PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC
Adviser information for PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesPERCENTAGE OF COMMITTED OR INVESTED CAPITAL |
Identifiers
| SEC RIA File Number | 801-64767 |
|---|---|
| SEC ERA File Number | 801-64767 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130289 |
| Legal Entity Identifier | None |
Principal Office
75 ISHAM ROAD4TH FLOOR
WEST HARTFORD
CT
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 860-218-6530, Fax: 860-218-6540
Chief Compliance Officer
JOSEPH J. KOZIOL
CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER
75 ISHAM ROAD
4TH FLOOR
WEST HARTFORD
CT
United States
Tel:
860-218-6532
Fax:
860-218-6540
J************@************M
(Full email address available in API data)
Regulatory Contact
JOHN M. HURLEY
MEMBER
75 ISHAM ROAD
4TH FLOOR
WEST HARTFORD
CT
United States
Tel:
860-218-6531
Fax:
860-218-6540
J**********@************M
(Full email address available in API data)
Industry Affiliates
| PENWOOD FUND VI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENWOOD PSIP IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENWOOD PSIP V CLUB GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENWOOD PSIP V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENWOOD PSIP VII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PENWOOD SELECT INDUSTRIAL FUND VI, L.P. | Real Estate Fund | $536.6M | $25.0M | 5 |
| PENWOOD SELECT INDUSTRIAL PARTNERS IV, L.P. | Real Estate Fund | $31.3M | $25.0M | 4 |
| PENWOOD SELECT INDUSTRIAL PARTNERS V CLUB, L.P. | Real Estate Fund | $170.0M | $25.0M | 3 |
| PENWOOD SELECT INDUSTRIAL PARTNERS V, L.P. | Real Estate Fund | $410.0M | $25.0M | 5 |
| PENWOOD SELECT INDUSTRIAL PARTNERS VII LP | Real Estate Fund | $427.3M | $25.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HURLEY, JOHN, MARTIN | Individual | – | MEMBER AND DIRECTOR OF PENWOOD REALTY ADVISERS, INC. | 07/2003 | 25-50% |
| NISTA, KAREN, ANN | Individual | – | MEMBER AND DIRECTOR OF PENWOOD REALTY ADVISERS, INC. | 10/2003 | 10-25% |
| KOZIOL, JOSEPH, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 03/2006 | 10-25% |
| PENWOOD REALTY ADVISERS, INC. | Domestic Entity | – | MANAGER | 01/2006 | < 5% |
| FLYNN, ZACHARY, HIGGINS | Individual | – | MEMBER AND DIRECTOR OF PENWOOD REALTY ADVISERS, INC. | 12/2023 | 10-25% |
| KUBAS, CHRISTINE, MARIE | Individual | – | MEMBER AND DIRECTOR OF PENWOOD REALTY ADVISERS, INC. | 12/2023 | 10-25% |
| Matrullo, Jeffrey, Paul | Individual | – | GENERAL COUNSEL | 04/2021 | < 5% |