N.D. PITMAN & COMPANY, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Alabama, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	42	$9.2M
Non-Discretionary	234	$139.6M
Total	276	$148.8M

Clients

Type	Number	RAUM
Individuals	64	$20.2M
HNW Individuals	44	$105.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$13.7M
Charitable organizations	<5	$380,459
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	12	$9.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-64499
SEC ERA File Number	801-64499
SEC CIK Numbers	None
SEC CRD Numbers	121180
Legal Entity Identifier	None

Principal Office

3800 AIRPORT BLVD
SUITE 306
MOBILE
AL
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic