TORTUGA ADVISERS LLC
Adviser information for TORTUGA ADVISERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $41.5M |
| Non-Discretionary | 39 | $440.1M |
| Total | 40 | $481.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 39 | $449.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $31.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 40 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-64857 |
|---|---|
| SEC ERA File Number | 801-64857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137514 |
| Legal Entity Identifier | None |
Principal Office
2655 FIRST STREETSUITE 130
SIMI VALLEY
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 626-683-2200, Fax: 805-584-2140
Chief Compliance Officer
MICHAEL SCHAIBLE
PRESIDENT
2655 1ST ST STE 130
STE 130
SIMI VALLEY
CA
United States
Tel:
626-683-2200
Fax:
805 584 2140
M**@******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL SCHAIBLE
PRESIDENT
2655 FIRST STREET
130
SIMI VALLEY
CA
United States
Tel:
626 683 2200
Fax:
805 584 2140
M**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHAIBLE, MICHAEL, FRANK | Individual | – | PRESIDENT | 10/2005 | > 75% |
| SCHAIBLE, MICHAEL, FRANK | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2005 | > 75% |
| SCHAIBLE, MICHAEL, FRANK | Individual | – | MANAGING MEMBER | 10/2005 | > 75% |