OIA LTD
Adviser information for OIA LTD last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | British Virgin Islands |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $810,000 |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $810,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $810,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-64510 |
|---|---|
| SEC ERA File Number | 801-64510 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136174 |
| Legal Entity Identifier | None |
Principal Office
BRIDGEWATER HOUSEBELMONT PARK, WEST END
TORTOLA
British Virgin Islands
Monday - Friday, 9.00-5.00
Tel: 284-542 0715, Fax: N/A
Websites
Chief Compliance Officer
JAMES L. BRIDGEWATER
CCO
PO BOX 3838
SEA COWS BAY
TORTOLA
British Virgin Islands
Tel:
284 542 0715
Fax:
N/A
J****@****************************M
(Full email address available in API data)
Regulatory Contact
J BRIDGEWATER
DIRECTOR
LITTLE APPLE BAY
WEST END
British Virgin Islands
Tel:
2845420715
Fax:
N/A
J****@****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRIDGEWATER, JAMES, LIONEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2005 | > 75% |