PORTFOLIO DESIGN ADVISORS, INC.
Adviser information for PORTFOLIO DESIGN ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 157 | $38.9M |
| Non-Discretionary | 0 | $0 |
| Total | 157 | $38.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 156 | $38.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $168,234 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 38.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AXIOM | PORTFOLIO DESIGN ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-64971 |
|---|---|
| SEC ERA File Number | 801-64971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137789 |
| Legal Entity Identifier | None |
Principal Office
9635 MAROON CIRCLESUITE 100
ENGLEWOOD
CO
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 303-785-8470, Fax: None
Websites
Chief Compliance Officer
JENNIFER SCHUETTE
9635 MAROON CIRCLE
SUITE 100
ENGLEWOOD
CO
United States
Tel:
303-785-8470
J**@***********M
(Full email address available in API data)
Regulatory Contact
DEAN RAGER
PRESIDENT
9635 MAROON CIRCLE
SUITE 100
ENGLEWOOD
CO
United States
Tel:
303-785-8470
D***@***********M
(Full email address available in API data)
Industry Affiliates
| GENEOS WEALTH MANAGEMENT, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GWM HOLDINGS, INC. | Domestic Entity | – | STOCKHOLDER | 01/2009 | > 75% |
| RAGER, DEAN, ALLEN | Individual | – | PRESIDENT | 01/2014 | < 5% |
| SCHUETTE, JENNIFER, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2012 | < 5% |