Hedge Fund Database

ARISTEIA CAPITAL, LLC

Adviser information for ARISTEIA CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 61
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $12.2B
Non-Discretionary 0 $0
Total 6 $12.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $8.9B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities <5 $517.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $2.7B
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 66

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesSEE SCHEDULE D MISCELLANEOUS
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-64502
SEC ERA File Number 801-64502
SEC CIK Numbers 1080171
SEC CRD Numbers 135986
Legal Entity Identifier 00GBW0Z2GYIER7DHDS71

Principal Office

ONE GREENWICH PLAZA
SUITE 300
GREENWICH
CT
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 212-842-8900, Fax: 212-842-8901

Websites

www.aristeiacapital.com www.linkedin.com/company/aristeia-capital/mycompany/

Chief Compliance Officer

ANDREW B. DAVID
CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL
ONE GREENWICH PLAZA
SUITE 300
GREENWICH
CT
United States
Tel: 212-842-8939
Fax: 212-842-8901
(Full email address available in API data)

Regulatory Contact

ANNA SATZINGER
DIRECTOR OF COMPLIANCE
ONE GREENWICH PLAZA
SUITE 300
GREENWICH
CT
United States
Tel: 212-842-1949
Fax: 212-842-8901
(Full email address available in API data)

Industry Affiliates

ARISTEIA ADVISORS, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ARISTEIA SELECT OPPORTUNITIES GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARISTEIA MASTER, L.P. Hedge Fund $7,885.8M $5.0M 100
ARISTEIA SELECT OPPORTUNITIES II, L.P. Hedge Fund $324.1M $5.0M 29
ASIG INTERNATIONAL LIMITED Hedge Fund $440.8M $0.1M 1
WINDERMERE CAYMAN FUND LIMITED Hedge Fund $277.8M $0.2M 4

Control Persons

Name Type Entity Title Since Ownership
FRASCELLA, ANTHONY, MICHAEL Individual – MANAGER 07/1997 < 5%
LYNCH, ROBERT, HENRY Individual – MANAGER 07/1997 < 5%
TECHAR, WILLIAM, ROBERT Individual – MANAGER 01/2005 < 5%
ARISTEIA HOLDINGS, L.P. Domestic Entity – SOLE MEMBER 12/2008 > 75%
ARISTEIA HOLDINGS GP, L.L.C. Domestic Entity ARISTEIA HOLDINGS, LP GENERAL PARTNER 12/2008
FRASCELLA, ANTHONY, MICHAEL Individual ARISTEIA HOLDINGS GP, L.L.C. MEMBER 12/2008 25-50%
FRASCELLA, ANTHONY, MICHAEL Individual ARISTEIA HOLDINGS, LP LIMITED PARTNER 12/2008 25-50%
DAVID, ANDREW, BENJAMIN Individual – CHIEF OPERATING OFFICER; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER 06/2009 < 5%
TECHAR, WILLIAM, ROBERT Individual ARISTEIA HOLDINGS GP, L.L.C. MEMBER 12/2008 25-50%
TECHAR, WILLIAM, ROBERT Individual ARISTEIA HOLDINGS, L.P. LIMITED PARTNER 12/2008 25-50%

No. Employees, Historic

7035020202021202220232024202550 on 3/26/202052 on 3/26/202155 on 3/31/202255 on 4/1/202255 on 11/29/202259 on 3/31/202359 on 7/5/202361 on 3/28/2024

RAUM, Historic

20B10B02020202120222023202420255685828337 on 3/26/20209984390408 on 3/26/202111417372572 on 3/31/202211417372572 on 4/1/202211417372572 on 11/29/20229924645575 on 3/31/20239924645575 on 7/5/202312162529805 on 3/28/2024

No. Clients, Historic

10502020202120222023202420254 on 3/26/20204 on 3/26/20216 on 3/31/20226 on 4/1/20226 on 11/29/20224 on 3/31/20234 on 7/5/20234 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCE AUTO PARTS INC COM 428K 7K 0
ADVANCED DRAIN SYS INC DEL COM 429K 3K 0
ADVANTAGE SOLUTIONS INC COM CL A 283K 88K 0
AECOM COM 573K 7K 0
AERIES TECHNOLOGY INC CL A ORD SHS 335K 177K 0
AERIES TECHNOLOGY INC *W EXP 11/06/202 22K 750K 0
AES CORP COM 293K 17K 0
AFFIRM HLDGS INC NOTE 11/1 215M – 0
AGRICULTURE & NAT SOL ACQ CO SHS CL A 9M 867K 0
AGRICULTURE & NAT SOL ACQ CO *W EXP 10/01/202 76K 433K 0
AIRSHIP AI HLDGS INC *W EXP 12/21/202 175K 475K 0
ALARM COM HLDGS INC COM 619K 10K 0
ALCHEMY INVTS ACQUISITN CORP SHS CL A 2M 226K 0
ALCHEMY INVTS ACQUISITN CORP *W EXP 11/30/202 20K 113K 0
ALGOMA STL GROUP INC *W EXP 10/19/202 2M 2M 0
ALIGHT INC COM CL A 680K 92K 0
ALLIANT ENERGY CORP NOTE 3.875% 3/1 28M – 0
ALLURION TECHNOLOGIES INC *W EXP 08/01/203 36K 227K 0
ALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 5M – 0
ALPHATEC HLDGS INC NOTE 0.750% 8/0 4M – 0
ALTAIR ENGR INC NOTE 1.750% 6/1 6M – 0
ALTENERGY ACQUISITION CORP *W EXP 10/29/202 8K 200K 0
ALTICE USA INC CL A 657K 322K 0
AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 4M – 0
AMN HEALTHCARE SVCS INC COM 505K 10K 0
ANEW MED INC *W EXP 06/21/202 64K 614K 0
ANTERO MIDSTREAM CORP COM 261K 18K 0
ANTERO RESOURCES CORP COM 298K 9K 0
APX ACQUISITION CORP I *W EXP 99/99/999 28K 150K 0
ARCHROCK INC COM 517K 26K 0
ARES ACQUISITION CORP II SHS CLASS A 20M 2M 0
ARES ACQUISITION CORP II *W EXP 99/99/999 127K 955K 0
ARKO CORP COM 488K 78K 0
ARKO CORP *W EXP 12/22/202 59K 127K 0
AST SPACEMOBILE INC *W EXP 04/06/202 2M 526K 0
ATHENA TECHNOLOGY ACQ CORP I COM CL A 2M 185K 0
ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 23K 750K 0
ATI INC COM 573K 10K 0
ATLANTA BRAVES HLDGS INC COM SER C 52M 1M 0
ATLANTICA SUSTAINABLE INFR P SHS 669K 30K 0
AVANTOR INC COM 575K 27K 0
AVEPOINT INC *W EXP 09/18/202 2M 1M 0
BALL CORP COM 558K 9K 0
BANZAI INTERNATIONAL INC *W EXP 12/14/202 19K 848K 0
BATH & BODY WORKS INC COM 449K 11K 0
BELLEVUE LIFE SCNCS AQSTN CO *W EXP 02/09/202 2K 75K 0
BETTER HOME & FINANCE HOLDIN *W EXP 12/15/202 19K 172K 0
BEYOND MEAT INC COM 7M 979K 0
BEYOND MEAT INC NOTE 3/1 14M – 0
BITE ACQUISITION CORP *W EXP 02/12/203 27K 458K 0
BLEUACACIA LTD *W EXP 10/30/202 3K 200K 0
BLEUACACIA LTD RIGHT 10/30/2026 14K 400K 0
BLOCK INC NOTE 0.125% 3/0 32M – 0
BLOCK INC NOTE 5/0 88M – 0
BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 12K 200K 0
BLOOM ENERGY CORP NOTE 3.000% 6/0 4M – 0
BLUERIVER ACQUISITION CORP *W EXP 01/04/202 4K 258K 0
BOISE CASCADE CO DEL COM 425K 4K 0
BOREALIS FOODS INC *W EXP 02/07/202 48K 706K 0
BOWEN ACQUISITION CORP SHS 1M 100K 0
BOWEN ACQUISITION CORP RIGHT 99/99/9999 11K 100K 0
BRAND ENGAGEMENT NETWORK INC *W EXP 03/14/202 20K 518K 0
BRIDGEBIO PHARMA INC COM 2M 76K 0
BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 27M – 0
BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 25M – 0
BRIDGER AEROSPACE GRP HLDGS *W EXP 01/24/202 198K 2M 0
BUILDERS FIRSTSOURCE INC COM 639K 5K 0
BURTECH ACQUISITION CORP *W EXP 12/18/202 51K 205K 0
BUZZFEED INC *W EXP 12/03/202 51K 545K 0
CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 2K 50K 0
CALIDI BIOTHERAPEUTICS INC *W EXP 03/14/202 17K 494K 0
CALIFORNIA RES CORP COM STOCK 231K 4K 0
CANADIAN SOLAR INC NOTE 2.500%10/0 4M – 0
CARBON REVOLUTION LTD *W EXP 99/99/999 11K 333K 0
CARNIVAL PLC ADS 188M 11M 0
CARPENTER TECHNOLOGY CORP COM 422K 4K 0
CARTERS INC COM 664K 11K 0
CARTESIAN GROWTH CORP II CLASS A ORD 3M 300K 0
CARVANA CO CL A 527K 4K 0
CELLEBRITE DI LTD *W EXP 99/99/999 2M 782K 0
CENTURY ALUM CO COM 681K 41K 0
CENTURY CMNTYS INC COM 568K 7K 0
CF ACQUISITION CORP VII CLASS A COM 3M 250K 0
CF ACQUISITION CORP VII *W EXP 03/16/202 15K 200K 0
CHART INDS INC COM 377K 3K 0
CHESAPEAKE ENERGY CORP COM 518K 6K 0
CHORD ENERGY CORPORATION COM NEW 505K 3K 0
CHURCHILL CAPITAL CORP IX CL A SHS 16M 2M 0
CHURCHILL CAPITAL CORP IX *W EXP 03/31/203 81K 220K 0
CHURCHILL CAPITAL CORP VII COM CL A 11M 1M 0
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 211K 593K 0
CIENA CORP COM NEW 574K 12K 0
CLEAR CHANNEL OUTDOOR HLDGS COM 958K 680K 0
CLEVELAND-CLIFFS INC NEW COM 441K 29K 0
CMS ENERGY CORP NOTE 3.375% 5/0 30M – 0
CODERE ONLINE LUXEMBOURG S A *W EXP 99/99/999 273K 255K 0
COHERENT CORP COM 537K 7K 0
COMMSCOPE HLDG CO INC COM 310K 252K 0
COMPLETE SOLARIA INC *W EXP 07/31/202 14K 288K 0
COMPOSECURE INC *W EXP 12/27/202 505K 1M 0
CORE SCIENTIFIC INC NEW *W EXP 01/23/202 9M 2M 0
COTY INC COM CL A 654K 65K 0
CRITICAL METALS CORP *W EXP 02/27/202 78K 242K 0
CROWDSTRIKE HLDGS INC CL A 574K 1K 0
CROWN HLDGS INC COM 374K 5K 0
CXAPP INC *W EXP 99/99/999 25K 124K 0
DARLING INGREDIENTS INC COM 674K 18K 0
DAVE & BUSTERS ENTMT INC COM 663K 17K 0
DAYFORCE INC NOTE 0.250% 3/1 12M – 0
DELTA AIR LINES INC DEL COM NEW 579K 12K 0
DELUXE CORP COM 300K 13K 0
DIGIASIA CORP *W EXP 04/02/202 8K 125K 0
DP CAP ACQUISITION CORP I *W EXP 11/08/202 16K 375K 0
DRAGONFLY ENERGY HOLDINGS CO *W EXP 10/07/202 4K 127K 0
DUKE ENERGY CORP NEW NOTE 4.125% 4/1 20M – 0
EATON VANCE MUN BD FD COM 863K 82K 0
ECARX HOLDINGS INC *W EXP 99/99/999 21K 785K 0
ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 6K 250K 0
EDISON INTL COM 519K 7K 0
EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 2K 1M 0
EMERGENT BIOSOLUTIONS INC COM 642K 94K 0
ENCOMPASS HEALTH CORP COM 364K 4K 0
ENVOY MEDICAL INC *W EXP 09/29/202 64K 1M 0
EQUITRANS MIDSTREAM CORP COM 532K 41K 0
ESPERION THERAPEUTICS INC NE COM 158K 71K 0
EVE HLDG INC *W EXP 05/09/202 123K 355K 0
EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 34K 171K 0
EVOLV TECHNOLOGIES HLDNGS IN *W EXP 03/10/202 127K 500K 0
EXCELFIN ACQUISITION CORP *W EXP 10/25/202 9K 229K 0
FIRSTENERGY CORP NOTE 4.000% 5/0 68M – 0
FLUOR CORP NEW COM 327K 8K 0
FOOT LOCKER INC COM 280K 11K 0
FORD MTR CO DEL NOTE 3/1 4M – 0
FORWARD AIR CORP COM 867K 46K 0
FREYR BATTERY INC *W EXP 07/09/202 52K 355K 0
FRONTIER COMMUNICATIONS PARE COM 33M 1M 0
FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 17K 375K 0
FULL HSE RESORTS INC COM 140K 28K 0
GAP INC COM 349K 15K 0
GCM GROSVENOR INC *W EXP 11/17/202 852K 2M 0
GCT SEMICONDUCTOR HLDG INC *W EXP 03/01/202 55K 335K 0
GEN DIGITAL INC COM 356K 14K 0
GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 31K 175K 0
GLOBAL STAR ACQUISITION INC *W EXP 07/15/202 12K 500K 0
GLOBAL STAR ACQUISITION INC RIGHT 06/21/2024 63K 500K 0
GLOBAL TECHNOLGY ACQSTN CORP *W EXP 99/99/999 11K 145K 0
GODADDY INC CL A 395K 3K 0
GOLDEN ARROW MERGER CORP *W EXP 07/31/202 29K 165K 0
GOODYEAR TIRE & RUBR CO COM 606K 53K 0
GORILLA TECHNOLOGY GROUP INC *W EXP 99/99/999 17K 339K 0
GP-ACT III ACQUISITION CORP UNIT 99/99/9999 5M 500K 0
GRAF GLOBAL CORP UNIT 05/31/2032 6M 600K 0
GRANITE CONSTR INC COM 5M 73K 0
GREEN PLAINS INC NOTE 2.250% 3/1 4M – 0
GRIID INFRASTRUCTURE INC *W EXP 12/29/202 73K 1M 0
GRINDR INC *W EXP 11/18/202 2M 507K 0
GUARDANT HEALTH INC NOTE 11/1 181M – 0
GULFPORT ENERGY CORP COMMON SHARES 265K 2K 0
HAGERTY INC *W EXP 12/02/202 2M 1M 0
HANESBRANDS INC COM 578K 117K 0
HAYMAKER ACQUISITION CORP IV CLASS A 3M 300K 0
HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 27K 150K 0
HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 13K 250K 0
HEICO CORP NEW CL A 76M 426K 0
HELIX ENERGY SOLUTIONS GRP I COM 318K 27K 0
HERC HLDGS INC COM 673K 5K 0
HESS MIDSTREAM LP CL A SHS 343K 9K 0
HILTON WORLDWIDE HLDGS INC COM 482K 2K 0
HOLDCO NUVO GROUP D G LTD *W EXP 05/01/202 12K 406K 0
HYCROFT MINING HOLDING CORP *W EXP 05/29/202 1K 79K 0
IHEARTMEDIA INC COM CL A 2M 2M 0
IMMATICS N.V *W EXP 07/01/202 2M 832K 0
INFINERA CORP NOTE 2.500% 3/0 3M – 0
INFLECTION PT ACQUISITN CRP CL A ORD SHS 11M 1M 0
INFLECTION PT ACQUISITN CRP *W EXP 08/31/202 49K 500K 0
INSMED INC NOTE 0.750% 6/0 8M – 0
INSTALLED BLDG PRODS INC COM 439K 2K 0
INTERDIGITAL INC NOTE 3.500% 6/0 6M – 0
INTUITIVE MACHINES INC *W EXP 99/99/999 178K 266K 0
INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 25K 400K 0
IONIS PHARMACEUTICALS INC NOTE 4/0 4M – 0
IQVIA HLDGS INC COM 635K 3K 0
IRIS ACQUISITION CORP *W EXP 02/28/202 9K 188K 0
IRON HORSE ACQUISITIONS CORP COM 503K 50K 0
IRON HORSE ACQUISITIONS CORP *W EXP 99/99/999 2K 50K 0
IRON HORSE ACQUISITIONS CORP RIGHT 99/99/9999 13K 50K 0
IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 4M – 0
ISHARES BITCOIN TR SHS 203M 6M 0
ISHARES TR IBOXX HI YD ETF 169M 2M 0
IX ACQUISITION CORP *W EXP 07/31/202 60K 672K 0
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 53K 562K 0
JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 45M – 0
JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 3M – 0
KATAPULT HOLDINGS INC *W EXP 06/09/202 10K 686K 0
KB HOME COM 360K 5K 0
KEEN VISION ACQUISITION CORP SHS 1M 100K 0
KEEN VISION ACQUISITION CORP *W EXP 03/15/202 6K 100K 0
KENNEDY-WILSON HOLDINGS INC COM 657K 68K 0
KERNEL GROUP HOLDINGS INC *W EXP 99/99/999 111K 928K 0
KOHLS CORP COM 372K 16K 0
LAMB WESTON HLDGS INC COM 519K 6K 0
LANDSEA HOMES CORP COM 670K 73K 0
LEDDARTECH HLDGS INC *W EXP 12/21/202 5K 149K 0
LEVI STRAUSS & CO NEW CL A COM STK 244K 13K 0
LGI HOMES INC COM 274K 3K 0
LIBERTY BROADBAND CORP COM SER A 85M 2M 0
LIBERTY BROADBAND CORP COM SER C 339M 6M 0
LIBERTY MEDIA CORP DEL COM LBTY LIV S A 11M 286K 0
LIBERTY MEDIA CORP DEL COM LBTY SRM S C 122M 5M 0
LIBERTY MEDIA CORP DEL COM LBTY SRM S A 6M 277K 0
LIFEZONE METALS LIMITED *W EXP 07/05/202 42K 91K 0
LIONHEART HOLDINGS UNIT 99/99/9999 2M 250K 0
LIVONGO HEALTH INC NOTE 0.875% 6/0 35M – 0
LOTUS TECHNOLOGY INC *W EXP 02/22/202 34K 92K 0
LOUISIANA PAC CORP COM 608K 7K 0
M/I HOMES INC COM 475K 4K 0
MARRIOTT VACATIONS WORLDWIDE COM 432K 5K 0
MEDICAL PPTYS TRUST INC COM 415K 96K 0
MGP INGREDIENTS INC NEW NOTE 1.875%11/1 4M – 0
MOLINA HEALTHCARE INC COM 531K 2K 0
MOOG INC CL A 303K 2K 0
MOOLEC SCIENCE SA *W EXP 12/30/202 17K 338K 0
MORINGA ACQUISITION CORP *W EXP 02/22/202 22K 242K 0
MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 13K 150K 0
MR COOPER GROUP INC COM 341K 4K 0
MURANO GLOBAL INVTS PLC *W EXP 03/19/202 13K 80K 0
NABORS ENERGY TRANSITION COR CL A 16M 2M 0
NABORS ENERGY TRANSITION COR *W EXP 09/01/202 79K 750K 0
NCR VOYIX CORPORATION COM 263K 21K 0
NEW HORIZON AIRCRAFT LTD *W EXP 99/99/999 4K 225K 0
NEW MTN FIN CORP NOTE 7.500%10/1 4M – 0
NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 8K 167K 0
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 520K 19K 0
NVNI GROUP LIMITED *W EXP 11/01/202 12K 506K 0
OCA ACQUISITION CORP *W EXP 01/14/202 26K 229K 0
OCCIDENTAL PETE CORP *W EXP 08/03/202 27M 647K 0
OMNIAB INC *W EXP 99/99/999 179K 440K 0
ON SEMICONDUCTOR CORP COM 4M 52K 0
ONEMAIN HLDGS INC COM 432K 9K 0
ONYX ACQUISITION CO I *W EXP 11/30/202 6K 225K 0
OPEN TEXT CORP COM 419K 14K 0
ORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 4M – 0
PACIRA BIOSCIENCES INC NOTE 0.750% 8/0 4M – 0
PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 14K 300K 0
PARAMOUNT GLOBAL CLASS B COM 2M 150K 0
PARK HOTELS & RESORTS INC COM 458K 31K 0
PARK-OHIO HLDGS CORP COM 298K 12K 0
PAYONEER GLOBAL INC *W EXP 99/99/999 227K 1M 0
PAYSAFE LIMITED *W EXP 03/30/202 20K 820K 0
PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 18K 400K 0
PEDIATRIX MEDICAL GROUP INC COM 687K 91K 0
PENNYMAC FINL SVCS INC NEW COM 360K 4K 0
PENSKE AUTOMOTIVE GRP INC COM 626K 4K 0
PERCEPTION CAPITAL CORP IV *W EXP 99/99/999 11K 199K 0
PITNEY BOWES INC COM 292K 57K 0
PONO CAP TWO INC *W EXP 99/99/999 14K 180K 0
PPL CAP FDG INC NOTE 2.875% 3/1 45M – 0
PROJECT ENERGY REIMAGINED AC *W EXP 99/99/999 49K 612K 0
PROS HOLDINGS INC NOTE 2.250% 9/1 4M – 0
PSYENCE BIOMEDICAL LTD *W EXP 01/25/202 4K 273K 0
PTC INC COM 532K 3K 0
PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 18K 325K 0
RANGE RES CORP COM 639K 19K 0
RAYONIER ADVANCED MATLS INC COM 671K 123K 0
REDWIRE CORPORATION *W EXP 05/27/202 260K 203K 0
RESERVOIR MEDIA INC *W EXP 08/26/202 856K 704K 0
ROBLOX CORP CL A 217K 6K 0
ROCKET COS INC COM CL A 282K 21K 0
ROTH CH ACQUISITION V CO *W EXP 12/10/202 13K 250K 0
RYMAN HOSPITALITY PPTYS INC COM 421K 4K 0
SEMTECH CORP NOTE 1.625%11/0 4M – 0
SENSATA TECHNOLOGIES HLDG PL SHS 659K 18K 0
SERVICE CORP INTL COM 232K 3K 0
SILVERBOX CORP III COM CL A 7M 700K 0
SILVERBOX CORP III *W EXP 02/28/202 29K 200K 0
SIX FLAGS ENTMT CORP NEW COM 391K 12K 0
SLAM CORP *W EXP 99/99/999 72K 324K 0
SOUTHWESTERN ENERGY CO COM 655K 97K 0
SPDR S&P 500 ETF TR TR UNIT 544M 1M 0
SPDR S&P 500 ETF TR TR UNIT 259M 475K 0
SPDR S&P 500 ETF TR TR UNIT 1B 2M 0
SPECTAIRE HLDGS INC *W EXP 10/17/202 11K 250K 0
SPECTRAL AI INC *W EXP 99/99/999 24K 141K 0
SPRING VALLEY ACQUISTN CORP CLASS A ORD 4M 400K 0
SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 27K 299K 0
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 72K 600K 0
SRIVARU HOLDING LIMITED *W EXP 12/08/202 3K 244K 0
STERICYCLE INC COM 560K 10K 0
SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 4M – 0
SUMMIT MATLS INC CL A 624K 17K 0
SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 4M – 0
SYNAPTICS INC COM 318K 4K 0
TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 18K 155K 0
TELADOC HEALTH INC NOTE 1.250% 6/0 30M – 0
TELEFLEX INCORPORATED COM 422K 2K 0
TEREX CORP NEW COM 578K 11K 0
TEVOGEN BIO HLDGS INC *W EXP 02/14/202 5K 250K 0
THE LION ELECTRIC COMPANY *W EXP 12/16/202 528K 3M 0
TILRAY BRANDS INC COM 4M 2M 0
TORTOISEECOFIN ACQUISITION C SHS CL A 9M 800K 0
TORTOISEECOFIN ACQUISITION C *W EXP 07/22/202 21K 123K 0
TRANSDIGM GROUP INC COM 272K 213 0
TRANSMEDICS GROUP INC NOTE 1.500% 6/0 7M – 0
TRANSOCEAN INC DEB 4.000%12/1 30M – 0
TRUMP MEDIA & TECHNOLOGY GRO COM 819K 25K 0
TUTOR PERINI CORP COM 280K 13K 0
TWILIO INC CL A 596K 10K 0
UNDER ARMOUR INC CL A 85K 13K 0
UNITED AIRLS HLDGS INC COM 469K 10K 0
UNITED NAT FOODS INC COM 661K 50K 0
UNITED RENTALS INC COM 623K 964 0
UPWORK INC NOTE 0.250% 8/1 9M – 0
US FOODS HLDG CORP COM 276K 5K 0
VAST RENEWABLES LIMITED *W EXP 07/01/202 61K 534K 0
VERTIV HOLDINGS CO COM CL A 656K 8K 0
VICARIOUS SURGICAL INC *W EXP 09/17/202 16K 532K 0
VICTORIAS SECRET AND CO COMMON STOCK 1M 66K 0
VISION SENSING ACQUISITION C *W EXP 99/99/999 7K 206K 0
VISTRA CORP COM 505K 6K 0
VIVID SEATS INC *W EXP 10/18/202 90K 122K 0
VOLATO GROUP INC *W EXP 12/04/202 10K 570K 0
W & T OFFSHORE INC COM 667K 311K 0
WARNER MUSIC GROUP CORP COM CL A 606K 20K 0
WAYFAIR INC NOTE 1.000% 8/1 4M – 0
WAYFAIR INC NOTE 3.250% 9/1 5M – 0
WAYFAIR INC NOTE 3.500%11/1 6M – 0
WESCO INTL INC COM 592K 4K 0
WESTROCK COFFEE CO *W EXP 08/29/202 2M 996K 0
WHOLE EARTH BRANDS INC *W EXP 06/25/202 5K 100K 0
WIX COM LTD NOTE 8/1 86M – 0
WOLFSPEED INC NOTE 1.750% 5/0 4M – 0
WOLVERINE WORLD WIDE INC COM 288K 21K 0
WW INTL INC COM 1M 1M 0
XBP EUROPE HOLDINGS INC *W EXP 11/30/202 26K 469K 0
YUM BRANDS INC COM 595K 4K 0
ZALATORIS ACQUISITION CORP *W EXP 99/99/999 13K 371K 0
ZAPATA COMPUTING HLDGS INC *W EXP 02/14/202 4K 102K 0
ZEO ENERGY CORP *W EXP 03/13/202 10K 200K 0
ZOOMCAR HLDGS INC *W EXP 05/31/202 3K 217K 0