IWP WEALTH MANAGEMENT LLC
Adviser information for IWP WEALTH MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $217.8M |
| Non-Discretionary | 53 | $3.4B |
| Total | 66 | $3.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4 | $1.7M |
| HNW Individuals | 58 | $3.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $13.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-64549 |
|---|---|
| SEC ERA File Number | 801-64549 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136314 |
| Legal Entity Identifier | None |
Principal Office
2719 E. 3RD AVENUEDENVER
CO
United States
Monday - Friday, 9AM TO 5PM
Tel: 720-328-9700, Fax: 303-800-9114
Chief Compliance Officer
CHRISTOPHER HUNTER
CHIEF LEGAL OFFICER
2719 E. 3RD AVENUE
DENVER
CO
United States
Tel:
727-710-3722
C******@********M
(Full email address available in API data)
Regulatory Contact
STEPHANIE BOWERS
PRINCIPAL
2719 E. 3RD AVENUE
DENVER
CO
United States
Tel:
720-524-3840
S********@********M
(Full email address available in API data)
Industry Affiliates
| EPIC FUNDS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| IWP FUND MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLHOIT, CHARLES, ALEXANDER | Individual | – | PRESIDENT | 07/2005 | 50-75% |
| WARD, TAMARA, JEAN | Individual | – | PRINCIPAL | 01/2011 | 5-10% |
| BOWERS, STEPHANIE, LYNN | Individual | – | PRINCIPAL | 09/2011 | 5-10% |
| MCCABE, KEVIN, MICHAEL | Individual | – | PRINCIPAL | 01/2012 | 5-10% |
| Custer, Paul | Individual | – | DIRECTOR OF ACCOUNTING | 01/2021 | < 5% |
| LARUE, DARRYL, EDWIN | Individual | – | CHIEF OPERATING OFFICER | 09/2018 | 5-10% |
| HUNTER, CHRISTOPHER, JON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | 5-10% |
| ARMSTRONG, JERREL, LEE | Individual | – | DIRECTOR OF INVESTMENTS | 04/2021 | 5-10% |