ELCO MANAGEMENT COMPANY, LLC
Adviser information for ELCO MANAGEMENT COMPANY, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 364 | $213.9M |
| Non-Discretionary | 0 | $0 |
| Total | 364 | $213.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 82 | $18.0M |
| HNW Individuals | 66 | $167.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $21.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 159.7M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEPARATELY MANAGED ACCOUNT WRAP FEE PROGRAM | CHARLES SCHWAB & CO., INC. |
Principal Office
369 LEXINGTON AVENUE3RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-603-7582, Fax: 646-403-4860
Websites
Chief Compliance Officer
JAMES ELLIOT
MEMBER
369 LEXINGTON AVENUE
3RD FLOOR
NEW YORK
NY
United States
Tel:
917-742-6853
Fax:
646-403-4860
J******@*****************M
(Full email address available in API data)
Regulatory Contact
MAYRA SANTOS
INVESTMENT ADMINISTRATOR
369 LEXINGTON AVENUE
3RD FLOOR
NEW YORK
NY
United States
Tel:
212-603-7582
Fax:
646-403-4860
M******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELCO SELECT FUND, LP | Hedge Fund | $21.8M | $0.5M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELLIOT, PAUL | Individual | – | MANAGING MEMBER | 04/1995 | 25-50% |
| ELLIOT, JAMES, HOWARD | Individual | – | MEMBER & CHIEF COMPLIANCE OFFICER | 04/1995 | 25-50% |
| ELLIOT, LAUREN | Individual | – | MEMBER | 04/1995 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CONSOLIDATED WATER CO INC | ORD | 226K | 9K | – |
| PENTAIR PLC | SHS | 324K | 4K | – |
| VERSABANK NEW | COM | 892K | 83K | – |
| ABBOTT LABS | COM | 2M | 19K | – |
| ABBVIE INC | COM | 3M | 18K | – |
| AES CORP | COM | 351K | 20K | – |
| ALPHABET INC | CAP STK CL A | 265K | 1K | – |
| ALPHABET INC | CAP STK CL C | 5M | 29K | – |
| AMAZON COM INC | COM | 6M | 32K | – |
| AMER STATES WTR CO | COM | 51K | 705 | – |
| AMER STATES WTR CO | COM | 480K | 7K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 1M | 10K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 650K | 5K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 233K | 4K | – |
| APPLE INC | COM | 7M | 33K | – |
| ARES CAPITAL CORP | COM | 225K | 11K | – |
| ARTESIAN RES CORP | CL A | 389K | 11K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 364K | 895 | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 138K | 22K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 52K | 8K | – |
| BLACKROCK SCIENCE & TECHNOLO | SHS | 241K | 6K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 312K | 10K | – |
| BOEING CO | COM | 1M | 7K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 770K | 5K | – |
| BUSINESS FIRST BANCSHARES IN | COM | 442K | 20K | – |
| CADIZ INC | COM NEW | 135K | 44K | – |
| SOUTHERN CALIF BANCORP | COM | 360K | 27K | – |
| CALIFORNIA BANCORP INC | COM | 223K | 10K | – |
| CALIFORNIA WTR SVC GROUP | COM | 364K | 8K | – |
| CARRIER GLOBAL CORPORATION | COM | 918K | 15K | – |
| CHART INDS INC | COM | 668K | 5K | – |
| CHENIERE ENERGY INC | COM NEW | 10M | 56K | – |
| CHESAPEAKE ENERGY CORP | COM | 205K | 3K | – |
| CITIGROUP INC | COM NEW | 244K | 4K | – |
| COHERUS BIOSCIENCES INC | COM | 477 | 276 | – |
| COHERUS BIOSCIENCES INC | COM | 22K | 12K | – |
| COLGATE PALMOLIVE CO | COM | 1M | 14K | – |
| CONSTELLATION BRANDS INC | CL A | 872K | 3K | – |
| CORE & MAIN INC | CL A | 849K | 17K | – |
| CORNING INC | COM | 633K | 16K | – |
| CSX CORP | COM | 827K | 25K | – |
| CUMMINS INC | COM | 435K | 2K | – |
| CVS HEALTH CORP | COM | 324K | 5K | – |
| DANAHER CORPORATION | COM | 407K | 2K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 350K | 9K | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 129K | 10K | – |
| EATON VANCE RISK-MANAGED DIV | COM | 323K | 37K | – |
| EATON VANCE SHORT DURATION D | COM | 454K | 42K | – |
| SELECT SECTOR SPDR TR | ENERGY | 397K | 4K | – |
| EQT CORP | COM | 943K | 26K | – |
| EQUITRANS MIDSTREAM CORP | COM | 463K | 36K | – |
| EQUITY BANCSHARES INC | COM CL A | 481K | 14K | – |
| ESSENTIAL UTILS INC | COM | 4K | 100 | – |
| ESSENTIAL UTILS INC | COM | 681K | 18K | – |
| FIRST FNDTN INC | COM | 13K | 2K | – |
| FIRST FNDTN INC | COM | 303K | 46K | – |
| FIRST WESTN FINL INC | COM | 194K | 11K | – |
| GLOBAL WTR RES INC | COM | 386K | 32K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 615K | 35K | – |
| GLOBAL X FDS | S&P 500 COVERED | 3M | 62K | – |
| GREAT LAKES DREDGE & DOCK CO | COM | 266K | 30K | – |
| GSK PLC | SPONSORED ADR | 235K | 6K | – |
| HEXCEL CORP NEW | COM | 4M | 70K | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| HONEYWELL INTL INC | COM | 2M | 9K | – |
| HUBBELL INC | COM | 2M | 5K | – |
| ILLUMINA INC | COM | 1M | 11K | – |
| IMAX CORP | COM | 176K | 11K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 10K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 585K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 403K | 9K | – |
| ISHARES TR | CORE S&P500 ETF | 218K | 399 | – |
| ISHARES TR | GLOB HLTHCRE ETF | 757K | 8K | – |
| ISHARES TR | RUSSELL 2000 ETF | 518K | 3K | – |
| ISHARES TR | US AER DEF ETF | 231K | 2K | – |
| ISHARES TR | U.S. TECH ETF | 521K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 8K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 266K | 5K | – |
| JOHNSON & JOHNSON | COM | 609K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 30K | – |
| KARYOPHARM THERAPEUTICS INC | COM | 17K | 20K | – |
| KENVUE INC | COM | 451K | 25K | – |
| KINDER MORGAN INC DEL | COM | 353K | 18K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 264K | 13K | – |
| LATHAM GROUP INC | COM | 296K | 98K | – |
| LINEAGE CELL THERAPEUTICS IN | COM | 12K | 12K | – |
| LINKBANCORP INC | COM | 471K | 77K | – |
| MADISON COVERED CALL & EQUIT | COM | 176K | 23K | – |
| MAINSTREET BANCSHARES INC | COM | 326K | 18K | – |
| MARRIOTT INTL INC NEW | CL A | 959K | 4K | – |
| MASCO CORP | COM | 399K | 6K | – |
| MASTERCARD INCORPORATED | CL A | 218K | 495 | – |
| MCDONALDS CORP | COM | 756K | 3K | – |
| MEDTRONIC PLC | SHS | 326K | 4K | – |
| MERIDIAN CORPORATION | COM | 196K | 19K | – |
| MICROSOFT CORP | COM | 6M | 13K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 474K | 9K | – |
| NET POWER INC | COM CL A | 206K | 21K | – |
| NEXTDECADE CORP | COM | 1M | 137K | – |
| NEXTERA ENERGY INC | COM | 2M | 28K | – |
| NVIDIA CORPORATION | COM | 2M | 17K | – |
| ONEOK INC NEW | COM | 2M | 23K | – |
| OTIS WORLDWIDE CORP | COM | 668K | 7K | – |
| PFIZER INC | COM | 1M | 38K | – |
| PFIZER INC | COM | 56K | 2K | – |
| POOL CORP | COM | 489K | 2K | – |
| PRIMERICA INC | COM | 946K | 4K | – |
| PRIMIS FINANCIAL CORP | COM | 3K | 315 | – |
| PRIMIS FINANCIAL CORP | COM | 575K | 55K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 9K | – |
| PROVIDENT FINL SVCS INC | COM | 713K | 50K | – |
| PROVIDENT FINL SVCS INC | COM | 116K | 8K | – |
| QUALCOMM INC | COM | 468K | 2K | – |
| RIVERVIEW BANCORP INC | COM | 56K | 14K | – |
| RTX CORPORATION | COM | 1M | 13K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 1M | 20K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 265K | 2K | – |
| SELECT SECTOR SPDR TR | INDL | 643K | 5K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 324K | 5K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 709K | 17K | – |
| SELECT WATER SOLUTIONS INC | CL A COM | 877K | 82K | – |
| SEMPRA | COM | 514K | 7K | – |
| SHORE BANCSHARES INC | COM | 348K | 30K | – |
| SOUTHERN FIRST BANCSHARES | COM | 229K | 8K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 468K | 11K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 341K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 8K | – |
| STARWOOD PPTY TR INC | COM | 189K | 10K | – |
| TARGA RES CORP | COM | 8M | 61K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 915K | 4K | – |
| TETRA TECH INC NEW | COM | 268K | 1K | – |
| COCA COLA CO | COM | 452K | 7K | – |
| UBER TECHNOLOGIES INC | COM | 448K | 6K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 194K | 609 | – |
| UNITED THERAPEUTICS CORP DEL | COM | 39K | 121 | – |
| UNIVERSAL DISPLAY CORP | COM | 631K | 3K | – |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 3K | 240 | – |
| USCB FINANCIAL HOLDINGS INC | CLASS A COM | 744K | 58K | – |
| VALMONT INDS INC | COM | 412K | 2K | – |
| VERALTO CORP | COM SHS | 3K | 33 | – |
| VERALTO CORP | COM SHS | 477K | 5K | – |
| VISA INC | COM CL A | 255K | 970 | – |
| WALMART INC | COM | 309K | 5K | – |
| DISNEY WALT CO | COM | 1M | 10K | – |
| WILLIAMS COS INC | COM | 9M | 212K | – |
| XYLEM INC | COM | 425K | 3K | – |
| XYLEM INC | COM | 353K | 3K | – |
| YORK WTR CO | COM | 471K | 13K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 310K | 3K | – |
| ZURN ELKAY WATER SOLNS CORP | COM | 98K | 3K | – |
| ZURN ELKAY WATER SOLNS CORP | COM | 175K | 6K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 725K | 30K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 9M | 554K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 58K | – |
| GENESIS ENERGY L P | UNIT LTD PARTN | 3M | 188K | – |
| HESS MIDSTREAM LP | CL A SHS | 677K | 19K | – |
| MPLX LP | COM UNIT REP LTD | 4M | 91K | – |
| NGL ENERGY PARTNERS LP | COM UNIT REPST | 550K | 109K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 3M | 163K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 617K | 33K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 1M | 24K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 2M | 56K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 323K | 40K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 386K | 23K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 714K | 51K | – |
| FRANKLIN LTD DURATION INCOME | COM | 112K | 18K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 203K | 30K | – |
| REAVES UTIL INCOME FD | COM SH BEN INT | 216K | 8K | – |
| VIRTUS CONVERTIBLE & INCOME | COM | 34K | 11K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 313K | 263 | – |