O'ROURKE & COMPANY, INCORPORATED
Adviser information for O'ROURKE & COMPANY, INCORPORATED last updated from Form ADV on December 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 693 | $406.1M |
| Non-Discretionary | 17 | $6.0M |
| Total | 710 | $412.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 82 | $53.7M |
| HNW Individuals | 93 | $340.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $17.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 46 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-64660 |
|---|---|
| SEC ERA File Number | 801-64660 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132481 |
| Legal Entity Identifier | None |
Principal Office
84 STATE STREETSUITE 840
BOSTON
MA
United States
Monday - Friday, 8:30 TO 5:00
Tel: 617-482-4200, Fax: 617-482-4202
Chief Compliance Officer
BRIAN O'ROURKE
PRESIDENT
84 STATE STREET
SUITE 840
BOSTON
MA
United States
Tel:
617-482-4200
Fax:
617-482-4202
B*******@*****************M
(Full email address available in API data)
Regulatory Contact
BARBARA VIGNEAUX
OFFICE MANAGER
84 STATE STREET
SUITE 840
BOSTON
MA
United States
Tel:
617-482-4200
Fax:
617-482-4202
B********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OROURKE, BRIAN, CHRISTOPHER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/1987 | > 75% |