Hedge Fund Database

AUREUS ASSET MANAGEMENT, LLC

Adviser information for AUREUS ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 799 $1.7B
Non-Discretionary 43 $5.2B
Total 842 $7.0B

Clients

Type Number RAUM
Individuals 33 $15.2M
HNW Individuals 186 $1.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $55.1M
Charitable organizations 33 $5.2B
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-64723
SEC ERA File Number 801-64723
SEC CIK Numbers 1381296
SEC CRD Numbers 136674
Legal Entity Identifier None

Principal Office

ONE WINTHROP SQUARE
BOSTON
MA
United States
Monday - Friday, 8:00 AM - 5:30 PM
Tel: 617.728.8900, Fax: 617.728.8901

Websites

www.aureus-asset.com

Chief Compliance Officer

GINA KOPROWSKI
PARTNER & CHIEF COMPLIANCE OFFICER
ONE WINTHROP SQUARE
BOSTON
MA
United States
Tel: 617.728.8913
Fax: 617.728.8901
(Full email address available in API data)

Regulatory Contact

BRENNAN JONES
COO
ONE WINTHROP SQUARE
BOSTON
MA
United States
Tel: 617.728.8905
Fax: 617.728.8901
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AUREUS ABSOLUTE RETURN STRATEGY SERIES Hedge Fund $51.1M $0.1M 71
AUREUS DIRECTIONAL STRATEGY SERIES Hedge Fund $20.9M $0.1M 36
AUREUS INTERNATIONAL STRATEGY SERIES Hedge Fund $28.1M $0.1M 53

Control Persons

Name Type Entity Title Since Ownership
FIRESTONE, KAREN, MINDY Individual – MEMBER CHAIRMAN 07/2005 25-50%
DAVIS, THADDEUS, HALLOCK Individual – MEMBER PRESIDENT CEO 07/2005 25-50%
KELLOGG, MICHAEL, WELLINGTON Individual – MEMBER 01/2014 5-10%
KARLSSON, STEFAN, BENGT EMIL Individual – MEMBER 01/2014 10-25%
KOPROWSKI, GINA, L. Individual – MEMBER CCO 01/2015 < 5%
SHIGUETA, CARLOS, J. Individual – MEMBER 01/2016 5-10%
JONES, BRENNAN, MICHAEL Individual – MEMBER 01/2020 5-10%
BASNIGHT, TODD, A Individual – MEMBER 01/2022 5-10%

No. Employees, Historic

2010020202021202220232024202512 on 3/30/202012 on 6/30/202011 on 3/30/202113 on 3/31/202214 on 3/31/202313 on 3/28/2024

RAUM, Historic

7B4B02020202120222023202420253833825187 on 3/30/20203833825187 on 6/30/20204997711832 on 3/30/20215995213074 on 3/31/20225904645867 on 3/31/20236956163094 on 3/28/2024

No. Clients, Historic

3001500202020212022202320242025138 on 3/30/2020138 on 6/30/2020156 on 3/30/2021184 on 3/31/2022220 on 3/31/2023263 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Amazon.Com, Inc. Stock 72M 373K 0
Rollins Inc Com Stock 228K 5K 0
Powershares Qqq Trust ETF 836K 2K 0
Technology Select Sector Spdr Fund ETF 1M 6K 0
Starbucks Corporation Stock 471K 6K 0
Hecla Mng Co Com Stock 225K 46K 0
Dollar General Corporation Stock 5M 35K 0
Johnson & Johnson Stock 4M 27K 0
Kirby Corporation Stock 251K 2K 0
Wisdomtree Floating Rate Treasury Fund ETF 210K 4K 0
Costco Wholesale Corporation Stock 433K 509 0
Cabot Corporation Stock 6M 68K 0
Ishares Msci Emerging Markets Etf ETF 2M 37K 0
Las Vegas Sands Corp. Stock 443K 10K 0
Watsco, Inc. Stock 255K 551 0
Yum! Brands, Inc. Stock 221K 2K 0
Procter & Gamble Company Stock 2M 14K 0
Coca-Cola Company Stock 6M 94K 0
Marriott International, Inc. Class A Stock 5M 20K 0
Powershares DB Commodity Index Tracking Fund ETF 2M 71K 0
Cme Group Inc. Class A Stock 5M 25K 0
Fortive Corp. Stock 29M 394K 0
Netflix, Inc. Stock 1M 2K 0
Paychex, Inc. Stock 449K 4K 0
Tetra Tech Inc New Com Stock 493K 2K 0
Pool Corporation Com Stock 544K 2K 0
Merck & Co., Inc. Stock 5M 42K 0
Spdr S&P 500 Etf Trust ETF 5M 10K 0
Mastercard Incorporated Class A Stock 524K 1K 0
Nordson Corp Com Stock 233K 1K 0
Allstate Corporation Stock 300K 2K 0
Ishares Core U.S. Reit Etf ETF 575K 11K 0
Ishares Msci Japan Etf ETF 516K 8K 0
Vertex Pharmaceuticals Incorporated Stock 1M 2K 0
Corning Incorporated Stock 259K 7K 0
Verizon Communications Inc. Stock 205K 5K 0
Sherwin-Williams Company Stock 19M 65K 0
Pepsico, Inc. Stock 999K 6K 0
Honeywell International Inc. Stock 7M 31K 0
Home Depot, Inc. Stock 16M 46K 0
Automatic Data Processing, Inc. Stock 2M 8K 0
Fair Isaac Corp Com Stock 216K 145 0
Cooper Cos Inc Com New Stock 252K 3K 0
Icici Bank Limited Sponsored Adr ADR 395K 14K 0
Broadridge Financial Solutions, Inc. Stock 6M 29K 0
Ishares Russell 1000 Growth Etf ETF 324K 888 0
Metropolitan Bk Hldg Corp Com Stock 3M 71K 0
Steris Plc Stock 7M 30K 0
Banco Bilbao Vizcaya Argentaria, S.A. Sponsored Adr ADR 106K 11K 0
Waste Connections, Inc. Stock 39M 221K 0
Berkshire Hathaway Inc. Class B Stock 3M 6K 0
Adobe Systems Incorporated Stock 28M 51K 0
Alphabet Inc. Class A Stock 68M 375K 0
O'Reilly Automotive, Inc. Stock 826K 782 0
Constellation Brands, Inc. Class A Stock 4M 15K 0
Comcast Corporation Class A Stock 6M 164K 0
Ase Technology Hldg Co Ltd Sponsored Ads ADR 153K 13K 0
Generac Holdings Inc. Stock 423K 3K 0
Microsoft Corporation Stock 92M 206K 0
Ameriprise Financial, Inc. Stock 201K 470 0
Merit Med Sys Inc Com Stock 413K 5K 0
Berkshire Hathaway Inc. Class A Stock 4M 6 0
Boeing Company Stock 293K 2K 0
Vanguard Small-Cap Index Fund ETF 325K 1K 0
Vanguard Mid-Cap Index Fund ETF 2M 8K 0
Nextera Energy, Inc. Stock 45M 630K 0
Tesla Motors, Inc. Stock 500K 3K 0
Linde Plc Com Stock 324K 738 0
Blackrock Tax Municipal Bd Tr Shs CEF 658K 40K 0
Moog Inc. Class A Stock 6M 37K 0
Arch Cap Group Ltd Ord Stock 612K 6K 0
Kkr & Co. L.P. Stock 210K 2K 0
Vanguard S&P 500 Index Fund ETF 397K 793 0
Astrazeneca Plc Sponsored Adr ADR 277K 4K 0
Booz Allen Hamilton Holding Corporation Class A Stock 32M 208K 0
Teradyne, Inc. Stock 297K 2K 0
Anterix Inc Com Stock 393K 10K 0
Ishares Russell Top 200 Etf ETF 804K 6K 0
Wabtec Corporation Stock 36M 229K 0
Eli Lilly And Company Stock 3M 3K 0
Vanguard Russell 1000 Value Index Fund ETF 2M 22K 0
Ishares Russell 2000 Etf ETF 4M 19K 0
Micron Technology, Inc. Stock 245K 2K 0
Carrier Global Corporation Stock 2M 31K 0
Sysco Corporation Stock 333K 5K 0
Warner Music Group Corp Stock 5M 168K 0
Coherent Corp. Stock 905K 12K 0
American Electric Power Company, Inc. Stock 327K 4K 0
Cnx Resources Corp. Stock 16M 639K 0
Brown-Forman Corporation Class B Stock 1M 32K 0
Bentley Sys Inc Com Cl B Stock 310K 6K 0
Chemed Corporation Stock 500K 922 0
Eastern Bankshares Inc Com Stock 151K 11K 0
Regeneron Pharmaceuticals, Inc. Stock 245K 233 0
Atlassian Corporation Stock 236K 1K 0
Xylem Inc. Stock 420K 3K 0
Cambridge Bancorp Com Stock 749K 11K 0
Visa Inc. Class A Stock 53M 201K 0
Hershey Company Stock 928K 5K 0
Zurn Elkay Water Solns Corp Com Stock 215K 7K 0
Vanguard Growth Index Fund ETF 3M 8K 0
Nu Hldgs Ltd Ord Shs Cl A Stock 137K 11K 0
Ads Tec Energy Plc Shs Stock 188K 15K 0
American Tower Corporation REIT 32M 166K 0
Zebra Technologies Corp Cl A Stock 223K 723 0
Ishares Core S&P Total U.S. Stock Market Etf ETF 439K 4K 0
Meta Platforms Inc. Stock 49M 97K 0
Asml Holding Nv Adr ADR 313K 306 0
Lpl Finl Hldgs Inc Com Stock 1M 4K 0
Palo Alto Networks, Inc. Stock 349K 1K 0
Epam Sys Inc Com Stock 13M 68K 0
Haleon Plc Spon Ads ADR 104K 13K 0
Mondelez Intl Inc. Class A Stock 6M 97K 0
Broadcom Limited Stock 36M 22K 0
Canadian Pacific Railway Limited Stock 203K 3K 0
Ishares Core Msci Eafe Etf ETF 262K 4K 0
Accenture Plc Stock 457K 2K 0
Equifax Inc. Stock 315K 1K 0
Blackrock Aaa Clo Etf ETF 432K 8K 0
Nice Systems Ltd. Sponsored Adr ADR 688K 4K 0
Nvidia Corporation Stock 3M 20K 0
Abbvie, Inc. Stock 539K 3K 0
S&P Global Inc. Stock 38M 85K 0
Interactive Brokers Group Inc Com Cl A Stock 234K 2K 0
Cabot Oil & Gas Corporation Stock 570K 21K 0
Lennox Intl Inc Com Stock 339K 634 0
Zoetis, Inc. Class A Stock 323K 2K 0
Icon Plc Shs Stock 228K 728 0
Taiwan Semiconductor Manufacturing Co., Ltd. Sponsored Adr ADR 1M 7K 0
INTEGER HLDGS CORP COM Stock 262K 2K 0
Blackstone Group L.P. Stock 46M 370K 0
Factset Resh Sys Inc Com Stock 398K 975 0
Simpson Mfg Inc Com Stock 432K 3K 0
Stryker Corporation Stock 499K 1K 0
Qualcomm Incorporated Stock 267K 1K 0
General Dynamics Corporation Stock 705K 2K 0
Mcdonald'S Corporation Stock 4M 14K 0
Cisco Systems, Inc. Stock 562K 12K 0
Autodesk, Inc. Stock 18M 74K 0
Vanguard Intermediate Term Bond Index Fund ETF 3M 39K 0
Charter Communications, Inc. Class A Stock 26M 86K 0
Gaming And Leisure Properties, Inc. REIT 5M 118K 0
Ambev Sa Sponsored Adr ADR 34K 16K 0
Ishares Core S&P 500 Etf ETF 13M 25K 0
Allegion Plc Stock 201K 2K 0
Mettler-Toledo International Inc. Stock 825K 590 0
Siteone Landscape Supply Inc Com Stock 525K 4K 0
Union Pacific Corporation Stock 916K 4K 0
Carmax Inc Com Stock 24M 324K 0
Charles Riv Labs Intl Inc Com Stock 217K 1K 0
Salesforce.Com, Inc. Stock 35M 136K 0
Idexx Laboratories, Inc. Stock 511K 1K 0
Thermo Fisher Scientific Inc. Stock 32M 58K 0
Lockheed Martin Corporation Stock 2M 4K 0
Jpmorgan Chase & Co. Stock 3M 17K 0
Pros Holdings Inc Com Stock 343K 12K 0
Chevron Corporation Stock 1M 8K 0
Vanguard Ftse Developed Markets Etf ETF 2M 39K 0
Danaher Corporation Stock 3M 13K 0
Tjx Companies, Inc. Stock 247K 2K 0
Wal-Mart Stores, Inc. Stock 650K 10K 0
Oracle Corporation Stock 9M 61K 0
Raytheon Technologies Corporation Stock 2M 15K 0
Vanguard Ftse Emerging Markets Etf ETF 3M 378K 0
Texas Instruments Incorporated Stock 374K 2K 0
Morgan Stanley Stock 5M 57K 0
Caterpillar Inc. Stock 1M 4K 0
Alphabet Inc. Class C Stock 9M 49K 0
American Express Company Stock 38M 164K 0
Amgen Inc. Stock 660K 2K 0
Applied Materials, Inc. Stock 8M 35K 0
Otis Worldwide Corporation Stock 4M 44K 0
Paycom Software, Inc. Stock 4M 26K 0
Transdigm Group Inc Com Stock 222K 174 0
Williams Companies, Inc. Stock 5M 113K 0
Agnico-Eagle Mines Limited Stock 389K 6K 0
Vanguard Dividend Appreciation Index Fund ETF 635K 3K 0
Healthequity Inc Stock 38M 446K 0
Trimble Inc. Stock 285K 5K 0
Badger Meter Inc Com Stock 522K 3K 0
Vanguard Short-Term Bond Index Fund ETF 910K 12K 0
Littelfuse, Inc. Stock 288K 1K 0
Philip Morris International Inc. Stock 1M 10K 0
W R Berkley Corporation Com Stock 243K 3K 0
Altria Group, Inc. Stock 563K 12K 0
Loews Corp Com Stock 777K 10K 0
Cadence Design System Inc Com Stock 244K 792 0
Exxon Mobil Corporation Stock 317K 3K 0
Unitedhealth Group Incorporated Stock 42M 82K 0
Travelers Companies, Inc. Stock 984K 5K 0
Novo Nordisk A/S Sponsored Adr Class B ADR 353K 2K 0
Charles Schwab Corporation Stock 49M 666K 0
Toronto-Dominion Bank Stock 440K 8K 0
Blackrock, Inc. Stock 746K 947 0
Apple Inc. Stock 56M 268K 0
Abbott Laboratories Stock 6M 62K 0
Walt Disney Company Stock 490K 5K 0
Booking Holdings Inc Stock 38M 9K 0
Ishares Russell 1000 Etf ETF 469K 2K 0
Ishares Russell 1000 Value Etf ETF 5M 27K 0
Ferrari N V Com Stock 230K 562 0