BRAINARD CAPITAL MANAGEMENT LLC
Adviser information for BRAINARD CAPITAL MANAGEMENT LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 7 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 413 | $853.8M |
Non-Discretionary | 0 | $0 |
Total | 413 | $853.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 93 | $815.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $1.6M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $36.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Principal Office
3160 BEE CAVE ROADSUITE 304
AUSTIN
TX
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 877-375-6470, Fax: None
Websites
Chief Compliance Officer
J. OWEN BRAINARD, JR.
MANAGING DIRECTOR
3160 BEE CAVE ROAD
SUITE 304
AUSTIN
TX
United States
Tel:
877-375-6470
M*******@******************M
(Full email address available in API data)
Industry Affiliates
BDC CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BRAINARD, JAY, OWEN | Individual | – | CEO/CHIEF COMPLIANCE OFFICER | 08/2005 | 50-75% |
J. OWEN BRAINARD JR. FAMILY TRUST, JAY O. BRAINARD SR. TRUSTEE | Domestic Entity | – | MEMBER CLASS A | 09/2005 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 9th, 2023 for period ending March 31st, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 435K | 3K | – |
ADOBE SYSTEMS INCORPORATED | COM | 230K | 596 | – |
AIRBNB INC | COM CL A | 959K | 8K | – |
ALPHABET INC | CAP STK CL A | 1M | 10K | – |
ALPHABET INC | CAP STK CL C | 2M | 15K | – |
AMAZON COM INC | COM | 6M | 56K | – |
AMERICAN CENTY ETF TR | INTERNATIONAL LR | 703K | 15K | – |
AMERICAN CENTY ETF TR | US EQT ETF | 3M | 38K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 10M | 136K | – |
AMERICAN CENTY ETF TR | INTL SMCP VLU | 3M | 57K | – |
AMERICAN CENTY ETF TR | US LARGE CAP VLU | 4M | 74K | – |
AMERICAN CENTY ETF TR | INTL EQT ETF | 4M | 70K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 307K | 6K | – |
AMERICAN CENTY ETF TR | EMERGING MKT VAL | 4M | 105K | – |
AMERICAN TOWER CORP NEW | COM | 261K | 1K | – |
ANSYS INC | COM | 232K | 698 | – |
APPLE INC | COM | 3M | 19K | – |
AT&T INC | COM | 247K | 13K | – |
BANK OZK LITTLE ROCK ARK | COM | 445K | 13K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 354K | 1K | – |
BLACKROCK INC | COM | 215K | 322 | – |
BLACKSTONE SECD LENDING FD | COMMON STOCK | 5M | 201K | – |
BOEING CO | COM | 428K | 2K | – |
BRISTOL-MYERS SQUIBB CO | COM | 221K | 3K | – |
BROADCOM INC | COM | 352K | 549 | – |
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 219K | 5K | – |
CANADIAN NAT RES LTD | COM | 211K | 4K | – |
CISCO SYS INC | COM | 238K | 5K | – |
CLOVER HEALTH INVESTMENTS CO | COM CL A | 17K | 21K | – |
COCA COLA CO | COM | 262K | 4K | – |
COINBASE GLOBAL INC | COM CL A | 672K | 10K | – |
CORNERSTONE STRATEGIC VALUE | COM | 164K | 21K | – |
CORTEVA INC | COM | 244K | 4K | – |
CROWDSTRIKE HLDGS INC | CL A | 320K | 2K | – |
CROWN CASTLE INC | COM | 255K | 2K | – |
DESKTOP METAL INC | COM CL A | 99K | 43K | – |
DIMENSIONAL ETF TRUST | US EQUITY ETF | 3M | 64K | – |
DIMENSIONAL ETF TRUST | US REAL ESTATE E | 507K | 24K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 3M | 57K | – |
DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 661K | 29K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 611K | 25K | – |
DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 2M | 74K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 5M | 178K | – |
DIMENSIONAL ETF TRUST | INTERNATIONAL | 2M | 75K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 424K | 17K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 499K | 21K | – |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 953K | 30K | – |
DIMENSIONAL ETF TRUST | EMERGING MARKETS | 1M | 43K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 1M | 45K | – |
DIMENSIONAL ETF TRUST | US CORE EQT MKT | 6M | 200K | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 442K | 17K | – |
ELASTIC N V | ORD SHS | 4M | 62K | – |
EXXON MOBIL CORP | COM | 582K | 5K | – |
FORIAN INC | COM | 67K | 18K | – |
GRACELL BIOTECHNOLOGIES INC | SPONSORED ADS | 48K | 26K | – |
HOME DEPOT INC | COM | 433K | 1K | – |
INOVIO PHARMACEUTICALS INC | COM NEW | 14K | 17K | – |
INVESCO QQQ TR | UNIT SER 1 | 755K | 2K | – |
ISHARES TR | ISHARES BIOTECH | 528K | 4K | – |
ISHARES TR | RUSSELL 2000 ETF | 255K | 1K | – |
JPMORGAN CHASE & CO | COM | 248K | 2K | – |
META PLATFORMS INC | CL A | 1M | 7K | – |
MICROSOFT CORP | COM | 1M | 4K | – |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 69K | 11K | – |
MONGODB INC | CL A | 373K | 2K | – |
NETFLIX INC | COM | 258K | 747 | – |
NEXTDOOR HOLDINGS INC | COM CL A | 134K | 62K | – |
NEXTERA ENERGY INC | COM | 214K | 3K | – |
NIO INC | SPON ADS | 131K | 12K | – |
NVIDIA CORPORATION | COM | 828K | 3K | – |
OPEN LENDING CORP | COM CL A | 1M | 160K | – |
OPENDOOR TECHNOLOGIES INC | COM | 56K | 32K | – |
PAGERDUTY INC | COM | 1M | 37K | – |
PDD HOLDINGS INC | SPONSORED ADS | 234K | 3K | – |
PHILLIPS 66 | COM | 221K | 2K | – |
QUALCOMM INC | COM | 279K | 2K | – |
ROBLOX CORP | CL A | 3M | 61K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 244K | 5K | – |
SELECT SECTOR SPDR TR | ENERGY | 631K | 8K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 7K | – |
SHOPIFY INC | CL A | 427K | 9K | – |
SNAP INC | CL A | 155K | 14K | – |
SOFI TECHNOLOGIES INC | COM | 110K | 18K | – |
SWVL HOLDINGS CORP | *W EXP 03/31/202 | 347 | 17K | – |
SYSCO CORP | COM | 260K | 3K | – |
TESLA INC | COM | 1M | 7K | – |
THERMO FISHER SCIENTIFIC INC | COM | 262K | 455 | – |
UBER TECHNOLOGIES INC | COM | 19M | 613K | – |
UP FINTECH HLDG LTD | SPONSORED ADS | 42K | 13K | – |
UPLAND SOFTWARE INC | COM | 101K | 23K | – |
UPSTART HLDGS INC | COM | 6M | 392K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 248K | 3K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 6K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 209K | 5K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 202K | 1K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 269K | 6K | – |
VICARIOUS SURGICAL INC | COM CL A | 75K | 33K | – |
VISA INC | COM CL A | 954K | 4K | – |
WATSCO INC | COM | 216K | 678 | – |
WESTROCK COFFEE CO | COM | 147K | 12K | – |