Hedge Fund Database

FIERA CAPITAL (UK) LIMITED

Adviser information for FIERA CAPITAL (UK) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location United Kingdom

Employees

Total Number of Employees 60
Investment Advisory/Research 26
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $2.6B
Non-Discretionary 0 $0
Total 5 $2.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $2.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-64878
SEC ERA File Number 801-64878
SEC CIK Numbers 1351841
SEC CRD Numbers 137637
Legal Entity Identifier 2138008BCM2NQ9W28M57

Principal Office

3 OLD BURLINGTON STREET
3RD FLOOR, QUEENSBERRY HOUSE
LONDON
United Kingdom
Monday - Friday, 09.00 TO 17.30
Tel: +44 (0)20 7518 2100, Fax: None

Websites

www.linkedin.com/company/fiera-capital/ uk.fieracapital.com/

Chief Compliance Officer

ANDREAS FRANZ
HEAD OF COMPLIANCE - EUROPE AND ASIA
3 OLD BURLINGTON STREET
3RD FLOOR, QUEENSBERRY HOUSE
LONDON
United Kingdom
Tel: +44 79 2535-6171
(Full email address available in API data)

Regulatory Contact

ALISON PURVES
SENIOR COMPLIANCE OFFICER
3 OLD BURLINGTON STREET
3RD FLOOR, QUEENSBERRY HOUSE
LONDON
United Kingdom
Tel: +44 (0)20 7518 2151
(Full email address available in API data)

Industry Affiliates

CLEARWATER CAPITAL PARTNERS Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FIERA CAPITAL (ASIA) HONG KONG LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
FIERA CAPITAL (ASIA) SINGAPORE PTE. LTD. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FIERA CAPITAL CORPORATION Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FIERA CAPITAL INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MAGNA UMBRELLA FUND PLC/MAGNA NEW FRONTIERS FUND Hedge Fund $627.6M $0.0M 267
OAKS UMBRELLA FUND PLC/FIERA OAKS EM SELECT Hedge Fund $171.2M $0.0M 7
OAKS UMBRELLA FUND PLC/OAKS EMERGING AND FRONTIER OPPORTUNITIES FUND Hedge Fund $182.8M $0.0M 82

Control Persons

Name Type Entity Title Since Ownership
FIERA CAPITAL (EUROPE) LIMITED Foreign Entity – 100% OWNER 12/2017 > 75%
FIERA CAPITAL CORPORATION Foreign Entity FIERA CAPITAL (EUROPE) LIMITED SHAREHOLDER 12/2016 > 75%
O'REILLY, CATHERINE, MARY Individual – EXECUTIVE DIRECTOR OF FIERA CAPITAL (UK) LIMITED 05/2020 < 5%
FRANZ, ANDREAS, [NMN] Individual – CHIEF COMPLIANCE OFFICER 10/2021 < 5%
WILLIAMSON, ALEXANDER, MCCLANE Individual – EXECUTIVE DIRECTOR OF FIERA CAPITAL (UK) LIMITED 02/2023 < 5%
SCHUSTER, KLAUS, GEORG Individual – CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR 06/2023 < 5%
BOUCHARD, JEREMIE, MATHIEU JACQUES Individual – EXECUTIVE DIRECTOR 06/2023 < 5%

No. Employees, Historic

80400201920202021202220232024202574 on 8/7/201974 on 9/30/201974 on 11/19/201974 on 2/4/202080 on 3/20/202080 on 3/20/202080 on 5/15/202079 on 3/25/202179 on 5/17/202179 on 10/1/202179 on 11/1/202168 on 3/18/202268 on 5/4/202241 on 3/31/202341 on 6/14/202341 on 8/22/202360 on 3/28/2024

RAUM, Historic

5B3B020192020202120222023202420252685198645 on 8/7/20192685198645 on 9/30/20192685198645 on 11/19/20192685198645 on 2/4/20204051465522 on 3/20/20204051465522 on 3/20/20204051465522 on 5/15/20202523243277 on 3/25/20212523243277 on 5/17/20212523243277 on 10/1/20212523243277 on 11/1/20212097375137 on 3/18/20222097375137 on 5/4/20221944211716 on 3/31/20231944211716 on 6/14/20231944211716 on 8/22/20232615501064 on 3/28/2024

No. Clients, Historic

20100201920202021202220232024202512 on 8/7/201912 on 9/30/201912 on 11/19/201912 on 2/4/202012 on 3/20/202012 on 3/20/202012 on 5/15/202010 on 3/25/202110 on 5/17/202110 on 10/1/202110 on 11/1/20216 on 3/18/20226 on 5/4/20226 on 3/31/20236 on 6/14/20236 on 8/22/20235 on 3/28/2024

Holdings

From latest 13F, filed May 15th, 2017 for period ending March 31st, 2017
Name Class Value $USD # Shares Private Fund
AKORN INC COM 187 8K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 21K 198K 0
AMARIN CORP PLC SPONSORED ADR NEW 121 38K 0
AMBEV SA SPONSORED ADR 5K 887K 0
AMBEV SA SPONSORED ADR 2K 286K Charlemagne Capital (IOM) LTD
AMGEN INC COM 268 2K 0
ARROWHEAD PHARMACEUTICALS IN COM 193 103K 0
BAIDU INC ADR SPONSORED ADR REP A 12K 71K 0
BANCO MACRO SA SPONSORED ADR B 5K 59K 0
BANCO MACRO SA SPONSORED ADR B 769 9K Charlemagne Capital (IOM) LTD
BANCO BRADESCO SA SPONSORED ADR PFD NEW 12K 1M 0
BANCO BRADESCO SA SPONSORED ADR PFD NEW 4K 375K Charlemagne Capital (IOM) LTD
BRAZIL FOODS SPONSORED ADR 9K 709K 0
BRAZIL FOODS SPONSORED ADR 1K 120K Charlemagne Capital (IOM) LTD
BRISTOL MYERS SQUIBB CO COM 237 4K 0
CELGENE CORP COM 252 2K 0
CREDICORP LTD COM 5K 33K 0
CREDICORP LTD COM 2K 11K Charlemagne Capital (IOM) LTD
EMPRESA DIST Y COMERCIAL NOR SPON ADR 10K 295K 0
EMPRESA DIST Y COMERCIAL NOR SPON ADR 616 18K Charlemagne Capital (IOM) LTD
LILLY ELI & CO COM 264 3K 0
EPAM SYS INC COM 3K 39K 0
FOMENTO ECONOMIC ADR SPONSORED ADR REP PFD 6K 63K 0
FOMENTO ECONOMIC ADR SPONSORED ADR REP PFD 2K 21K Charlemagne Capital (IOM) LTD
GILEAD SCIENCES INC COM 441 6K 0
ITAU UNBANCO HOLDINGS SA SPONSORED ADR REP PFD 28K 2M 0
ITAU UNBANCO HOLDINGS SA SPONSORED ADR REP PFD 3K 252K Charlemagne Capital (IOM) LTD
LANNETT CO INC COM 142 6K 0
LUXOFT HOLDING INC ORD SHS CL A 5K 80K 0
LUXOFT HOLDING INC ORD SHS CL A 3K 43K Charlemagne Capital (IOM) LTD
MERCADOLIBRE INC COM 2K 11K 0
MERCK & CO INC COM 344 5K 0
NEUROCRINE BIOSCIENCES INC COM 242 6K 0
PAMPA ENERGIA SA SPONSORED ADR LVL I 8K 155K 0
PAMPA ENERGIA SA SPONSORED ADR LVL I 886 16K Charlemagne Capital (IOM) LTD
PENUMBRA INC COM 355 4K 0
PETROBRAS ARGENTINA SA SPON ADR 13K 1M 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 4K 441K 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 1K 130K Charlemagne Capital (IOM) LTD
PFIZER INC COM 290 8K 0
GRUPO SUPERVIELLE SA SPONSORED ADR 4K 246K 0
SYNERGY PHARMACEUTICAL DEL COM NEW 190 41K 0
TAL ED GROUP ADS REPSTG COM 5K 44K 0
TELECOM ARGENTINA S A SPON ADR REP B 5K 215K 0
TELEFONICA BRASIL SA SPONSORED ADR 106 7K 0
TRANSPORTADORA DE GAS SUR SPONSORED ADR 8K 555K 0
ULTRAPAR PARTICIPACOES S A SP ADR REP COM 261 11K 0
VALE S A ADR 288 30K 0
VIPSHOP HLDGS LTD SPONSORED ADR 8K 631K 0
YPF SOCIEDAD ANONIMA SPONSORED ADR CL D 9K 383K 0