RETIREMENT RESOURCES INVESTMENT CORPORATION
Adviser information for RETIREMENT RESOURCES INVESTMENT CORPORATION last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 186 | $109.8M |
| Non-Discretionary | 75 | $1.6B |
| Total | 261 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $25.6M |
| HNW Individuals | 40 | $99.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $1.5B |
| Charitable organizations | <5 | $87,333 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $382,151 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 109.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ADVISOR -- A/K/A RR-MAP | RETIREMENT RESOURCES |
Identifiers
| SEC RIA File Number | 801-64658 |
|---|---|
| SEC ERA File Number | 801-64658 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 47723 |
| Legal Entity Identifier | None |
Principal Office
100 CORPORATE PLACEPEABODY
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 978-536-9000, Fax: 978-535-7777
Chief Compliance Officer
PATRICK MCGINN
PRESIDENT
100 CORPORATE PLACE
PEABODY
MA
United States
Tel:
978-536-9000
Fax:
978-535-7777
P******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHILLIPS, JAMES, FRANKLIN | Individual | – | VICE PRESIDENT | 03/2022 | < 5% |
| MCGINN, PATRICK, P | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2022 | > 75% |