ATLANTIC EQUITIES LLP
Adviser information for ATLANTIC EQUITIES LLP last updated from Form ADV on May 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 6 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 2 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 165 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 177 |
| No. of Non-U.S. Clients | 98 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | PUBLISHED RESEARCH REPORTS ON SECURITIES |
|---|---|
| Compensation | Fixed feesCommissions |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-64505 |
|---|---|
| SEC ERA File Number | 801-64505 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135915 |
| Legal Entity Identifier | 213800327M9B4D9S1553 |
Principal Office
25 COPTHALL AVENUELONDON
United Kingdom
Monday - Friday, 08:00 TO 18:00
Tel: 011-44-207-382-2900, Fax: 011-44-207-382-2901
Chief Compliance Officer
HAMILTON FABER
CHIEF COMPLIANCE OFFICER
25 COPTHALL AVENUE
LONDON
United Kingdom
Tel:
011-44-207-382-2904
Fax:
011-44-207-382-2901
H******@********************M
(Full email address available in API data)
Regulatory Contact
SIMON ROGERS
COMPLIANCE MANAGER
25 COPTHALL AVENUE
LONDON
United Kingdom
Tel:
011-44-7827-983835
S*******@********************M
(Full email address available in API data)
Industry Affiliates
| ATLANTIC EQUITIES DEUTSCHLAND GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIDDLETON, CHRISTOPHER, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER, DESIGNATED MEMBER | 09/2003 | 25-50% |
| MCNALLY, MARKUS | Individual | – | MEMBER | 09/2003 | 10-25% |
| FABER, HAMILTON, STUART | Individual | – | CHIEF COMPLIANCE OFFICER, DESIGNATED MEMBER | 09/2003 | 5-10% |
| BEAVER CAPITAL LIMITED | Foreign Entity | – | MEMBER | 05/2003 | 10-25% |
| TAYLOR, CHRISTOPHER, CHARLES | Individual | BEAVER CAPITAL LIMITED | STOCKHOLDER | 06/2000 | 50-75% |
| TAYLOR, JENNIFER, DIANNE | Individual | BEAVER CAPITAL LIMITED | STOCKHOLDER | 06/2000 | 25-50% |
| DELLA-PORTA, RUPERT, JAMES | Individual | – | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DESIGNATED MEMBER | 01/2008 | < 5% |