57 STARS LLC

Adviser information for 57 STARS LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12 $4.4B
Non-Discretionary 4 $231.0M
Total 16 $4.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 16 $4.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)NON-DISCRETIONARY ADVISORY SERVICES TO PRIVATE INVESTMENT FUNDS
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-64608
SEC ERA File Number 801-64608
SEC CIK Numbers None
SEC CRD Numbers 135202
Legal Entity Identifier None

Principal Office

1655 FORT MYER DRIVE
SUITE 920
ARLINGTON
VA
United States
Monday - Friday, 9:00-6:00
Tel: 202-824-1600, Fax: 202-824-4300

Chief Compliance Officer

CHARLES D. TOY
CHIEF COMPLIANCE OFFICER
1655 FORT MYER DRIVE
SUITE 920
ARLINGTON
VA
United States
Tel: 202-629-5733
Fax: 202-461-3993
(Full email address available in API data)

Regulatory Contact

MITCHELL FENSTER
CHIEF FINANCIAL OFFICER, ASSOCIATE COMPLIANCE OFFICER
1655 FORT MYER DRIVE
SUITE 920
ARLINGTON
VA
United States
Tel: 202-629-5746
(Full email address available in API data)

Industry Affiliates

57 STARS EMERGING EUROPE GP, LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL INNOVATION FUND 2 GP, LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITIES FUND 2 MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 3 CAYMAN GP, L.P. Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 3 GP (GUARDIAN), LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 3 GP (KIA), L.P. Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 4 CAYMAN GP, L.P. Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 4 GP (CO-INVEST), LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 5 CAYMAN GP, L.P. Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 5 GP - NEXTGEN MOBILITY FUND, LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND 5 GP (IMPACT), LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS GLOBAL OPPORTUNITY FUND GP (NYSCRF), LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS INTERNATIONAL SELECT OPPORTUNITIES FUND, LLC Sponsor, GP, manager of pooled investment vehicles
57 STARS LATIN AMERICA OPPORTUNITY FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
57 STARS EMERGING EUROPE FUND (NYSCRF), L.P. Private Equity Fund $194.9M $100.0M 2
57 STARS GLOBAL INNOVATION FUND 2, L.P. Private Equity Fund $82.4M $1.0M 2
57 STARS GLOBAL OPPORTUNITIES FUND 2 (CALPERS), LLC Private Equity Fund $357.9M $0.5M 2
57 STARS GLOBAL OPPORTUNITIES FUND, LLC Private Equity Fund $65.2M $1.0M 4
57 STARS GLOBAL OPPORTUNITY FUND (NYSCRF), L.P. - EE SERIES Private Equity Fund $58.5M $1.0M 2
57 STARS GLOBAL OPPORTUNITY FUND (NYSCRF), L.P. - GLOBAL CO-INVESTMENT SERIES Private Equity Fund $148.1M $1.0M 2
57 STARS GLOBAL OPPORTUNITY FUND 3 (GUARDIAN), L.P. Private Equity Fund $147.9M $15.0M 4
57 STARS GLOBAL OPPORTUNITY FUND 3 (KIA), L.P. Private Equity Fund $2,832.5M $200.0M 2
57 STARS GLOBAL OPPORTUNITY FUND 3, L.P. Private Equity Fund $245.9M $1.0M 57
57 STARS GLOBAL OPPORTUNITY FUND 4 - CO-INVESTMENT SLEEVE, L.P. Private Equity Fund $4.5M $1.0M 3
57 STARS GLOBAL OPPORTUNITY FUND 4, LP Private Equity Fund $215.0M $1.0M 38
57 STARS GLOBAL OPPORTUNITY FUND 5 - NEXTGEN MOBILITY FUND, L.P. - TRANSPORTATION SERIES Private Equity Fund $23.8M $1.0M 3
57 STARS GLOBAL OPPORTUNITY FUND 5, L.P. Private Equity Fund $134.7M $1.0M 2
57 STARS GOF 5 - DIRECT IMPACT MASTER, L.P. Private Equity Fund $50.3M $1.0M 3
57 STARS LATIN AMERICA OPPORTUNITY FUND, L.P. Private Equity Fund $21.5M $5.0M 5

Control Persons

Name Type Entity Title Since Ownership
57 STARS HOLDINGS LP Domestic Entity MEMBER 04/2005 > 75%
COWAN, STEVEN, JONAS Individual 57 STARS HOLDINGS LP MEMBER 04/2005
POHREN, EUGENE, VINCENT Individual 57 STARS HOLDINGS LP MEMBER 04/2005
COWAN, STEVEN, JONAS Individual MANAGING DIRECTOR 04/2005 < 5%
POHREN, EUGENE, VINCENT Individual MANAGING DIRECTOR 04/2005 < 5%
ONEILL, STEPHEN, HUMBERT Individual MANAGING DIRECTOR 04/2005 < 5%
ONEILL, STEPHEN, HUMBERT Individual 57 STARS HOLDINGS LP MEMBER 04/2005
FENSTER, MITCHELL, DARRIN Individual CHIEF FINANCIAL OFFICER AND ASSOCIATE COMPLIANCE OFFICER 12/2010 < 5%
TOY, CHARLES, DAVID Individual MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER 04/2008 < 5%
57 STARS LLC Domestic Entity MEMBER, 57 STARS INTERNATIONAL ADVISORS, LLC 04/2007 > 75%
57 STARS LLC Domestic Entity MEMBER, 57 STARS GLOBAL OPPORTUNITIES FUND 2 ADVISOR, LLC 05/2008 > 75%
57 STARS LLC Domestic Entity MEMBER, 57 STARS EMERGING EUROPE ADVISOR, LLC 03/2009 > 75%
57 STARS HOLDINGS LP Domestic Entity 57 STARS LLC MEMBER 04/2005

No. Employees, Historic

3015020202021202220232024202522 on 3/27/202022 on 3/26/202122 on 9/27/202122 on 9/27/202122 on 11/1/202122 on 3/28/202222 on 7/24/202222 on 3/20/202323 on 3/1/2024

RAUM, Historic

5B3B02020202120222023202420253577460544 on 3/27/20203870715121 on 3/26/20213870715121 on 9/27/20213870715121 on 9/27/20213870715121 on 11/1/20214722477324 on 3/28/20224722477324 on 7/24/20224722137952 on 3/20/20234583048182 on 3/1/2024

No. Clients, Historic

2010020202021202220232024202511 on 3/27/202013 on 3/26/202114 on 9/27/202114 on 9/27/202114 on 11/1/202114 on 3/28/202214 on 7/24/202216 on 3/20/202316 on 3/1/2024