INVESTCORP INVESTMENT ADVISERS LLC
Adviser information for INVESTCORP INVESTMENT ADVISERS LLC last updated from Form ADV on October 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 96 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 24 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $4.0B |
| Non-Discretionary | 2 | $103.6M |
| Total | 35 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 23 | $1.1B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 31 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-64942 |
|---|---|
| SEC ERA File Number | 801-64942 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137790 |
| Legal Entity Identifier | 549300CDTY7ORQY8LJ42 |
Principal Office
280 PARK AVENUE36TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 212-599-4700, Fax: None
Chief Compliance Officer
BRIAN MURPHY
CHIEF COMPLIANCE OFFICER
280 PARK AVENUE
36TH FLOOR
NEW YORK
NY
United States
Tel:
917-332-5719
B******@*************M
(Full email address available in API data)
Industry Affiliates
| CM INVESTMENT PARTNERS LLC | Other investment adviser, including financial planners |
| ICM NOMINEES HOLDING LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ICM SENIOR LOAN FUND CORPORATION | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP (ABU DHABI) LIMITED | Other investment adviser, including financial planners |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | Other investment adviser, including financial planners |
| INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP ASPEN FUND GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP ASSET ADVISORY SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP CORPORATE SERVICES LIMITED | Other investment adviser, including financial planners |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | Other investment adviser, including financial planners |
| INVESTCORP CREDIT MANAGEMENT US LLC | Other investment adviser, including financial planners |
| INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP FINANCIAL SERVICES B.S.C. | Other investment adviser, including financial planners |
| INVESTCORP FORTUNE AS GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | Other investment adviser, including financial planners |
| INVESTCORP GULF INVESTMENTS BSC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT ADVISERS LIMITED | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT SOLUTIONS LLC | Other investment adviser, including financial planners |
| INVESTCORP JAPAN, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP MALTA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP MANAGEMENT HOLDINGS, L.P. | Other investment adviser, including financial planners |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP STRATEGIC CAPITAL PARTNERS II GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP SUISSE AG | Other investment adviser, including financial planners |
| INVESTCORP TECHNOLOGY FUND IV GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP TECHNOLOGY FUND V GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP WOLVERINE COINVEST GP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MARBLE POINT CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| MARBLE POINT CREDIT MANAGEMENT LLC | Other investment adviser, including financial planners |
| MERCURY CAPITAL ADVISORS UNIPESSOAL, LDA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCURY CAPITAL ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCURY CAPITAL ADVISORS, LLP | Other investment adviser, including financial planners |
| MP CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| N.A. INVESTCORP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRO-II HOLDINGS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TAGES CAPITAL LLP | Other investment adviser, including financial planners |
| TAGES CAPITAL SGR S.P.A. | Other investment adviser, including financial planners |
| UTA INVESTCORP FUND GP 1 LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANCHOR HOLDCO LP | Private Equity Fund | $13.2M | $0.0M | 4 |
| HELIOS AGGREGATOR HOLDINGS I LP | Private Equity Fund | $94.4M | $0.0M | 33 |
| INVESTCORP APOLLO ACQUISITION PARTNERSHIP, L.P | Private Equity Fund | $88.6M | $0.0M | 3 |
| INVESTCORP ASPEN OFFSHORE FUND II, L.P. | Private Equity Fund | $30.5M | $5.0M | 1 |
| INVESTCORP ASPEN OFFSHORE FUND, L.P. | Private Equity Fund | $14.1M | $5.0M | 3 |
| INVESTCORP ASPEN ONSHORE FUND, L.P. | Private Equity Fund | $10.6M | $5.0M | 1 |
| INVESTCORP CARRIER ACQUISITION PARTNERSHIP, L.P | Private Equity Fund | $41.1M | $0.0M | 3 |
| INVESTCORP ELM ACQUISITION PARTNERSHIP, L.P. | Private Equity Fund | $9.9M | $0.0M | 2 |
| INVESTCORP FORTUNE AS, L.P | Private Equity Fund | $30.7M | $0.0M | 1 |
| INVESTCORP HIGHWAY ACQUISITION PARTNERSHIP, L.P. | Private Equity Fund | $47.7M | $0.0M | 7 |
| INVESTCORP KERAS COINVEST II, L.P. | Private Equity Fund | $10.7M | $0.0M | 4 |
| INVESTCORP KERAS COINVEST III, L.P. | Private Equity Fund | $7.9M | $0.0M | 3 |
| INVESTCORP KERAS COINVEST, L.P. | Private Equity Fund | $2.1M | $0.0M | 4 |
| INVESTCORP MOUNTAIN ACQUISITION PARTNERSHIP, L.P. | Private Equity Fund | $10.4M | $0.0M | 2 |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I, L.P. | Private Equity Fund | $194.2M | $20.0M | 32 |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY PARALLEL FUND I-A, L.P. | Private Equity Fund | $514.4M | $0.0M | 5 |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY PARALLEL FUND I-B, L.P. | Private Equity Fund | $116.8M | $20.0M | 4 |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY PARALLEL FUND I, L.P. | Private Equity Fund | $164.7M | $20.0M | 18 |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY REALIZATION FUND 2022, L.P. | Private Equity Fund | $558.0M | $0.0M | 32 |
| INVESTCORP PROPEL ACQUISITION PARTNERSHIP, L.P. | Private Equity Fund | $51.7M | $0.0M | 3 |
| INVESTCORP RELAY COINVEST LP | Private Equity Fund | $67.7M | $0.0M | 4 |
| INVESTCORP ROADWAY COINVEST LP | Private Equity Fund | $42.6M | $0.0M | 4 |
| INVESTCORP STRATEGIC CAPITAL PARTNERS A, L.P. | Private Equity Fund | $191.6M | $5.0M | 13 |
| INVESTCORP STRATEGIC CAPITAL PARTNERS II-B, L.P. | Private Equity Fund | $175.5M | $10.0M | 1 |
| INVESTCORP STRATEGIC CAPITAL PARTNERS MASTER FUND, L.P. | Private Equity Fund | $65.3M | $5.0M | 3 |
| INVESTCORP STRATEGIC CAPITAL PARTNERS, L.P. | Private Equity Fund | $459.1M | $5.0M | 51 |
| INVESTCORP SWITCH AGGREGATOR LP | Private Equity Fund | $23.0M | $0.0M | 25 |
| INVESTCORP TAYCAN ACQUISITION PARTNERSHIP, L.P. | Private Equity Fund | $25.5M | $0.0M | 2 |
| INVESTCORP TECHNOLOGY PARTNERS IV B LP | Private Equity Fund | $198.2M | $5.0M | 16 |
| INVESTCORP TECHNOLOGY SECONDARY FUND 2018, L.P. | Private Equity Fund | $304.9M | $0.0M | 8 |
| INVESTCORP TRANSFORMER AGGREGATOR LP | Private Equity Fund | $12.7M | $0.0M | 2 |
| INVESTCORP WOLVERINE COINVEST, L.P. | Private Equity Fund | $14.8M | $0.0M | 4 |
| MARLIN COINVEST LP | Private Equity Fund | $105.9M | $0.0M | 11 |
| PEGASUS AGGREGATOR HOLDINGS LP | Private Equity Fund | $107.7M | $0.0M | 10 |
| VICTORS CCC AGGREGATOR LP | Private Equity Fund | $224.0M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CP HOLDINGS LTD | Foreign Entity | INVESTCORP HOLDINGS LTD | SHAREHOLDER | 08/2005 | 50-75% |
| MURPHY, BRIAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2005 | < 5% |
| INVESTCORP HOLDINGS LTD | Foreign Entity | INVESTCORP S.A. | SHAREHOLDER | 08/2005 | > 75% |
| OWNERSHIP HOLDINGS LTD | Foreign Entity | CP HOLDINGS LTD | SHAREHOLDER | 08/2005 | 50-75% |
| SIPCO LTD | Foreign Entity | OWNERSHIP HOLDINGS LTD | SHAREHOLDER | 08/2005 | 25-50% |
| INVESTCORP INTERNATIONAL HOLDINGS INC. | Domestic Entity | – | SOLE MEMBER | 08/2005 | > 75% |
| INVESTCORP S.A. | Foreign Entity | INVESTCORP INTERNATIONAL HOLDINGS INC. | SHAREHOLDER | 08/2005 | > 75% |
| TAYEH, DAVID, ALAN | Individual | – | MANAGER, HEAD OF CORPORATE INVESTMENTS - NORTH AMERICA | 09/2015 | < 5% |
| MANISCALCO, ANTHONY, WILLIAM | Individual | – | MANAGER, HEAD OF STRATEGIC CAPITAL INVESTMENTS | 09/2019 | < 5% |
| IESIP INVESTMENTS SPC LTD | Foreign Entity | SIPCO LTD | SHAREHOLDER | 12/2020 | 50-75% |
| IESIP HOLDINGS LTD | Foreign Entity | IESIP INVESTMENTS SPC LTD | SHAREHOLDER | 12/2020 | > 75% |
| SIPCO HOLDINGS LTD | Foreign Entity | IESIP HOLDINGS LTD | SHAREHOLDER | 06/2023 | > 75% |
| Myers, Herb | Individual | – | MANAGER - CO-HEAD OF REAL ESTATE | 01/2023 | < 5% |
| Michael, O'Brien | Individual | – | MANAGER - CO-HEAD OF REAL ESTATE | 01/2023 | < 5% |