PROSPECTOR PARTNERS, LLC
Adviser information for PROSPECTOR PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 14 |
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Investment Advisory/Research | 9 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 7 | $715.8M |
Non-Discretionary | 0 | $0 |
Total | 7 | $715.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $160.7M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $460.9M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | <5 | $34.5M |
Other investment advisers | 0 | $0 |
Insurance companies | <5 | $59.7M |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
370 CHURCH STREETGUILFORD
CT
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 203-458-1500, Fax: 203-458-0840
Chief Compliance Officer
PETER N. PERUGINI
CHIEF FINANCIAL OFFICER
370 CHURCH STREET
GUILFORD
CT
United States
Tel:
203-533-6811
Fax:
203-458-0840
P********@*************T
(Full email address available in API data)
Regulatory Contact
MALGORZATA LABATY
CONTROLLER
370 CHURCH STREET
GUILFORD
CT
United States
Tel:
203-533-6810
M******@*************T
(Full email address available in API data)
Industry Affiliates
PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
PROSPECTOR PARTNERS FUND, L.P. | Hedge Fund | $345.9M | $1.0M | 35 |
PROSPECTOR PARTNERS SMALL CAP FUND, L.P. | Hedge Fund | $65.9M | $1.0M | 21 |
PROSPECTOR SUMMIT FUND, L.P. | LIMITED PARTNERSHIP | $10.2M | $5.0M | 4 |
PROSPECTOR TURTLE FUND, L.P. | Hedge Fund | $39.0M | $1.0M | 12 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GILLESPIE, JOHN, DAVIES | Individual | – | MANAGING MEMBER | 04/1997 | 50-75% |
OBRIEN, KEVIN, RAYMOND | Individual | – | PORTFOLIO MANAGER | 04/2003 | 25-50% |
PERUGINI, PETER, NICHOLAS | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 06/1997 | < 5% |
KISH, JASON, A | Individual | – | PORTFOLIO MANAGER | 05/2013 | < 5% |
LABBE, STEVEN, ROGER | Individual | – | PORTFOLIO MANAGER | 07/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 19M | 179K | PROSPECTOR FUNDS, INC. |
ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 8M | 92K | PROSPECTOR FUNDS, INC. |
AGNICO EAGLE MINES LTD | COM | 4M | 59K | – |
AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 1M | – | PROSPECTOR FUNDS, INC. |
ALPHABET INC | CAP STK CL A | 9M | 49K | PROSPECTOR FUNDS, INC. |
ALPHABET INC | CAP STK CL C | 1M | 6K | PROSPECTOR FUNDS, INC. |
AMERIS BANCORP | COM | 11M | 211K | PROSPECTOR FUNDS, INC. |
AMPHENOL CORP NEW | CL A | 11M | 164K | – |
APTIV PLC | SHS | 9M | 122K | PROSPECTOR FUNDS, INC. |
ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 807K | – | PROSPECTOR FUNDS, INC. |
ASTRAZENECA PLC | SPONSORED ADR | 523K | 7K | PROSPECTOR FUNDS, INC. |
AXALTA COATING SYS LTD | COM | 4M | 125K | PROSPECTOR FUNDS, INC. |
BANK AMERICA CORP | COM | 6M | 160K | – |
BANK OF NT BUTTERFIELD&SON L | SHS NEW | 3M | 96K | PROSPECTOR FUNDS, INC. |
BERKLEY W R CORP | COM | 7M | 94K | PROSPECTOR FUNDS, INC. |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 32M | 78K | – |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 1M | – | PROSPECTOR FUNDS, INC. |
BROWN & BROWN INC | COM | 25M | 284K | PROSPECTOR FUNDS, INC. |
CAPITAL CITY BK GROUP INC | COM | 930K | 33K | – |
CARRIER GLOBAL CORPORATION | COM | 17M | 274K | PROSPECTOR FUNDS, INC. |
CBOE GLOBAL MKTS INC | COM | 9M | 55K | PROSPECTOR FUNDS, INC. |
CHART INDS INC | NOTE 1.000%11/1 | 246K | – | PROSPECTOR FUNDS, INC. |
CHURCH & DWIGHT CO INC | COM | 16M | 152K | PROSPECTOR FUNDS, INC. |
CITIGROUP INC | COM NEW | 17M | 264K | PROSPECTOR FUNDS, INC. |
COLGATE PALMOLIVE CO | COM | 17M | 176K | PROSPECTOR FUNDS, INC. |
CUBESMART | COM | 4M | 97K | PROSPECTOR FUNDS, INC. |
CURTISS WRIGHT CORP | COM | 24M | 87K | PROSPECTOR FUNDS, INC. |
DARDEN RESTAURANTS INC | COM | 9M | 63K | PROSPECTOR FUNDS, INC. |
DENTSPLY SIRONA INC | COM | 17M | 675K | PROSPECTOR FUNDS, INC. |
DEVON ENERGY CORP NEW | COM | 3M | 68K | PROSPECTOR FUNDS, INC. |
DROPBOX INC | NOTE 3/0 | 1M | – | PROSPECTOR FUNDS, INC. |
EATON CORP PLC | SHS | 23M | 73K | PROSPECTOR FUNDS, INC. |
EBAY INC. | COM | 3M | 55K | PROSPECTOR FUNDS, INC. |
EVEREST GROUP LTD | COM | 16M | 43K | PROSPECTOR FUNDS, INC. |
EVERTEC INC | COM | 732K | 22K | – |
EXPEDIA GROUP INC | COM NEW | 9M | 74K | PROSPECTOR FUNDS, INC. |
EXXON MOBIL CORP | COM | 24M | 205K | PROSPECTOR FUNDS, INC. |
FEDERATED HERMES INC | CL B | 8M | 242K | PROSPECTOR FUNDS, INC. |
FIDELIS INSURANCE HOLDINGS L | COM | 9M | 578K | PROSPECTOR FUNDS, INC. |
FIDELITY NATL INFORMATION SV | COM | 12M | 156K | PROSPECTOR FUNDS, INC. |
FIRST AMERN FINL CORP | COM | 5M | 89K | PROSPECTOR FUNDS, INC. |
FIRST BANCORP P R | COM NEW | 9M | 489K | PROSPECTOR FUNDS, INC. |
FOUR CORNERS PPTY TR INC | COM | 458K | 19K | PROSPECTOR FUNDS, INC. |
GALLAGHER ARTHUR J & CO | COM | 21M | 81K | PROSPECTOR FUNDS, INC. |
GENERAL DYNAMICS CORP | COM | 7M | 25K | – |
GLOBE LIFE INC | COM | 17M | 212K | PROSPECTOR FUNDS, INC. |
GOLDMAN SACHS GROUP INC | COM | 7M | 16K | – |
HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 1M | – | PROSPECTOR FUNDS, INC. |
HESS CORP | COM | 9M | 60K | PROSPECTOR FUNDS, INC. |
HOLOGIC INC | COM | 10M | 129K | PROSPECTOR FUNDS, INC. |
HOME DEPOT INC | COM | 11M | 32K | PROSPECTOR FUNDS, INC. |
HORACE MANN EDUCATORS CORP N | COM | 594K | 18K | – |
HOWARD HUGHES HOLDINGS INC | COM | 10M | 155K | PROSPECTOR FUNDS, INC. |
JOHNSON & JOHNSON | COM | 10M | 66K | PROSPECTOR FUNDS, INC. |
KINSALE CAP GROUP INC | COM | 925K | 2K | – |
LEIDOS HOLDINGS INC | COM | 32M | 219K | PROSPECTOR FUNDS, INC. |
LITTELFUSE INC | COM | 18M | 72K | PROSPECTOR FUNDS, INC. |
LOUISIANA PAC CORP | COM | 430K | 5K | PROSPECTOR FUNDS, INC. |
LOWES COS INC | COM | 2M | 9K | – |
MERCK & CO INC | COM | 20M | 162K | PROSPECTOR FUNDS, INC. |
MICROSOFT CORP | COM | 10M | 22K | PROSPECTOR FUNDS, INC. |
MIDDLEBY CORP | NOTE 1.000% 9/0 | 532K | – | PROSPECTOR FUNDS, INC. |
MONDELEZ INTL INC | CL A | 15M | 228K | PROSPECTOR FUNDS, INC. |
MURPHY OIL CORP | COM | 8M | 204K | PROSPECTOR FUNDS, INC. |
NB BANCORP INC | COM | 4M | 242K | PROSPECTOR FUNDS, INC. |
NEWMONT CORP | COM | 4M | 92K | PROSPECTOR FUNDS, INC. |
NUVASIVE INC | NOTE 0.375% 3/1 | 576K | – | PROSPECTOR FUNDS, INC. |
OTIS WORLDWIDE CORP | COM | 12M | 124K | PROSPECTOR FUNDS, INC. |
PAYCHEX INC | COM | 4M | 37K | PROSPECTOR FUNDS, INC. |
PENTAIR PLC | SHS | 11M | 145K | PROSPECTOR FUNDS, INC. |
PFIZER INC | COM | 2M | 82K | PROSPECTOR FUNDS, INC. |
PJT PARTNERS INC | COM CL A | 7M | 62K | – |
PNC FINL SVCS GROUP INC | COM | 12M | 77K | PROSPECTOR FUNDS, INC. |
POST HLDGS INC | COM | 16M | 158K | – |
PPG INDS INC | COM | 17M | 136K | PROSPECTOR FUNDS, INC. |
PRIMERICA INC | COM | 18M | 77K | PROSPECTOR FUNDS, INC. |
PROCTER AND GAMBLE CO | COM | 6M | 38K | – |
PROGRESSIVE CORP | COM | 24M | 115K | PROSPECTOR FUNDS, INC. |
PROSPERITY BANCSHARES INC | COM | 11M | 184K | PROSPECTOR FUNDS, INC. |
PRUDENTIAL FINL INC | COM | 5M | 40K | – |
RTX CORPORATION | COM | 8M | 78K | PROSPECTOR FUNDS, INC. |
SCHLUMBERGER LTD | COM STK | 10M | 222K | PROSPECTOR FUNDS, INC. |
SENSATA TECHNOLOGIES HLDG PL | SHS | 557K | 15K | – |
SOUTH PLAINS FINANCIAL INC | COM | 900K | 33K | – |
SOUTHSTATE CORPORATION | COM | 9M | 121K | PROSPECTOR FUNDS, INC. |
SUNCOR ENERGY INC NEW | COM | 6M | 145K | PROSPECTOR FUNDS, INC. |
TECNOGLASS INC | ORD SHS | 2M | 45K | PROSPECTOR FUNDS, INC. |
TERADYNE INC | COM | 10M | 66K | PROSPECTOR FUNDS, INC. |
TEXAS ROADHOUSE INC | COM | 12M | 68K | PROSPECTOR FUNDS, INC. |
THE CIGNA GROUP | COM | 14M | 41K | PROSPECTOR FUNDS, INC. |
TRIMBLE INC | COM | 20M | 353K | PROSPECTOR FUNDS, INC. |
V2X INC | COM | 4M | 91K | PROSPECTOR FUNDS, INC. |
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 1M | – | PROSPECTOR FUNDS, INC. |
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 1M | – | PROSPECTOR FUNDS, INC. |
VOYA FINANCIAL INC | COM | 8M | 116K | PROSPECTOR FUNDS, INC. |
WHITE MTNS INS GROUP LTD | COM | 6M | 3K | PROSPECTOR FUNDS, INC. |
WILLIAM PENN BANCORPORATION | COM | 743K | 65K | – |
ZEBRA TECHNOLOGIES CORPORATI | CL A | 7M | 23K | PROSPECTOR FUNDS, INC. |