CARSON ADVISORY GROUP

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Georgia, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	9
Registered State Investment Advisers	9
Licensed Agents of an Insurance Company	7
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,863	$611.9M
Non-Discretionary	199	$83.0M
Total	2,062	$694.9M

Clients

Type	Number	RAUM
Individuals	565	$161.9M
HNW Individuals	353	$513.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	3	$4.5M
Charitable organizations	15	$12.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$3.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	55
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	694.9M
Both for Same	0

Portfolio Manager to Program	Sponsor
AMBASSADOR	RAYMOND JAMES & ASSOCIATES, INC.

Identifiers

SEC RIA File Number	801-64883
SEC ERA File Number	801-64883
SEC CIK Numbers	1909304
SEC CRD Numbers	117410
Legal Entity Identifier	None

Principal Office

470 HILL ST.
ATHENS
GA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic