Hedge Fund Database

PYA WALTMAN CAPITAL, LLC

Adviser information for PYA WALTMAN CAPITAL, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,195 $502.4M
Non-Discretionary 27 $528.2M
Total 1,222 $1.0B

Clients

Type Number RAUM
Individuals 204 $50.7M
HNW Individuals 166 $415.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 18 $379.5M
Charitable organizations <5 $2.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $181.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-64909
SEC ERA File Number 801-64909
SEC CIK Numbers 1800135
SEC CRD Numbers 137283
Legal Entity Identifier None

Principal Office

1402 EBENEZER ROAD
KNOXVILLE
TN
United States
Monday - Friday, 8:30AM - 5PM
Tel: 865-693-6301, Fax: 865-693-6302

Websites

www.linkedin.com/company/pya-waltman-capital-llc twitter.com/pyawaltman www.pyawaltman.com www.facebook.com/pyawaltman/

Chief Compliance Officer

JESSICA L. OTT
CCO
1402 EBENEZER ROAD
KNOXVILLE
TN
United States
Tel: 865-693-6301
Fax: 865-693-6302
(Full email address available in API data)

Industry Affiliates

PYA, P.C Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WALTMAN, JACK, WILLIAM Individual – PRESIDENT, MEMBER 10/2005 25-50%
YOAKLEY, DOUGLAS, ANDREW Individual – MEMBER 10/2005 25-50%
GHEEN, GREGORY, PAUL Individual – MEMBER 10/2005 < 5%
BROWN, MARTIN, DOUGLAS Individual – MEMBER 10/2005 < 5%
FOSTER, ERIC, E Individual – MEMBER 01/2007 10-25%
OTT, JESSICA, LEE Individual – CHIEF COMPLIANCE OFFICER 03/2009 < 5%

No. Employees, Historic

2010020192020202120222023202420259 on 9/20/20199 on 12/18/201911 on 2/10/202011 on 4/7/202011 on 6/29/202012 on 3/16/202111 on 3/18/202211 on 11/4/202214 on 2/16/202314 on 3/15/2024

RAUM, Historic

2B1B02019202020212022202320242025630844484 on 9/20/2019630844484 on 12/18/2019754600955 on 2/10/2020754600955 on 4/7/2020754600955 on 6/29/2020879167089 on 3/16/20211017643452 on 3/18/20221017643452 on 11/4/2022864023350 on 2/16/20231030582694 on 3/15/2024

No. Clients, Historic

40020002019202020212022202320242025307 on 9/20/2019307 on 12/18/2019333 on 2/10/2020333 on 4/7/2020333 on 6/29/2020375 on 3/16/2021397 on 3/18/2022397 on 11/4/2022379 on 2/16/2023398 on 3/15/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 3M 17K 0
AGNICO EAGLE MINES LTD COM 360K 6K 0
AIR PRODS & CHEMS INC COM 858K 3K 0
ALLSTATE CORP COM 2M 15K 0
ALPHABET INC CAP STK CL A 12M 68K 0
ALPHABET INC CAP STK CL C 228K 1K 0
AMAZON COM INC COM 11M 55K 0
AMERICAN TOWER CORP NEW COM 2M 9K 0
AMGEN INC COM 3M 10K 0
APPLE INC COM 2M 8K 0
BELLRING BRANDS INC COMMON STOCK 4M 74K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 30M 74K 0
BROADCOM INC COM 4M 2K 0
CHARTER COMMUNICATIONS INC N CL A 5M 15K 0
CHEVRON CORP NEW COM 2M 14K 0
CISCO SYS INC COM 770K 16K 0
DANAHER CORPORATION COM 8M 32K 0
ETSY INC COM 1M 17K 0
EXXON MOBIL CORP COM 973K 8K 0
FIDELITY WISE ORIGIN BITCOIN SHS 2M 33K 0
GE AEROSPACE COM NEW 434K 3K 0
GENERAL DYNAMICS CORP COM 2M 7K 0
GENUINE PARTS CO COM 819K 6K 0
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 2M 37K 0
HECLA MNG CO COM 74K 15K 0
HEICO CORP NEW CL A 11M 64K 0
HOME DEPOT INC COM 3M 10K 0
INVESCO QQQ TR UNIT SER 1 921K 2K 0
ISHARES TR CORE US AGGBD ET 896K 9K 0
JOHNSON & JOHNSON COM 6M 39K 0
JPMORGAN CHASE & CO. COM 2M 12K 0
LEIDOS HOLDINGS INC COM 455K 3K 0
LOCKHEED MARTIN CORP COM 2M 4K 0
MARKEL GROUP INC COM 16M 10K 0
MCDONALDS CORP COM 1M 4K 0
META PLATFORMS INC CL A 202K 401 0
MICROSOFT CORP COM 2M 4K 0
NEXTERA ENERGY INC COM 920K 13K 0
NOMAD FOODS LTD USD ORD SHS 4M 238K 0
NVR INC COM 3M 418 0
PAN AMERN SILVER CORP COM 245K 12K 0
PEPSICO INC COM 3M 15K 0
POST HLDGS INC COM 15M 147K 0
PRICE T ROWE GROUP INC COM 2M 16K 0
PROCTER AND GAMBLE CO COM 3M 17K 0
ROSS STORES INC COM 18M 127K 0
S&P GLOBAL INC COM 10M 23K 0
SCIENCE APPLICATIONS INTL CO COM 272K 2K 0
SOUTHERN CO COM 208K 3K 0
SPDR GOLD TR GOLD SHS 985K 5K 0
SPDR S&P 500 ETF TR TR UNIT 291K 535 0
SPDR SER TR BLOOMBERG 1-3 MO 929K 10K 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 13M 593K 0
SPX TECHNOLOGIES INC COM 340K 2K 0
STARBUCKS CORP COM 726K 9K 0
T ROWE PRICE ETF INC CAP APPRECIATION 17M 536K 0
TEXAS INSTRS INC COM 3M 15K 0
TRANSDIGM GROUP INC COM 15M 12K 0
TRAVELERS COMPANIES INC COM 1M 5K 0
UNITED PARCEL SERVICE INC CL B 2M 17K 0
VAIL RESORTS INC COM 4M 21K 0
VANGUARD INDEX FDS TOTAL STK MKT 993K 4K 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 4M 63K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 3M 48K 0
VERIZON COMMUNICATIONS INC COM 1M 25K 0
WHEATON PRECIOUS METALS CORP COM 223K 4K 0