RCP ADVISORS, LLC
Adviser information for RCP ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $234.0M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $234.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $234.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesINTEREST INCOME-AN AFFILIATED GP MAY PAY THE REGISTRANT INTEREST |
Identifiers
| SEC RIA File Number | 801-64815 |
|---|---|
| SEC ERA File Number | 801-64815 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119813 |
| Legal Entity Identifier | None |
Principal Office
353 N. CLARK STREETSUITE 3500
CHICAGO
IL
United States
Monday - Friday, 8:30 A.M.- 5:00 P.M.
Tel: 312-266-7300, Fax: 312-266-7433
Chief Compliance Officer
NELL M. BLATHERWICK
PARTNER
353 N. CLARK STREET
SUITE 3500
CHICAGO
IL
United States
Tel:
312-229-4124
Fax:
312-266-7433
N***********@**************M
(Full email address available in API data)
Regulatory Contact
SANDRA HERNANDEZ
MANAGER
353 N. CLARK STREET
SUITE 3500
CHICAGO
IL
United States
Tel:
312-266-7300
Fax:
312-266-7433
S*********@**************M
(Full email address available in API data)
Industry Affiliates
| BONACCORD CAPITAL PARTNERS | Other investment adviser, including financial planners |
| ENHANCED CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
| FIVE POINTS CAPITAL LLC | Other investment adviser, including financial planners |
| HARK CAPITAL ADVISORS, LLC | Other investment adviser, including financial planners |
| P10 ADVISORS, LLC | Other investment adviser, including financial planners |
| RCP ADVISORS | Other investment adviser, including financial planners |
| RCP ADVISORS 2, LLC | Other investment adviser, including financial planners |
| RCP ADVISORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCP ADVISORS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCP ADVISORS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCP ADVISORS VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCP-SOF, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCPDIRECT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRUEBRIDGE CAPITAL PARTNERS | Other investment adviser, including financial planners |
| WESTERN TECHNOLOGY INVESTMENT (WTI) | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RCP FUND IV, LP | Private Equity Fund | $1.8M | $0.5M | 191 |
| RCP FUND V, LP | Private Equity Fund | $0.0M | $0.5M | 141 |
| RCP FUND VI, LP | Private Equity Fund | $6.8M | $0.5M | 133 |
| RCP FUND VII, LP | Private Equity Fund | $195.1M | $0.5M | 133 |
| RCP SECONDARY OPPORTUNITY FUND, LP | Private Equity Fund | $2.1M | $1.0M | 166 |
| RCPDIRECT, LP | Private Equity Fund | $28.1M | $1.0M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLIA MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 06/2012 | > 75% |
| CLIA TRUST U/A/D 6/12/12 | Domestic Entity | CLIA MANAGEMENT, LLC | MEMBER | 06/2012 | > 75% |
| HUEBNER, CHARLES, KEYDEL | Individual | – | ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER | 03/2024 | < 5% |
| LYNDE, DENNIS, PATRICK | Individual | CLIA MANAGEMENT, LLC | MANAGER | 06/2012 | |
| LYNDE, DENNIS, PATRICK | Individual | CLIA TRUST U/A/D 6/12/12 | TRUSTEE | 06/2012 | |
| BLATHERWICK, NELL, MERSHON | Individual | – | SECRETARY AND CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| DANIS, THOMAS, PATRICK | Individual | – | ELECTED MANAGER | 03/2024 | < 5% |
| Nelson, Andrew, Rowan | Individual | – | TREASURER AND CHIEF FINANCIAL OFFICER | 03/2024 | < 5% |
| MADORSKY, JON, IAN | Individual | – | ELECTED MANAGER | 03/2024 | < 5% |
| MC COY, DAVID, MICHAEL | Individual | – | ELECTED MANAGER | 03/2024 | < 5% |
| ABELL, ALEXANDER, ISRAEL | Individual | – | ELECTED MANAGER AND VICE PRESIDENT | 03/2024 | < 5% |