REHMANN FINANCIAL
REHMANN CAPITAL ADVISORY GROUP, LLC Legal Name
Adviser information for REHMANN FINANCIAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 22 |
| Registered State Investment Advisers | 27 |
| Licensed Agents of an Insurance Company | 20 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,982 | $2.7B |
| Non-Discretionary | 290 | $1.1B |
| Total | 5,272 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,472 | $1.1B |
| HNW Individuals | 483 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 339 | $1.2B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $339,000 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 116 | $266.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 44 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSERVICING FEES FROM CUSTODIANS |
Principal Office
4086 LEGACY PARKWAYLANSING
MI
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 517-316-2400, Fax: 517-316-2401
Chief Compliance Officer
NICOLE A. SPITZLEY
CHIEF COMPLIANCE OFFICER
4086 LEGACY PARKWAY
LANSING
MI
United States
Tel:
517-316-2438
Fax:
517-316-2401
N**************@**********M
(Full email address available in API data)
Regulatory Contact
JEANNETTE MONROE
SUPERVISION MANAGER
5070 NORTH HIGHWAY A1A
SUITE 250
VERO BEACH
FL
United States
Tel:
7724921312
Fax:
7722348488
J***************@**********M
(Full email address available in API data)
Industry Affiliates
| REHMANN | Accountant or accounting firm |
| REHMANN FINANCIAL NETWORK, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| REHMANN INSURANCE GROUP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REHMANN FINANCIAL GROUP, LLC | Domestic Entity | – | MEMBER | 01/2001 | > 75% |
| REHMANN | Domestic Entity | THE REHMANN FINANCIAL GROUP, LLC | MEMBER | 01/2001 | 50-75% |
| PAYNE, JOAN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2009 | < 5% |
| PHILLIPS, JEFFREY | Individual | – | CHIEF INVESTMENT OFFICER | 01/2009 | < 5% |
| SPITZLEY, NICOLE, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2014 | < 5% |
| FLOURRY, AMY, E | Individual | – | CHIEF OPERATIONS OFFICER | 01/2015 | < 5% |
| Sullivan, Ryan | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 897K | 10K | – |
| AT&T INC | COM | 893K | 47K | – |
| ABBOTT LABS | COM | 1M | 12K | – |
| ABBVIE INC | COM | 2M | 14K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 218K | 10K | – |
| ACUITY BRANDS INC | COM | 808K | 3K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 1000K | 6K | – |
| ALBEMARLE CORP | COM | 412K | 4K | – |
| ALBERTSONS COS INC | COMMON STOCK | 416K | 21K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 458K | 6K | – |
| ALLIANT ENERGY CORP | COM | 229K | 5K | – |
| ALLISON TRANSMISSION HLDGS I | COM | 591K | 8K | – |
| ALLSTATE CORP | COM | 238K | 1K | – |
| ALPHABET INC | CAP STK CL C | 10M | 52K | – |
| ALPHABET INC | CAP STK CL A | 6M | 33K | – |
| ALPHATEC HLDGS INC | COM NEW | 250K | 24K | – |
| ALTRIA GROUP INC | COM | 1M | 25K | – |
| AMAZON COM INC | COM | 12M | 61K | – |
| AMERICAN ELEC PWR CO INC | COM | 586K | 7K | – |
| AMERICAN EXPRESS CO | COM | 3M | 13K | – |
| AMERICAN TOWER CORP NEW | COM | 266K | 1K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 224K | 2K | – |
| CENCORA INC | COM | 334K | 1K | – |
| AMERIPRISE FINL INC | COM | 240K | 562 | – |
| AMGEN INC | COM | 3M | 8K | – |
| AMPHENOL CORP NEW | CL A | 278K | 4K | – |
| ANALOG DEVICES INC | COM | 386K | 2K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 270K | 5K | – |
| ANSYS INC | COM | 299K | 929 | – |
| ELEVANCE HEALTH INC | COM | 1M | 3K | – |
| APOLLO GLOBAL MGMT INC | COM | 2M | 17K | – |
| APPLE INC | COM | 35M | 168K | – |
| APPLIED MATLS INC | COM | 1M | 6K | – |
| ARCHER DANIELS MIDLAND CO | COM | 805K | 13K | – |
| ARISTA NETWORKS INC | COM | 397K | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 768K | 10K | – |
| ATLASSIAN CORPORATION | CL A | 453K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 871K | 4K | – |
| AUTOZONE INC | COM | 409K | 138 | – |
| BP PLC | SPONSORED ADR | 325K | 9K | – |
| BANK AMERICA CORP | COM | 2M | 42K | – |
| BANK HAWAII CORP | COM | 323K | 6K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 14M | 33K | – |
| BEST BUY INC | COM | 709K | 8K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BLACKSTONE INC | COM | 3M | 21K | – |
| BOEING CO | COM | 2M | 9K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 209K | 1K | – |
| BOSTON SCIENTIFIC CORP | COM | 378K | 5K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 25K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 264K | 9K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 271K | 1K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BUILDERS FIRSTSOURCE INC | COM | 346K | 3K | – |
| CBOE GLOBAL MKTS INC | COM | 202K | 1K | – |
| CBRE GROUP INC | CL A | 479K | 5K | – |
| CDW CORP | COM | 417K | 2K | – |
| THE CIGNA GROUP | COM | 285K | 861 | – |
| CSX CORP | COM | 792K | 24K | – |
| CVS HEALTH CORP | COM | 1M | 20K | – |
| CADENCE DESIGN SYSTEM INC | COM | 519K | 2K | – |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 1M | 52K | – |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 706K | 21K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 416K | 13K | – |
| CAPITAL ONE FINL CORP | COM | 2M | 12K | – |
| CARDINAL HEALTH INC | COM | 286K | 3K | – |
| CARLISLE COS INC | COM | 2M | 5K | – |
| CARRIER GLOBAL CORPORATION | COM | 273K | 4K | – |
| SILA REALTY TRUST INC | COMMON STOC | 590K | 28K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CHEVRON CORP NEW | COM | 3M | 22K | – |
| CINCINNATI FINL CORP | COM | 539K | 5K | – |
| CISCO SYS INC | COM | 3M | 58K | – |
| CINTAS CORP | COM | 590K | 842 | – |
| CITIGROUP INC | COM NEW | 999K | 16K | – |
| COCA COLA CO | COM | 2M | 31K | – |
| COLGATE PALMOLIVE CO | COM | 254K | 3K | – |
| COLUMBIA ETF TR I | DIVERSIFID FXD | 2M | 96K | – |
| COMCAST CORP NEW | CL A | 2M | 44K | – |
| COMERICA INC | COM | 613K | 12K | – |
| COMPASS DIVERSIFIED | SH BEN INT | 236K | 11K | – |
| CONOCOPHILLIPS | COM | 805K | 7K | – |
| CONSOLIDATED EDISON INC | COM | 221K | 2K | – |
| COPART INC | COM | 401K | 7K | – |
| CORTEVA INC | COM | 4M | 68K | – |
| COSTCO WHSL CORP NEW | COM | 6M | 6K | – |
| CRANE COMPANY | COMMON STOCK | 598K | 4K | – |
| CRANE NXT CO | COM | 236K | 4K | – |
| CREDIT ACCEP CORP MICH | COM | 412K | 800 | – |
| CROWDSTRIKE HLDGS INC | CL A | 482K | 1K | – |
| CUMMINS INC | COM | 738K | 3K | – |
| CURTISS WRIGHT CORP | COM | 495K | 2K | – |
| D R HORTON INC | COM | 1M | 8K | – |
| DTE ENERGY CO | COM | 487K | 4K | – |
| DANAHER CORPORATION | COM | 2M | 7K | – |
| DARDEN RESTAURANTS INC | COM | 219K | 1K | – |
| DEERE & CO | COM | 650K | 2K | – |
| DELTA AIR LINES INC DEL | COM NEW | 405K | 9K | – |
| DEVON ENERGY CORP NEW | COM | 463K | 10K | – |
| DEXCOM INC | COM | 271K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 577K | 5K | – |
| DIAMONDBACK ENERGY INC | COM | 288K | 1K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 4M | 109K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 2M | 51K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 536K | 21K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 9M | 153K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 2M | 30K | – |
| DIMENSIONAL ETF TRUST | ULTRASHORT FIXED | 545K | 11K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 2M | 32K | – |
| DIMENSIONAL ETF TRUST | WORLD EQUITY ETF | 279K | 5K | – |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 239K | 10K | – |
| DIMENSIONAL ETF TRUST | GLOBAL SUSTAINA | 332K | 6K | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 241K | 7K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 18M | 562K | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 654K | 19K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 822K | 21K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 4M | 155K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 266K | 10K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 273K | 10K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 634K | 24K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 602K | 22K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 8M | 297K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 1M | 29K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 2M | 57K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 1M | 34K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 425K | 9K | – |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 228K | 6K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 664K | 14K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 3M | 101K | – |
| DISNEY WALT CO | COM | 2M | 20K | – |
| DISCOVER FINL SVCS | COM | 666K | 5K | – |
| DOCUSIGN INC | COM | 454K | 8K | – |
| DOMINION ENERGY INC | COM | 284K | 6K | – |
| DOVER CORP | COM | 1M | 8K | – |
| DOW INC | COM | 4M | 76K | – |
| DUKE ENERGY CORP NEW | COM NEW | 734K | 7K | – |
| DUPONT DE NEMOURS INC | COM | 5M | 67K | – |
| ENI S P A | SPONSORED ADR | 436K | 14K | – |
| EOG RES INC | COM | 334K | 3K | – |
| ETF SER SOLUTIONS | DISTILLATE US | 1M | 27K | – |
| EDWARDS LIFESCIENCES CORP | COM | 725K | 8K | – |
| EMERSON ELEC CO | COM | 587K | 5K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 583K | 36K | – |
| ENPHASE ENERGY INC | COM | 373K | 4K | – |
| ENTEGRIS INC | COM | 372K | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 656K | 23K | – |
| ERIE INDTY CO | CL A | 11M | 30K | – |
| ETSY INC | COM | 367K | 6K | – |
| EXPEDIA GROUP INC | COM NEW | 627K | 5K | – |
| EXXON MOBIL CORP | COM | 4M | 34K | – |
| FS KKR CAP CORP | COM | 653K | 33K | – |
| META PLATFORMS INC | CL A | 5M | 11K | – |
| FEDEX CORP | COM | 1M | 5K | – |
| FIDELITY COVINGTON TRUST | SML MID MLTFCT | 773K | 21K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 5M | 67K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 2M | 12K | – |
| FIDELITY COVINGTON TRUST | MOMENTUM FACTR | 1M | 17K | – |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 1M | 25K | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 322K | 7K | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 3M | 111K | – |
| FIDELITY MERRIMACK STR TR | LTD TRM BD ETF | 381K | 8K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 24M | 523K | – |
| FIDELITY NATL INFORMATION SV | COM | 719K | 10K | – |
| FIFTH THIRD BANCORP | COM | 372K | 10K | – |
| FIRST MERCHANTS CORP | COM | 413K | 12K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 5M | 124K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 2M | 23K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 28M | 678K | – |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 489K | 8K | – |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 422K | 13K | – |
| FIRST TR EXCHANGE-TRADED FD | INTERMEDIATE DUR | 3M | 160K | – |
| FIRST TR EXCHANGE-TRADED FD | LIMITED DURATION | 4M | 210K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 3M | 133K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 432K | 18K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 3M | 57K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 1M | 25K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 230K | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 271K | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 5M | 189K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 15M | 611K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 341K | 10K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 280K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 2M | 51K | – |
| FISERV INC | COM | 874K | 6K | – |
| FIRSTENERGY CORP | COM | 209K | 5K | – |
| FORD MTR CO DEL | COM | 1M | 102K | – |
| FORTINET INC | COM | 263K | 4K | – |
| FORTIVE CORP | COM | 688K | 9K | – |
| GARTNER INC | COM | 291K | 649 | – |
| GENERAL DYNAMICS CORP | COM | 613K | 2K | – |
| GE AEROSPACE | COM NEW | 542K | 3K | – |
| GENERAL MLS INC | COM | 350K | 6K | – |
| GILEAD SCIENCES INC | COM | 638K | 9K | – |
| GSK PLC | SPONSORED ADR | 203K | 5K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 394K | 22K | – |
| GODADDY INC | CL A | 263K | 2K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GRACO INC | COM | 598K | 8K | – |
| GRAINGER W W INC | COM | 302K | 335 | – |
| HCA HEALTHCARE INC | COM | 312K | 971 | – |
| HDFC BANK LTD | SPONSORED ADS | 872K | 14K | – |
| HP INC | COM | 381K | 11K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 1M | 12K | – |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 7M | 214K | – |
| HEALTHPEAK PROPERTIES INC | COM | 703K | 36K | – |
| HEICO CORP NEW | COM | 315K | 1K | – |
| HERSHEY CO | COM | 204K | 1K | – |
| HOME DEPOT INC | COM | 4M | 11K | – |
| HONEYWELL INTL INC | COM | 582K | 3K | – |
| HOULIHAN LOKEY INC | CL A | 231K | 2K | – |
| HUBBELL INC | COM | 609K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 220K | 17K | – |
| ICICI BANK LIMITED | ADR | 313K | 11K | – |
| IDEXX LABS INC | COM | 462K | 949 | – |
| ILLINOIS TOOL WKS INC | COM | 739K | 3K | – |
| INDEPENDENT BK CORP MICH | COM NEW | 378K | 14K | – |
| INTEL CORP | COM | 696K | 22K | – |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 378K | 4K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 919K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 10K | – |
| INTERNATIONAL PAPER CO | COM | 214K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 11M | 22K | – |
| INTUIT | COM | 481K | 731 | – |
| INTUITIVE SURGICAL INC | COM NEW | 778K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 395K | 2K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 7M | 38K | – |
| ISHARES GOLD TR | ISHARES NEW | 7M | 149K | – |
| ISHARES INC | MSCI WORLD ETF | 337K | 2K | – |
| ISHARES INC | JP MORGAN EM ETF | 5M | 146K | – |
| ISHARES INC | MSCI EMERG MRKT | 850K | 15K | – |
| ISHARES INC | MSCI EURZONE ETF | 230K | 5K | – |
| ISHARES TR | CORE S&P TTL STK | 45M | 381K | – |
| ISHARES TR | SELECT DIVID ETF | 1M | 10K | – |
| ISHARES TR | TIPS BD ETF | 407K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 35M | 63K | – |
| ISHARES TR | CORE US AGGBD ET | 16M | 161K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 48K | – |
| ISHARES TR | S&P 500 GRWT ETF | 97M | 1M | – |
| ISHARES TR | NORTH AMERN NAT | 209K | 5K | – |
| ISHARES TR | S&P 500 VAL ETF | 85M | 467K | – |
| ISHARES TR | 20 YR TR BD ETF | 10M | 113K | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 26K | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 37K | – |
| ISHARES TR | RUS MDCP VAL ETF | 1M | 12K | – |
| ISHARES TR | RUS MD CP GR ETF | 2M | 14K | – |
| ISHARES TR | RUS MID CAP ETF | 350K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 6M | 104K | – |
| ISHARES TR | ISHARES BIOTECH | 347K | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 4M | 23K | – |
| ISHARES TR | S&P MC 400GR ETF | 2M | 20K | – |
| ISHARES TR | RUS 1000 GRW ETF | 5M | 14K | – |
| ISHARES TR | RUS 1000 ETF | 3M | 10K | – |
| ISHARES TR | RUS 2000 VAL ETF | 400K | 3K | – |
| ISHARES TR | RUS 2000 GRW ETF | 2M | 9K | – |
| ISHARES TR | RUSSELL 2000 ETF | 4M | 17K | – |
| ISHARES TR | CORE S&P US GWT | 662K | 5K | – |
| ISHARES TR | S&P MC 400VL ETF | 21M | 187K | – |
| ISHARES TR | U.S. TECH ETF | 225K | 1K | – |
| ISHARES TR | U.S. REAL ES ETF | 901K | 10K | – |
| ISHARES TR | U.S. FINLS ETF | 254K | 3K | – |
| ISHARES TR | CORE S&P SCP ETF | 22M | 202K | – |
| ISHARES TR | US CONSM STAPLES | 4M | 64K | – |
| ISHARES TR | SP SMCP600VL ETF | 369K | 4K | – |
| ISHARES TR | S&P SML 600 GWT | 570K | 4K | – |
| ISHARES TR | SHRT NAT MUN ETF | 2M | 20K | – |
| ISHARES TR | AGENCY BOND ETF | 494K | 5K | – |
| ISHARES TR | MSCI ACWI EX US | 234K | 4K | – |
| ISHARES TR | MSCI ACWI ETF | 226K | 2K | – |
| ISHARES TR | EAFE SML CP ETF | 3M | 45K | – |
| ISHARES TR | JPMORGAN USD EMG | 243K | 3K | – |
| ISHARES TR | NATIONAL MUN ETF | 3M | 31K | – |
| ISHARES TR | IBOXX HI YD ETF | 2M | 27K | – |
| ISHARES TR | MBS ETF | 8M | 87K | – |
| ISHARES TR | ISHS 1-5YR INVS | 966K | 19K | – |
| ISHARES TR | 3 7 YR TREAS BD | 7M | 59K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 11K | – |
| ISHARES TR | US AER DEF ETF | 623K | 5K | – |
| ISHARES TR | EAFE VALUE ETF | 240K | 5K | – |
| ISHARES TR | EAFE GRWTH ETF | 4M | 43K | – |
| ISHARES SILVER TR | ISHARES | 431K | 16K | – |
| ISHARES TR | FLTG RATE NT ETF | 271K | 5K | – |
| ISHARES TR | CORE HIGH DV ETF | 2M | 16K | – |
| ISHARES TR | MSCI EAFE MIN VL | 9M | 123K | – |
| ISHARES TR | MSCI USA MIN VOL | 24M | 280K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 415K | 4K | – |
| ISHARES TR | MSCI USA QLT FCT | 315K | 2K | – |
| ISHARES TR | MSCI USA MMENTM | 624K | 3K | – |
| ISHARES TR | CORE MSCI TOTAL | 583K | 9K | – |
| ISHARES TR | CORE MSCI EAFE | 63M | 863K | – |
| ISHARES TR | CORE 1 5 YR USD | 287K | 6K | – |
| ISHARES INC | CORE MSCI EMKT | 19M | 362K | – |
| ISHARES INC | MSCI JPN ETF NEW | 278K | 4K | – |
| ISHARES TR | 0-5YR INVT GR CP | 618K | 13K | – |
| ISHARES TR | CORE TOTAL USD | 572K | 13K | – |
| ISHARES TR | CORE DIV GRWTH | 424K | 7K | – |
| ISHARES TR | CORE MSCI PAC | 373K | 6K | – |
| ISHARES TR | BLACKROCK ULTRA | 225K | 4K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 474K | 19K | – |
| ISHARES TR | ESG AWR MSCI USA | 1M | 10K | – |
| ISHARES TR | MSCI USA SMCP MN | 3M | 71K | – |
| ISHARES TR | ESG AW MSCI EAFE | 249K | 3K | – |
| ISHARES TR | CORE INTL AGGR | 368K | 7K | – |
| ISHARES TR | IBONDS DEC 26 | 335K | 13K | – |
| ISHARES TR | IBONDS DEC 27 | 289K | 12K | – |
| ISHARES TR | IBONDS DEC 25 | 289K | 11K | – |
| ISHARES TR | IBONDS DEC | 411K | 16K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 656K | 7K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 30K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 221K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 250K | 5K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 6M | 121K | – |
| JOHNSON & JOHNSON | COM | 7M | 45K | – |
| KLA CORP | COM NEW | 477K | 583 | – |
| KINDER MORGAN INC DEL | COM | 250K | 13K | – |
| KRAFT HEINZ CO | COM | 1M | 31K | – |
| LABCORP HOLDINGS INC | COM SH | 568K | 3K | – |
| LAM RESEARCH CORP | COM | 929K | 872 | – |
| LAMAR ADVERTISING CO NEW | CL A | 472K | 4K | – |
| LANDSTAR SYS INC | COM | 519K | 3K | – |
| LENNAR CORP | CL A | 250K | 2K | – |
| LIBERTY BROADBAND CORP | COM SER A | 253K | 5K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 373K | 17K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 5K | – |
| LOWES COS INC | COM | 1M | 5K | – |
| MGM RESORTS INTERNATIONAL | COM | 334K | 8K | – |
| MPLX LP | COM UNIT REP LTD | 1M | 24K | – |
| MSC INDL DIRECT INC | CL A | 405K | 5K | – |
| MARATHON PETE CORP | COM | 998K | 6K | – |
| MARSH & MCLENNAN COS INC | COM | 293K | 1K | – |
| MARRIOTT INTL INC NEW | CL A | 257K | 1K | – |
| MARTIN MARIETTA MATLS INC | COM | 216K | 398 | – |
| MARVELL TECHNOLOGY INC | COM | 223K | 3K | – |
| MASCO CORP | COM | 691K | 10K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 8K | – |
| MCDONALDS CORP | COM | 2M | 9K | – |
| MCKESSON CORP | COM | 1M | 2K | – |
| MERCK & CO INC | COM | 4M | 30K | – |
| METLIFE INC | COM | 480K | 7K | – |
| MICROSOFT CORP | COM | 21M | 47K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 312K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 435K | 3K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 791K | 73K | – |
| MONDELEZ INTL INC | CL A | 785K | 12K | – |
| MONSTER BEVERAGE CORP NEW | COM | 273K | 5K | – |
| MOODYS CORP | COM | 3M | 8K | – |
| MORGAN STANLEY | COM NEW | 480K | 5K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1M | 3K | – |
| MURPHY OIL CORP | COM | 211K | 5K | – |
| NATWEST GROUP PLC | SPONS ADR | 492K | 61K | – |
| NETAPP INC | COM | 586K | 5K | – |
| NETFLIX INC | COM | 2M | 3K | – |
| NEXTERA ENERGY INC | COM | 1M | 19K | – |
| NIKE INC | CL B | 509K | 7K | – |
| NORDSON CORP | COM | 850K | 4K | – |
| NORFOLK SOUTHN CORP | COM | 1M | 5K | – |
| NORTHROP GRUMMAN CORP | COM | 340K | 779 | – |
| NOVARTIS AG | SPONSORED ADR | 727K | 7K | – |
| NOVO-NORDISK A S | ADR | 2M | 14K | – |
| NUCOR CORP | COM | 282K | 2K | – |
| NVIDIA CORPORATION | COM | 14M | 114K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 249K | 1K | – |
| ON SEMICONDUCTOR CORP | COM | 233K | 3K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OSHKOSH CORP | COM | 641K | 6K | – |
| OTIS WORLDWIDE CORP | COM | 264K | 3K | – |
| OVINTIV INC | COM | 409K | 9K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 456K | 9K | – |
| PACCAR INC | COM | 249K | 2K | – |
| PALO ALTO NETWORKS INC | COM | 361K | 1K | – |
| PARKER-HANNIFIN CORP | COM | 321K | 634 | – |
| PAYCHEX INC | COM | 944K | 8K | – |
| PAYPAL HLDGS INC | COM | 903K | 16K | – |
| PEPSICO INC | COM | 2M | 15K | – |
| PFIZER INC | COM | 5M | 169K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 10K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 248K | 8K | – |
| PHILLIPS 66 | COM | 294K | 2K | – |
| PIMCO ETF TR | 1-5 US TIP IDX | 502K | 10K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 708K | 8K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 2M | 15K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 5M | 95K | – |
| PIMCO ETF TR | SHTRM MUN BD ACT | 529K | 11K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 334K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 7M | 41K | – |
| PROGRESS SOFTWARE CORP | COM | 481K | 9K | – |
| PROGRESSIVE CORP | COM | 288K | 1K | – |
| PROLOGIS INC. | COM | 253K | 2K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 205K | 3K | – |
| PULTE GROUP INC | COM | 310K | 3K | – |
| QUALCOMM INC | COM | 2M | 10K | – |
| QUEST DIAGNOSTICS INC | COM | 855K | 6K | – |
| RAYMOND JAMES FINL INC | COM | 275K | 2K | – |
| RTX CORPORATION | COM | 892K | 9K | – |
| REGAL REXNORD CORPORATION | COM | 237K | 2K | – |
| REGENERON PHARMACEUTICALS | COM | 663K | 631 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 1M | 6K | – |
| RELIANCE INC | COM | 353K | 1K | – |
| REPUBLIC SVCS INC | COM | 381K | 2K | – |
| ROBERT HALF INC. | COM | 434K | 7K | – |
| ROCKWELL AUTOMATION INC | COM | 322K | 1K | – |
| ROPER TECHNOLOGIES INC | COM | 885K | 2K | – |
| SHELL PLC | SPON ADS | 427K | 6K | – |
| RYANAIR HOLDINGS PLC | SPONSORED ADS | 316K | 3K | – |
| S&P GLOBAL INC | COM | 960K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 10K | – |
| SPDR GOLD TR | GOLD SHS | 4M | 17K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 562K | 15K | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 306K | 5K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 260K | 8K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 1M | 31K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 2M | 21K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 960K | 20K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 20M | 235K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 246K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 2M | 32K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 10M | 158K | – |
| SPDR SER TR | S&P BIOTECH | 459K | 5K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 201K | 3K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 355K | 663 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 6M | 68K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 476K | 10K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 210K | 5K | – |
| SALESFORCE INC | COM | 2M | 6K | – |
| SANOFI | SPONSORED ADR | 649K | 13K | – |
| SAP SE | SPON ADR | 449K | 2K | – |
| SCHWAB CHARLES CORP | COM | 505K | 7K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 582K | 9K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 535K | 8K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 390K | 15K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 238K | 3K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 643K | 17K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 15K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 621K | 8K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 456K | 3K | – |
| SELECT SECTOR SPDR TR | ENERGY | 665K | 7K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 382K | 9K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 19K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 14K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 520K | 8K | – |
| SEMPRA | COM | 201K | 3K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHERWIN WILLIAMS CO | COM | 312K | 1K | – |
| SIMON PPTY GROUP INC NEW | COM | 330K | 2K | – |
| SKYWORKS SOLUTIONS INC | COM | 1M | 12K | – |
| SNAP ON INC | COM | 284K | 1K | – |
| SNOWFLAKE INC | CL A | 235K | 2K | – |
| SOUTHERN CO | COM | 687K | 9K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 758K | 42K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 362K | 16K | – |
| STARBUCKS CORP | COM | 909K | 12K | – |
| STIFEL FINL CORP | COM | 259K | 3K | – |
| STRYKER CORPORATION | COM | 22M | 65K | – |
| SYNOPSYS INC | COM | 753K | 1K | – |
| SYSCO CORP | COM | 1M | 16K | – |
| TJX COS INC NEW | COM | 1000K | 9K | – |
| T-MOBILE US INC | COM | 265K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 4M | 24K | – |
| TARGET CORP | COM | 321K | 2K | – |
| TESLA INC | COM | 3M | 16K | – |
| TEXAS INSTRS INC | COM | 823K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| 3M CO | COM | 317K | 3K | – |
| TOTALENERGIES SE | SPONSORED ADS | 796K | 12K | – |
| TOYOTA MOTOR CORP | ADS | 232K | 1K | – |
| TRAVELERS COMPANIES INC | COM | 280K | 1K | – |
| TRUIST FINL CORP | COM | 319K | 8K | – |
| US BANCORP DEL | COM NEW | 302K | 8K | – |
| UBER TECHNOLOGIES INC | COM | 331K | 5K | – |
| UNILEVER PLC | SPON ADR NEW | 376K | 7K | – |
| UNION PAC CORP | COM | 2M | 7K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 16K | – |
| UNITED RENTALS INC | COM | 223K | 345 | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| VALERO ENERGY CORP | COM | 328K | 2K | – |
| VANECK ETF TRUST | GREEN BOND ETF | 306K | 13K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 1M | 62K | – |
| VANECK ETF TRUST | VANECK SHRT MUNI | 1M | 68K | – |
| VANECK ETF TRUST | LONG MUNI ETF | 274K | 15K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 4M | 47K | – |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 3M | 60K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 1M | 26K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 11M | 59K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 627K | 10K | – |
| VANGUARD WORLD FD | ESG US CORP BD | 443K | 7K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 660K | 6K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 379K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 3M | 48K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 5M | 104K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 13K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 5M | 99K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 6M | 127K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 822K | 7K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 864K | 20K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 961K | 13K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 216K | 693 | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 252K | 3K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 450K | 2K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 433K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 3M | 5K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 16K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 551K | 7K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 866K | 9K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 348K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 24M | 296K | – |
| VEEVA SYS INC | CL A COM | 211K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 425K | 3K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 454K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 484K | 6K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 247K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 4K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 6M | 17K | – |
| VANGUARD INDEX FDS | VALUE ETF | 4M | 25K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 7M | 30K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 19K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 34K | – |
| VERISK ANALYTICS INC | COM | 251K | 929 | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
| VISA INC | COM CL A | 3M | 11K | – |
| WEC ENERGY GROUP INC | COM | 380K | 5K | – |
| WABTEC | COM | 856K | 5K | – |
| WALMART INC | COM | 5M | 78K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 298K | 40K | – |
| WASTE MGMT INC DEL | COM | 1M | 6K | – |
| WELLS FARGO CO NEW | COM | 2M | 30K | – |
| WELLTOWER INC | COM | 238K | 2K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 264K | 801 | – |
| WILLIAMS COS INC | COM | 505K | 12K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 280K | 4K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 541K | 17K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 2M | 36K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 436K | 6K | – |
| YUM BRANDS INC | COM | 966K | 7K | – |
| YUM CHINA HLDGS INC | COM | 280K | 9K | – |
| ZOETIS INC | CL A | 412K | 2K | – |
| AMDOCS LTD | SHS | 1M | 15K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 211K | 8K | – |
| EATON CORP PLC | SHS | 1M | 3K | – |
| ENSTAR GROUP LIMITED | SHS | 489K | 2K | – |
| ICON PLC | SHS | 213K | 680 | – |
| JOHNSON CTLS INTL PLC | SHS | 302K | 5K | – |
| LINDE PLC | SHS | 2M | 5K | – |
| MEDTRONIC PLC | SHS | 1M | 16K | – |
| NORDIC AMERICAN TANKERS LIMI | COM | 209K | 52K | – |
| TRANE TECHNOLOGIES PLC | SHS | 303K | 919 | – |
| CHUBB LIMITED | COM | 1M | 5K | – |
| UBS GROUP AG | SHS | 800K | 27K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 923K | 902 | – |
| FERRARI N V | COM | 262K | 642 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 481K | 5K | – |
| NXP SEMICONDUCTORS N V | COM | 407K | 2K | – |
| QIAGEN NV | SHS NEW | 213K | 5K | – |
| FLEX LTD | ORD | 423K | 14K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 115K | 10K | – |
| BANCO BRADESCO S A | SP ADR PFD NEW | 28K | 13K | – |
| BARCLAYS PLC | ADR | 153K | 14K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 74K | 12K | – |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 36K | 20K | – |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 155K | 14K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 79K | 12K | – |
| GLOBAL X FDS | ALTERNATIVE INCM | 114K | 10K | – |
| HALEON PLC | SPON ADS | 124K | 15K | – |
| ING GROEP N.V. | SPONSORED ADR | 174K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 168K | 11K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 90K | 15K | – |
| LADDER CAP CORP | CL A | 148K | 13K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 81K | 30K | – |
| SIRIUS XM HOLDINGS INC | COM | 49K | 17K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 182K | 14K | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 107K | 12K | – |
| VALE S A | SPONSORED ADS | 165K | 15K | – |