LAPIDES ASSET MANAGEMENT, LLC
Adviser information for LAPIDES ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 8 | $204.6M |
Non-Discretionary | 0 | $0 |
Total | 8 | $204.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 6 | $89.1M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $115.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 56 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
500 WEST PUTNAM AVENUESUITE 400
GREENWICH
CT
United States
Monday - Friday, 9AM-5PM
Tel: 203-422-7202, Fax: None
Websites
Chief Compliance Officer
JAMES F. BETZ
CHIEF OPERATING OFFICER
500 WEST PUTNAM AVENUE
SUITE 400
GREENWICH
CT
United States
Tel:
203-422-7202
J*@*************M
(Full email address available in API data)
Regulatory Contact
ANNE SELKOVITS
COMPLIANCE ASSOCIATE
500 WEST PUTNAM AVENUE
SUITE 400
GREENWICH
CT
United States
Tel:
203-422-7202
C*********@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
DOVETAIL EQUITY PARTNERS, L.P. | Hedge Fund | $7.9M | $0.3M | 14 |
EINBEITA PARTNERS, L.P. | Hedge Fund | $17.0M | $0.5M | 17 |
MICROLAM PARTNERS, L.P. | Hedge Fund | $12.4M | $0.5M | 15 |
TI BOUCHON PARTNERS, L.P. | Hedge Fund | $1.6M | $0.5M | 1 |
TUCEK PARTNERS, L.P. | Hedge Fund | $39.3M | $0.1M | 61 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WILSON, STEVEN, MARK | Individual | – | MANAGING MEMBER | 06/2005 | > 75% |
BETZ, JAMES, FRANCIS | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2006 | < 5% |
PELLEGRINO-FRANCIS, ANTOINETTE | Individual | – | VICE PRESIDENT OF ADMINSTRATION/CLIENT RELATIONS | 01/2011 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 4th, 2023 for period ending June 30th, 2023
Name | Class | Value $USD | # Shares | Private Fund |
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Ardagh Metal Packaging SA | COM | 200K | 53K | – |
Arrow Electronics Inc | COM | 2M | 16K | – |
AudioCodes Ltd | COM | 2M | 188K | – |
Ball Corp | COM | 611K | 11K | – |
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Bigcommerce Holdings Inc Ser 1 | COM | 2M | 195K | – |
Blackline Inc | COM | 1M | 22K | – |
Ciena Corp New | COM | 2M | 55K | – |
Comtech Telecom Corp | COM | 127K | 14K | – |
Crown Holdings Inc | COM | 1M | 14K | – |
CSG Systems Intl Inc | COM | 2M | 40K | – |
DENTSPLY Sirona Inc | COM | 5M | 128K | – |
Dxc Technology Co | COM | 4M | 157K | – |
Element Solutions Inc | COM | 2M | 128K | – |
Euronet Worldwide Inc | COM | 8M | 67K | – |
FMC Corp New | COM | 261K | 3K | – |
Franklin Covey Co | COM | 4M | 83K | – |
Frontdoor Inc | COM | 2M | 66K | – |
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Magnite Inc | COM | 2M | 172K | – |
NCR Corp | COM | 4M | 144K | – |
NetApp Inc | COM | 3M | 34K | – |
Pubmatic Inc Cl A | COM | 2M | 88K | – |
Qiagen NV | COM | 1M | 32K | – |
Sensata Technologies Holding P | COM | 4M | 96K | – |
Stride Inc | COM | 4M | 99K | – |
Summit Materials Inc Cl A | COM | 2M | 61K | – |
Teleflex Incorporated | COM | 1M | 6K | – |
Tetra Tech Inc | COM | 1M | 8K | – |
Toast Inc Cl A | COM | 2M | 84K | – |
Universal Electronics Inc | COM | 3M | 334K | – |
Verint Systems Inc | COM | 4M | 116K | – |
VF Corp | COM | 2M | 116K | – |
Westrock Co | COM | 3M | 110K | – |
Xperi Inc Common Stock | COM | 5M | 347K | – |
Criteo SA Spons ADS | ADR | 7M | 199K | – |
Grifols SA Sp ADR Rep B Nvt | ADR | 2M | 170K | – |
iShares Russell 2000 ETF | UIU | 7M | 38K | – |