STIEVEN CAPITAL ADVISORS, L.P.
Adviser information for STIEVEN CAPITAL ADVISORS, L.P. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Partnership |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $564.5M |
Non-Discretionary | 0 | $0 |
Total | 2 | $564.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $564.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
12412 POWERSCOURT DRIVESUITE 250
ST. LOUIS
MO
United States
Monday - Friday, 8 AM - 5 PM
Tel: 314-779-2420, Fax: 314-856-9996
Chief Compliance Officer
MARK JOSEPH ROSS
CHIEF ADMINISTRATIVE OFFICER, MANAGING DIRECTOR
12412 POWERSCOURT DRIVE
SUITE 250
ST. LOUIS
MO
United States
Tel:
314-779-2452
Fax:
314-856-9996
M*****@*****************M
(Full email address available in API data)
Industry Affiliates
STIEVEN CAPITAL GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
STIEVEN FINANCIAL INVESTORS, L.P. | Hedge Fund | $501.6M | $1.0M | 159 |
STIEVEN FINANCIAL OFFSHORE INVESTORS, LTD. | Hedge Fund | $63.0M | $1.0M | 17 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
STIEVEN, JOSEPH, ALBERT | Individual | – | CHAIRMAN & CHIEF EXECUTIVE OFFICER | 06/2005 | > 75% |
STIEVEN CAPITAL ADVISORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2005 | < 5% |
STIEVEN, JOSEPH, ALBERT | Individual | STIEVEN CAPITAL ADVISORS GP, LLC | MANAGING MEMBER | 06/2005 | > 75% |
COVINGTON, STEPHEN, LEON | Individual | – | MANAGING DIRECTOR, PORTFOLIO MANAGER | 11/2005 | < 5% |
STIEVEN, JOSEPH, ALBERT | Individual | – | MANAGING MEMBER, STIEVEN CAPITAL GP, LLC | 06/2005 | > 75% |
ROSS, MARK, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF ADMINISTRATIVE OFFICER, MANAGING DIRECTOR | 07/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABACUS LIFE INC | CL A | 3M | 325K | – |
AXOS FINANCIAL INC | COM | 19M | 328K | – |
BANCORP INC DEL | COM | 1M | 35K | – |
BANK AMERICA CORP | COM | 4M | 107K | – |
BANNER CORP | COM NEW | 11M | 230K | – |
BRIDGEWATER BANCSHARES INC | COM | 3M | 290K | – |
BUSINESS FIRST BANCSHARES IN | COM | 4M | 162K | – |
CADENCE BANK | COM | 8M | 278K | – |
CATHAY GEN BANCORP | COM | 7M | 184K | – |
CITIZENS FINL GROUP INC | COM | 14M | 390K | – |
CNB FINL CORP PA | COM | 4M | 220K | – |
COASTAL FINL CORP WA | COM NEW | 3M | 55K | – |
COLUMBIA BKG SYS INC | COM | 9M | 476K | – |
DIME CMNTY BANCSHARES INC | COM | 6M | 298K | – |
EAST WEST BANCORP INC | COM | 24M | 328K | – |
EASTERN BANKSHARES INC | COM | 7M | 480K | – |
F N B CORP | COM | 16M | 1M | – |
FIRST BANCORP P R | COM NEW | 9M | 468K | – |
FIRST BANCSHARES INC MS | COM | 5M | 199K | – |
FIRST CTZNS BANCSHARES INC N | CL A | 20M | 12K | – |
FIRST INTERNET BANCORP | COM | 3M | 95K | – |
FULTON FINL CORP PA | COM | 2M | 140K | – |
HANCOCK WHITNEY CORPORATION | COM | 20M | 420K | – |
HANMI FINL CORP | COM NEW | 8M | 474K | – |
HEARTLAND FINL USA INC | COM | 12M | 268K | – |
M & T BK CORP | COM | 3M | 17K | – |
NB BANCORP INC | COM | 5M | 364K | – |
OFG BANCORP | COM | 9M | 236K | – |
OLD SECOND BANCORP INC ILL | COM | 8M | 526K | – |
OP BANCORP | COM | 3M | 284K | – |
ORIGIN BANCORP INC | COM | 6M | 178K | – |
PINNACLE FINL PARTNERS INC | COM | 10M | 130K | – |
POPULAR INC | COM NEW | 17M | 187K | – |
PREFERRED BK LOS ANGELES CA | COM NEW | 13M | 177K | – |
REGIONS FINANCIAL CORP NEW | COM | 9M | 458K | – |
STELLAR BANCORP INC | COM | 6M | 255K | – |
SYNOVUS FINL CORP | COM NEW | 19M | 479K | – |
TRUIST FINL CORP | COM | 14M | 357K | – |
TRUSTMARK CORP | COM | 10M | 347K | – |
VALLEY NATL BANCORP | COM | 8M | 1M | – |
VERITEX HLDGS INC | COM | 9M | 404K | – |
WEBSTER FINL CORP | COM | 22M | 516K | – |
WESTAMERICA BANCORPORATION | COM | 5M | 113K | – |
WESTERN ALLIANCE BANCORP | COM | 32M | 503K | – |
WINTRUST FINL CORP | COM | 21M | 213K | – |