THRIVENT ASSET MANAGEMENT, LLC
Adviser information for THRIVENT ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 431 |
|---|---|
| Investment Advisory/Research | 153 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $30.3B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $30.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 33 | $30.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesMODEL PORTFOLIOS |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
901 MARQUETTE AVENUESUITE 2500
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 800-847-4836, Fax: 612-844-4307
Websites
www.youtube.com/channel/uc79dg6luhttdhk2g6d4p9pw
www.facebook.com/thrivent
fp.thriventfunds.com/
www.facebook.com/thriventfunds/
open.spotify.com/show/4a0vzfg9qfotievxyesaft
podcasts.google.com/feed/ahr0chm6ly9mzwvkcy5zaw1wbgvjyxn0lmnvbs8yq2hndepjxw
advisors-market360.simplecast.com/
www.assettv.com/channel/thrivent-asset-management
podcasts.apple.com/us/podcast/advisors-market360/id1557330578
www.linkedin.com/company/thrivent-asset-management/
twitter.com/thrivent
www.instagram.com/thrivent/
www.linkedin.com/company/thrivent/
www.youtube.com/user/thriventfinancial
www.thrivent.com
www.pinterest.com/thrivent/
www.thriventfunds.com
music.amazon.com/podcasts/6daf237b-f515-48f1-8941-2ce65e04aef1/advisor's-market360%e2%84%a2
Chief Compliance Officer
EDWARD S. DRYDEN
VICE PRESIDENT, CHIEF COMPLIANCE OFFICER - THRIVENT FUNDS
901 MARQUETTE AVENUE
SUITE 2500
MINNEAPOLIS
MN
United States
Tel:
612-844-8593
Fax:
612-844-4307
T*********@****************M
(Full email address available in API data)
Regulatory Contact
JILL M. FORTE
SENIOR COUNSEL, THRIVENT
901 MARQUETTE AVENUE
SUITE 2500
MINNEAPOLIS
MN
United States
Tel:
612-844-4581
J*********@***********M
(Full email address available in API data)
Industry Affiliates
| NEWMAN FINANCIAL SERVICES LLC | Insurance company or agency |
| THRIVENT ADVISOR NETWORK, LLC | Other investment adviser, including financial planners |
| THRIVENT DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THRIVENT FINANCIAL FOR LUTHERANS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorInsurance company or agencySponsor, GP, manager of pooled investment vehicles |
| THRIVENT INSURANCE AGENCY INC. | Insurance company or agency |
| THRIVENT INVESTMENT MANAGEMENT INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| THRIVENT TRUST COMPANY | Trust company |
| THRIVENT WHITE ROSE ENDURANCE GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE ENDURANCE GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE ENDURANCE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP X, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP XI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP XII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP XIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP XIV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP XV EQUITY DIRECT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE GP XV FUND OF FUNDS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE OPPORTUNITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE REAL ESTATE GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE REAL ESTATE GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE REAL ESTATE GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE REAL ESTATE GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THRIVENT WHITE ROSE REAL ESTATE GP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TWIN BRIDGE CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WHITE ROSE CFO 2023 HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITE ROSE GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROYAL, DAVID, SCOTT | Individual | – | PRESIDENT | 07/2017 | < 5% |
| THRIVENT FINANCIAL FOR LUTHERANS | Domestic Entity | THRIVENT FINANCIAL HOLDINGS, INC. | SHAREHOLDER | 08/1986 | > 75% |
| DRYDEN, EDWARD, STUART | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2010 | < 5% |
| THRIVENT FINANCIAL HOLDINGS, INC. | Domestic Entity | – | MEMBER | 01/2014 | > 75% |
| KOELLING, KATHLEEN, MARIE | Individual | – | PRIVACY OFFICER | 10/2010 | < 5% |
| KREMENAK, MICHAEL, WALDEN | Individual | – | ELECTED MANAGER | 12/2020 | < 5% |
| NIGBUR, CYNTHIA, JEAN | Individual | – | ASSISTANT SECRETARY | 02/2006 | < 5% |
| BEAVER, TROY, ALAN | Individual | – | ELECTED MANAGER AND VICE PRESIDENT | 10/2017 | < 5% |
| BERGSTROM, SARAH, LYNN | Individual | – | ASSISTANT TREASURER | 12/2018 | < 5% |
| CLOUTIER, JEFFREY, DAVID | Individual | – | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 07/2022 | < 5% |
| MINTA, SHARON, KAY | Individual | – | ANIT-MONEY LAUNDERING OFFICER | 08/2019 | < 5% |
| ENGLISH, JESSICA, ERIN | Individual | – | ASSISTANT SECRETARY | 12/2019 | < 5% |
| JACKSON, JOHN, DAVID | Individual | – | ASSISTANT SECRETARY | 12/2020 | < 5% |
| JENSON, JENNA, KAREN | Individual | – | CHIEF LEGAL OFFICER AND SECRETARY | 12/2020 | < 5% |
| Riesterer, Jamie, Lee | Individual | – | ELECTED MANAGER | 01/2022 | < 5% |
| LEE, STEVEN, HARRIS CAUSTON | Individual | – | DERIVATIVES RISK MANAGER | 07/2022 | < 5% |