COOK PINE CAPITAL LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	5	$317.2M
Non-Discretionary	2	$92.0M
Total	7	$409.2M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	<5	$93.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	2	$260.3M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$55.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	5
No. of Non-U.S. Clients	40
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number	801-64533
SEC ERA File Number	801-64533
SEC CIK Numbers	None
SEC CRD Numbers	134911
Legal Entity Identifier	None

Principal Office

2 SOUND VIEW DRIVE
SECOND FLOOR
GREENWICH
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic