAIR PLC | SHS | 9M | 113K | – |
| PEPSICO INC | COM | 16M | 97K | – |
| PFIZER INC | COM | 1M | 49K | – |
| PHILLIPS 66 | COM | 830K | 6K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 533K | 7K | – |
| PROCTER AND GAMBLE CO | COM | 20M | 122K | – |
| PROSHARES TR | S&P 500 DV ARIST | 683K | 7K | – |
| ROSS STORES INC | COM | 3M | 20K | – |
| ROYAL BK CDA | COM | 10M | 93K | – |
| RTX CORPORATION | COM | 7M | 71K | – |
| SCHWAB CHARLES CORP | COM | 2M | 26K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 444K | 12K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 239K | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 13K | – |
| SERVICENOW INC | COM | 236K | 300 | – |
| SHELL PLC | SPON ADS | 283K | 4K | – |
| SHERWIN WILLIAMS CO | COM | 576K | 2K | – |
| SMUCKER J M CO | COM NEW | 503K | 5K | – |
| SOLVENTUM CORP | COM SHS | 923K | 17K | – |
| SOUTHERN CO | COM | 4M | 45K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 293K | 750 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 22M | 41K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 6M | 11K | – |
| SPDR SER TR | S&P DIVID ETF | 1M | 10K | – |
| STANLEY BLACK & DECKER INC | COM | 298K | 4K | – |
| STARBUCKS CORP | COM | 644K | 8K | – |
| STRYKER CORPORATION | COM | 13M | 39K | – |
| SYSCO CORP | COM | 2M | 29K | – |
| TARGET CORP | COM | 22M | 151K | – |
| TEXAS INSTRS INC | COM | 11M | 58K | – |
| TJX COS INC NEW | COM | 12M | 109K | – |
| TRACTOR SUPPLY CO | COM | 10M | 39K | – |
| TRAVELERS COMPANIES INC | COM | 5M | 27K | – |
| TYSON FOODS INC | CL A | 1M | 19K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 16K | – |
| UNITEDHEALTH GROUP INC | COM | 33M | 66K | – |
| US BANCORP DEL | COM NEW | 11M | 280K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 484K | 7K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 493K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 8K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 16K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 892K | 20K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 891K | 5K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 1M | 17K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 21K | – |
| VERALTO CORP | COM SHS | 202K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 4M | 88K | – |
| VISA INC | COM CL A | 12M | 46K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 221K | 18K | – |
| WALMART INC | COM | 4M | 61K | – |
| WELLS FARGO CO NEW | COM | 999K | 17K | – |
| WILLIAMS COS INC | COM | 552K | 13K | – |
| XCEL ENERGY INC | COM | 5M | 89K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 2M | 6K | – |