AFT, FORSYTH AND COMPANY, INC.
Adviser information for AFT, FORSYTH AND COMPANY, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 194 | $184.9M |
| Non-Discretionary | 0 | $0 |
| Total | 194 | $184.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $9.0M |
| HNW Individuals | 65 | $175.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-64757 |
|---|---|
| SEC ERA File Number | 801-64757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137404 |
| Legal Entity Identifier | None |
Principal Office
777 S. FLAGLER DR.SUITE 805 EAST TOWER
WEST PALM BEACH
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 561-296-6680, Fax: 561-296-6684
Chief Compliance Officer
DAVID FORSYTH
777 S. FLAGLER DR.
SUITE 805 EAST TOWER
WEST PALM BEACH
FL
United States
Tel:
561-296-6680
Fax:
561-296-6684
D****@*************M
(Full email address available in API data)
Regulatory Contact
DAVID FORSYTH
COFOUNDER
777 S. FLAGLER DR.
SUITE 805 EAST TOWER
WEST PALM BEACH
FL
United States
Tel:
561-296-6680
Fax:
561-296-6684
D****@*************M
(Full email address available in API data)
Industry Affiliates
| AFT, FORSYTH & SOBER, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AFT, LARRY, NORMAN | Individual | – | PRESIDENT | 09/2005 | > 75% |
| FORSYTH, JOSEPH, DAVID | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/2005 | 25-50% |