FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC
Adviser information for FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 188 | $268.7M |
| Non-Discretionary | 0 | $0 |
| Total | 188 | $268.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $5.8M |
| HNW Individuals | 66 | $251.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $8.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-64611 |
|---|---|
| SEC ERA File Number | 801-64611 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136069 |
| Legal Entity Identifier | None |
Principal Office
1120 AVENUE OF THE AMERICAS4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 800-628-3812, Fax: 212-626-2698
Websites
Chief Compliance Officer
VERONICA J. PEREZ
CHIEF COMPLIANCE OFFICER
1120 AVENUE OF THE AMERICAS
4TH FLOOR
NEW YORK
NY
United States
Tel:
212-626-2695
Fax:
212-626-2698
P*****@*****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER M. GOTTSCHO
MANAGING MEMBER, PRESIDENT
1010 EDNAM CENTER
SUITE 211
CHARLOTTESVILLE
VA
United States
Tel:
212-626-2697
G********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOTTSCHO, CHRISTOPHER, MARTIN | Individual | – | MANAGING MEMBER, PRESIDENT | 06/2005 | > 75% |
| PEREZ, VERONICA, JANET | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2013 | < 5% |