STIEVEN CAPITAL ADVISORS, L.P.

Adviser information for STIEVEN CAPITAL ADVISORS, L.P. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $564.5M
Non-Discretionary 0 $0
Total 2 $564.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $564.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-64668
SEC ERA File Number 801-64668
SEC CIK Numbers 1388279
SEC CRD Numbers 136106
Legal Entity Identifier None

Principal Office

12412 POWERSCOURT DRIVE
SUITE 250
ST. LOUIS
MO
United States
Monday - Friday, 8 AM - 5 PM
Tel: 314-779-2420, Fax: 314-856-9996

Chief Compliance Officer

MARK JOSEPH ROSS
CHIEF ADMINISTRATIVE OFFICER, MANAGING DIRECTOR
12412 POWERSCOURT DRIVE
SUITE 250
ST. LOUIS
MO
United States
Tel: 314-779-2452
Fax: 314-856-9996
(Full email address available in API data)

Industry Affiliates

STIEVEN CAPITAL GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
STIEVEN FINANCIAL INVESTORS, L.P. Hedge Fund $501.6M $1.0M 159
STIEVEN FINANCIAL OFFSHORE INVESTORS, LTD. Hedge Fund $63.0M $1.0M 17

Control Persons

Name Type Entity Title Since Ownership
STIEVEN, JOSEPH, ALBERT Individual CHAIRMAN & CHIEF EXECUTIVE OFFICER 06/2005 > 75%
STIEVEN CAPITAL ADVISORS GP, LLC Domestic Entity GENERAL PARTNER 06/2005 < 5%
STIEVEN, JOSEPH, ALBERT Individual STIEVEN CAPITAL ADVISORS GP, LLC MANAGING MEMBER 06/2005 > 75%
COVINGTON, STEPHEN, LEON Individual MANAGING DIRECTOR, PORTFOLIO MANAGER 11/2005 < 5%
STIEVEN, JOSEPH, ALBERT Individual MANAGING MEMBER, STIEVEN CAPITAL GP, LLC 06/2005 > 75%
ROSS, MARK, JOSEPH Individual CHIEF COMPLIANCE OFFICER, CHIEF ADMINISTRATIVE OFFICER, MANAGING DIRECTOR 07/2015 < 5%

No. Employees, Historic

105020202021202220232024202510 on 3/13/20208 on 3/12/20218 on 3/11/20228 on 3/22/20238 on 3/19/2024

RAUM, Historic

900M450M0202020212022202320242025674916443 on 3/13/2020625602888 on 3/12/2021833522305 on 3/11/2022639898760 on 3/22/2023564525176 on 3/19/2024

No. Clients, Historic

10502020202120222023202420252 on 3/13/20202 on 3/12/20212 on 3/11/20222 on 3/22/20232 on 3/19/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABACUS LIFE INC CL A 3M 325K
AXOS FINANCIAL INC COM 19M 328K
BANCORP INC DEL COM 1M 35K
BANK AMERICA CORP COM 4M 107K
BANNER CORP COM NEW 11M 230K
BRIDGEWATER BANCSHARES INC COM 3M 290K
BUSINESS FIRST BANCSHARES IN COM 4M 162K
CADENCE BANK COM 8M 278K
CATHAY GEN BANCORP COM 7M 184K
CITIZENS FINL GROUP INC COM 14M 390K
CNB FINL CORP PA COM 4M 220K
COASTAL FINL CORP WA COM NEW 3M 55K
COLUMBIA BKG SYS INC COM 9M 476K
DIME CMNTY BANCSHARES INC COM 6M 298K
EAST WEST BANCORP INC COM 24M 328K
EASTERN BANKSHARES INC COM 7M 480K
F N B CORP COM 16M 1M
FIRST BANCORP P R COM NEW 9M 468K
FIRST BANCSHARES INC MS COM 5M 199K
FIRST CTZNS BANCSHARES INC N CL A 20M 12K
FIRST INTERNET BANCORP COM 3M 95K
FULTON FINL CORP PA COM 2M 140K
HANCOCK WHITNEY CORPORATION COM 20M 420K
HANMI FINL CORP COM NEW 8M 474K
HEARTLAND FINL USA INC COM 12M 268K
M & T BK CORP COM 3M 17K
NB BANCORP INC COM 5M 364K
OFG BANCORP COM 9M 236K
OLD SECOND BANCORP INC ILL COM 8M 526K
OP BANCORP COM 3M 284K
ORIGIN BANCORP INC COM 6M 178K
PINNACLE FINL PARTNERS INC COM 10M 130K
POPULAR INC COM NEW 17M 187K
PREFERRED BK LOS ANGELES CA COM NEW 13M 177K
REGIONS FINANCIAL CORP NEW COM 9M 458K
STELLAR BANCORP INC COM 6M 255K
SYNOVUS FINL CORP COM NEW 19M 479K
TRUIST FINL CORP COM 14M 357K
TRUSTMARK CORP COM 10M 347K
VALLEY NATL BANCORP COM 8M 1M
VERITEX HLDGS INC COM 9M 404K
WEBSTER FINL CORP COM 22M 516K
WESTAMERICA BANCORPORATION COM 5M 113K
WESTERN ALLIANCE BANCORP COM 32M 503K
WINTRUST FINL CORP COM 21M 213K