NORTH BERKELEY WEALTH MANAGEMENT, LLC
Adviser information for NORTH BERKELEY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,433 | $601.9M |
| Non-Discretionary | 32 | $11.2M |
| Total | 1,465 | $613.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131,146 | $45.8M |
| HNW Individuals | 230 | $547.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.6M |
| Charitable organizations | 6 | $11.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-64572 |
|---|---|
| SEC ERA File Number | 801-64572 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136431 |
| Legal Entity Identifier | None |
Principal Office
1820 SOLANO AVESUITE C1
BERKELEY
CA
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 510-528-5820, Fax: 510-528-0711
Websites
northberkeleywealth.com/
www.facebook.com/northberkeleywealth/
www.instagram.com/northberkeleywealth/
www.linkedin.com/in/jenaregan/
www.linkedin.com/in/matthew-gatt-cfp-%c2%ae-336143a7/
www.linkedin.com/in/james-robert-wilson/
www.linkedin.com/in/briankozelcfp/
www.linkedin.com/in/samwoodbednarz/
www.linkedin.com/in/daniel-smyth-cfp%c2%ae-49487951
www.linkedin.com/in/esg-experts-berkeley/
www.linkedin.com/in/krystalfortner
www.linkedin.com/in/carmettajoyner
www.linkedin.com/company/north-berkeley-wealth
northberkeleywealth.medium.com/
twitter.com/berkeleywealth
www.linkedin.com/in/arianaali/
www.linkedin.com/in/bergerkim/
Chief Compliance Officer
KATHERINE CAMPBELL KING
MANAGING PARTNER
1820 SOLANO AVE
SUITE C1
BERKELEY
CA
United States
Tel:
510-528-5820
Fax:
510-528-0711
K***@**************************M
(Full email address available in API data)
Regulatory Contact
DAN NAKAHARA
BUSINESS MANAGER
1820 SOLANO AVE
SUITE C1
BERKELEY
CA
United States
Tel:
(510) 528-5820
D**@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KING, KATHERINE, CAMPBELL | Individual | – | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | 07/2005 | 50-75% |
| KOZEL, BRIAN, Thomas | Individual | – | MANAGING MEMBER | 01/2017 | 25-50% |
| WOOD-BEDNARZ, SAMUEL, JAMES | Individual | – | MANAGING MEMBER | 01/2021 | 10-25% |