PATHWAY FINANCIAL ADVISORS, LLC
Adviser information for PATHWAY FINANCIAL ADVISORS, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 912 | $783.0M |
| Non-Discretionary | 0 | $0 |
| Total | 912 | $783.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 68 | $36.3M |
| HNW Individuals | 132 | $714.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $32.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING SERVICES ON MATTERS NOT INVOLVING SECURITIES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2 MARKET STREETSOUTH BURLINGTON
VT
United States
Monday - Friday, BY APPOINTMENT
Tel: 802-660-7086, Fax: 866-336-9578
Websites
www.pathwayadvisors.com
www.linkedin.com/company/15932024/
www.linkedin.com/in/ben-rinehart-cfa-phd-8b0a775/
www.linkedin.com/in/alliemhardy/
www.linkedin.com/in/jonathan-smith-cfp%c2%ae-28780a/
www.linkedin.com/in/michaeljschell/
www.linkedin.com/in/allyssakeoughstevens-a3b2374/
www.linkedin.com/in/scott-beaudin-cpa-pfs-cfp%c2%ae-6a039340/
www.linkedin.com/in/jordan-macdougall-10a018201/
Chief Compliance Officer
SCOTT BEAUDIN
MANAGING MEMBER
2 MARKET STREET
SOUTH BURLINGTON
VT
United States
Tel:
802-660-7086
Fax:
866-336-9578
S*******@******************M
(Full email address available in API data)
Industry Affiliates
| SCOTT BEAUDIN, CPA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEAUDIN, SCOTT, ANTHONY | Individual | – | MANAGER (1/2018) & CHIEF COMPLIANCE OFFICER | 05/2003 | > 75% |
| SMITH, JONATHAN, JENNESS | Individual | – | MEMBER | 01/2024 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 742K | 7K | – |
| ABBVIE INC | COM | 529K | 3K | – |
| ADOBE INC | COM | 384K | 692 | – |
| ADVANCED MICRO DEVICES INC | COM | 276K | 2K | – |
| ALPHABET INC | CAP STK CL A | 1M | 7K | – |
| ALPHABET INC | CAP STK CL C | 664K | 4K | – |
| AMAZON COM INC | COM | 915K | 5K | – |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 4M | 47K | – |
| AMGEN INC | COM | 210K | 671 | – |
| ANALOG DEVICES INC | COM | 433K | 2K | – |
| APPLE INC | COM | 4M | 21K | – |
| APPLIED MATLS INC | COM | 522K | 2K | – |
| AUTODESK INC | COM | 204K | 826 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 271K | 1K | – |
| AVERY DENNISON CORP | COM | 253K | 1K | – |
| BANK AMERICA CORP | COM | 406K | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 330K | 811 | – |
| BOEING CO | COM | 390K | 2K | – |
| BROADCOM INC | COM | 1M | 933 | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CBRE GROUP INC | CL A | 215K | 2K | – |
| CENTENE CORP DEL | COM | 318K | 5K | – |
| CHEVRON CORP NEW | COM | 296K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 2M | 23K | – |
| CINTAS CORP | COM | 371K | 530 | – |
| CISCO SYS INC | COM | 273K | 6K | – |
| CLOUGH GLOBAL EQUITY FD | COM | 211K | 30K | – |
| COCA COLA CO | COM | 287K | 5K | – |
| COLLIERS INTL GROUP INC | SUB VTG SHS | 502K | 5K | – |
| COMCAST CORP NEW | CL A | 245K | 6K | – |
| COMMUNITY FINANCIAL SYSTEM I | COM | 670K | 14K | – |
| CONSTELLATION ENERGY CORP | COM | 205K | 1K | – |
| CSX CORP | COM | 211K | 6K | – |
| D R HORTON INC | COM | 271K | 2K | – |
| DEERE & CO | COM | 704K | 2K | – |
| DISNEY WALT CO | COM | 286K | 3K | – |
| DOVER CORP | COM | 206K | 1K | – |
| EA SERIES TRUST | DISCIPLINE FUND | 2M | 84K | – |
| EATON CORP PLC | SHS | 489K | 2K | – |
| EDWARDS LIFESCIENCES CORP | COM | 221K | 2K | – |
| EMERSON ELEC CO | COM | 632K | 6K | – |
| EXXON MOBIL CORP | COM | 583K | 5K | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 197K | 11K | – |
| FLAHERTY & CRUMRINE PFD INCO | COM | 248K | 24K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 8M | 201K | – |
| GALLAGHER ARTHUR J & CO | COM | 545K | 2K | – |
| GENERAL MLS INC | COM | 210K | 3K | – |
| GENWORTH FINL INC | COM SHS | 64K | 11K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 62M | 622K | – |
| GOLDMAN SACHS GROUP INC | COM | 233K | 515 | – |
| HECLA MNG CO | COM | 87K | 18K | – |
| HOME DEPOT INC | COM | 736K | 2K | – |
| HONEYWELL INTL INC | COM | 6M | 28K | – |
| ILLINOIS TOOL WKS INC | COM | 323K | 1K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 2M | 55K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR MAY | 251K | 7K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 209K | 2K | – |
| INTUIT | COM | 571K | 869 | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| ISHARES INC | MSCI GERMANY ETF | 536K | 18K | – |
| ISHARES INC | CORE MSCI EMKT | 235K | 4K | – |
| ISHARES INC | EM MKT SM-CP ETF | 1M | 17K | – |
| ISHARES TR | CORE MSCI EAFE | 201K | 3K | – |
| ISHARES TR | MSCI EAFE MIN VL | 277K | 4K | – |
| ISHARES TR | CORE S&P TTL STK | 1M | 9K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 11K | – |
| ISHARES TR | GLOBAL MATER ETF | 11M | 129K | – |
| ISHARES TR | CORE US AGGBD ET | 825K | 9K | – |
| ISHARES TR | MSCI AC ASIA ETF | 2M | 31K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 30K | – |
| ISHARES TR | RUS MD CP GR ETF | 657K | 6K | – |
| ISHARES TR | U.S. BAS MTL ETF | 2M | 12K | – |
| ISHARES TR | MSCI EAFE ETF | 6M | 76K | – |
| ISHARES TR | CORE S&P SCP ETF | 8M | 74K | – |
| ISHARES TR | S&P SML 600 GWT | 2M | 17K | – |
| ISHARES TR | S&P 500 VAL ETF | 5M | 30K | – |
| ISHARES TR | CORE S&P500 ETF | 719K | 1K | – |
| ISHARES TR | S&P 500 GRWT ETF | 3M | 27K | – |
| ISHARES TR | RUS 1000 VAL ETF | 3M | 15K | – |
| ISHARES TR | RUS 1000 GRW ETF | 825K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 519K | 3K | – |
| ISHARES TR | RUSSELL 3000 ETF | 494K | 2K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 37K | – |
| ISHARES TR | ESG EAFE ETF | 348K | 5K | – |
| ISHARES TR | ESG SCRD S&P MID | 286K | 7K | – |
| ISHARES TR | MSCI INTL QUALTY | 824K | 21K | – |
| ISHARES TR | ESG AWARE MSCI | 362K | 9K | – |
| ISHARES TR | ESG AW MSCI EAFE | 201K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 426K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 210K | 4K | – |
| JOHNSON & JOHNSON | COM | 809K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
| KLA CORP | COM NEW | 227K | 275 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 497K | 2K | – |
| LAM RESEARCH CORP | COM | 836K | 785 | – |
| LAVA THERAPEUTICS NV | SHS | 108K | 60K | – |
| MARATHON PETE CORP | COM | 270K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 253K | 1K | – |
| MATTHEWS ASIA FDS | EMERGING MKT DIS | 475K | 19K | – |
| MATTHEWS INTL FDS | PACIFIC TIGER AC | 4M | 167K | – |
| MCDONALDS CORP | COM | 399K | 2K | – |
| MERCK & CO INC | COM | 281K | 2K | – |
| META PLATFORMS INC | CL A | 911K | 2K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 287K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 418K | 3K | – |
| MICROSOFT CORP | COM | 3M | 7K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 99K | 24K | – |
| MONDELEZ INTL INC | CL A | 265K | 4K | – |
| MONOLITHIC PWR SYS INC | COM | 577K | 702 | – |
| MOODYS CORP | COM | 253K | 600 | – |
| MORGAN STANLEY | COM NEW | 266K | 3K | – |
| NEUBERGER BERMAN ENERGY INFR | COM | 85K | 11K | – |
| NEW YORK CMNTY BANCORP INC | COM | 79K | 24K | – |
| NEXTERA ENERGY INC | COM | 363K | 5K | – |
| NORFOLK SOUTHN CORP | COM | 736K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 255K | 584 | – |
| NOVARTIS AG | SPONSORED ADR | 210K | 2K | – |
| NOVO-NORDISK A S | ADR | 371K | 3K | – |
| NVIDIA CORPORATION | COM | 3M | 24K | – |
| ON SEMICONDUCTOR CORP | COM | 387K | 6K | – |
| OREILLY AUTOMOTIVE INC | COM | 505K | 478 | – |
| PEPSICO INC | COM | 227K | 1K | – |
| PHILIP MORRIS INTL INC | COM | 586K | 6K | – |
| PNC FINL SVCS GROUP INC | COM | 258K | 2K | – |
| POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 612K | 13K | – |
| PROCTER AND GAMBLE CO | COM | 638K | 4K | – |
| PULTE GROUP INC | COM | 205K | 2K | – |
| ROSS STORES INC | COM | 290K | 2K | – |
| SALESFORCE INC | COM | 394K | 2K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 566K | 15K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 382K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 484K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 825K | 9K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 274K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 6K | – |
| SERVICENOW INC | COM | 212K | 269 | – |
| SIMPLIFY EXCHANGE TRADED FUN | US EQT PLS DWNSD | 230K | 7K | – |
| SKECHERS U S A INC | CL A | 251K | 4K | – |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 335K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 14M | 26K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 1M | 41K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 11K | – |
| SUN LIFE FINANCIAL INC. | COM | 213K | 4K | – |
| TESLA INC | COM | 371K | 2K | – |
| TEXAS INSTRS INC | COM | 345K | 2K | – |
| THE BALDWIN INSURANCE GRP IN | COM CL A | 5M | 127K | – |
| TJX COS INC NEW | COM | 608K | 6K | – |
| TRUIST FINL CORP | COM | 461K | 12K | – |
| UNITED PARCEL SERVICE INC | CL B | 487K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 678K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 4K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 763K | 2K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 2M | 12K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 4M | 20K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 45M | 121K | – |
| VANGUARD INDEX FDS | VALUE ETF | 44M | 275K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 19M | 79K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 3M | 15K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 29K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 3M | 59K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 8M | 41K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 682K | 14K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 504K | 3K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 1M | 7K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 224K | 4K | – |
| VICTORY PORTFOLIOS II | CORE INTERMEDIAT | 7M | 141K | – |
| VISA INC | COM CL A | 326K | 1K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 664K | 14K | – |
| YUM BRANDS INC | COM | 795K | 6K | – |